The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| COSTAR GROUP INC | COM | 22160N109 | 45,435 | 153,007 | SH | SOLE | 153,007 | 0 | 0 | ||
| LPL FINANCIAL HOLDINGS INC | COM | 50212V100 | 11,908 | 208,401 | SH | SOLE | 208,401 | 0 | 0 | ||
| NANTKWEST INC | COM | 63016Q102 | 3,632 | 808,974 | SH | SOLE | 808,974 | 0 | 0 | ||
| SORRENTO THERAPEUTICS INC | COM NEW | 83587F202 | 6,605 | 1,738,232 | SH | SOLE | 1,738,232 | 0 | 0 | ||
| SABINE ROYALTY TRUST | UNIT BEN INT | 785688102 | 10,623 | 239,317 | SH | SOLE | 239,317 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 3,237 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| DAVE & BUSTER'S ENTERTAINMEN | COM | 238337109 | 3,310 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| APPFOLIO INC - A | COM CL A | 03783C100 | 2,381 | 57,372 | SH | SOLE | 57,372 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 361 | 118,503 | SH | SOLE | 118,503 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 339 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
| UROGEN PHARMA LTD | COM | M96088105 | 4,399 | 118,213 | SH | DFND | 118,213 | 0 | 0 | ||
| NANTHEALTH INC | COM | 630104107 | 250 | 81,870 | SH | DFND | 81,870 | 0 | 0 | ||
| January 18 Calls on UNG US | CALL | 912318901 | 1,515 | 64,950 | SH | DFND | 64,950 | 0 | 0 | ||