The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 98,876 | 1,732,542 | SH | DFND | 0 | 1,732,542 | 0 | ||
ACCURAY INC | COM | 004397105 | 18,819 | 4,376,578 | SH | DFND | 0 | 4,376,578 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 74,036 | 3,451,553 | SH | DFND | 0 | 3,451,553 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 20,885 | 24,516,000 | PRN | DFND | 0 | 24,516,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 44,080 | 696,151 | SH | DFND | 0 | 696,151 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 155,781 | 2,607,211 | SH | DFND | 0 | 2,607,211 | 0 | ||
AKORN INC | COM | 009728106 | 3,352 | 104,000 | SH | Put | DFND | 0 | 104,000 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 62,147 | 360,420 | SH | DFND | 0 | 360,420 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 6,807 | 676,672 | SH | DFND | 0 | 676,672 | 0 | ||
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 6,448 | 787,532 | SH | DFND | 0 | 787,532 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 45,000 | 42,719 | SH | DFND | 0 | 42,719 | 0 | ||
AMAZON COM INC | COM | 023135106 | 36,214 | 30,966 | SH | DFND | 0 | 30,966 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 17,617 | 123,478 | SH | DFND | 0 | 123,478 | 0 | ||
ANAPTYSBIO INC | COM | 032724106 | 42,896 | 425,896 | SH | DFND | 0 | 425,896 | 0 | ||
ANTHEM INC | COM | 036752103 | 60,259 | 267,805 | SH | DFND | 0 | 267,805 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 90,650 | 387,046 | SH | DFND | 0 | 387,046 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 82,352 | 1,274,017 | SH | DFND | 0 | 1,274,017 | 0 | ||
BLUEBIRD BIO INC | COM | 09609G100 | 24,897 | 139,791 | SH | DFND | 0 | 139,791 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 65,361 | 866,740 | SH | DFND | 0 | 866,740 | 0 | ||
BOX INC | CL A | 10316T104 | 60,136 | 2,847,325 | SH | DFND | 0 | 2,847,325 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 13,021 | 549,657 | SH | DFND | 0 | 549,657 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 60,325 | 297,035 | SH | DFND | 0 | 297,035 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 5,917 | 311,755 | SH | DFND | 0 | 311,755 | 0 | ||
CME GROUP INC | COM CL A | 12572Q105 | 57,267 | 392,106 | SH | DFND | 0 | 392,106 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 10,700 | 342,725 | SH | DFND | 0 | 342,725 | 0 | ||
CUTERA INC | COM | 232109108 | 18,812 | 414,815 | SH | DFND | 0 | 414,815 | 0 | ||
DAVITA INC | COM | 23918K108 | 87,443 | 1,210,282 | SH | DFND | 0 | 1,210,282 | 0 | ||
DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 91,403 | 83,808,000 | PRN | DFND | 0 | 83,808,000 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 44,324 | 467,064 | SH | DFND | 0 | 467,064 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 100,682 | 893,283 | SH | DFND | 0 | 893,283 | 0 | ||
ENDOCYTE INC | COM | 29269A102 | 14,730 | 3,441,594 | SH | DFND | 0 | 3,441,594 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 40,178 | 7,509,909 | SH | DFND | 0 | 7,509,909 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 39,584 | 43,409,000 | PRN | DFND | 0 | 43,409,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 57,288 | 870,102 | SH | DFND | 0 | 870,102 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 648 | 3,670 | SH | DFND | 0 | 3,670 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 25,127 | 30,114,500 | PRN | DFND | 0 | 30,114,500 | 0 | ||
GODADDY INC | CL A | 380237107 | 97,721 | 1,943,528 | SH | DFND | 0 | 1,943,528 | 0 | ||
HCA HEALTHCARE INC | COM | 40412C101 | 64,299 | 732,007 | SH | DFND | 0 | 732,007 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 40,238 | 477,370 | SH | DFND | 0 | 477,370 | 0 | ||
HOLOGIC INC | COM | 436440101 | 73,974 | 1,730,384 | SH | DFND | 0 | 1,730,384 | 0 | ||
HUMANA INC | COM | 444859102 | 20,391 | 82,200 | SH | Call | DFND | 0 | 82,200 | 0 | |
HUMANA INC | COM | 444859102 | 73,052 | 294,480 | SH | DFND | 0 | 294,480 | 0 | ||
ICON PLC | SHS | G4705A100 | 37,119 | 330,979 | SH | DFND | 0 | 330,979 | 0 | ||
INC RESH HLDGS INC | CL A | 45329R109 | 13,658 | 313,257 | SH | DFND | 0 | 313,257 | 0 | ||
INOGEN INC | COM | 45780L104 | 10,935 | 91,829 | SH | DFND | 0 | 91,829 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 6,776 | 1,092,979 | SH | DFND | 0 | 1,092,979 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 26,612 | 2,087,224 | SH | DFND | 0 | 2,087,224 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 84,601 | 1,850,820 | SH | DFND | 0 | 1,850,820 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 26,807 | 1,752,124 | SH | DFND | 0 | 1,752,124 | 0 | ||
LANNET INC | COM | 516012101 | 12,083 | 520,800 | SH | Put | DFND | 0 | 520,800 | 0 | |
LENDINGTREE INC NEW | COM | 52603B107 | 22,245 | 65,340 | SH | DFND | 0 | 65,340 | 0 | ||
MALLINCKRODT PUB LTD CO | COM | G5785G107 | 36,956 | 1,638,100 | SH | Put | DFND | 0 | 1,638,100 | 0 | |
MEDICINES CO | COM | 584688105 | 50,444 | 1,845,052 | SH | DFND | 0 | 1,845,052 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 31,692 | 34,471,000 | PRN | DFND | 0 | 34,471,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 51,800 | 1,199,081 | SH | DFND | 0 | 1,199,081 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 27,111 | 316,941 | SH | DFND | 0 | 316,941 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 90,082 | 1,174,777 | SH | DFND | 0 | 1,174,777 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 54,450 | 1,293,360 | SH | DFND | 0 | 1,293,360 | 0 | ||
NETFLIX INC | COM | 64110L106 | 28,249 | 147,162 | SH | DFND | 0 | 147,162 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 12,850 | 979,393 | SH | DFND | 0 | 979,393 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 27,967 | 144,533 | SH | DFND | 0 | 144,533 | 0 | ||
OPTINOSE INC | COM | 68404V100 | 6,103 | 322,927 | SH | DFND | 0 | 322,927 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 50,917 | 691,622 | SH | DFND | 0 | 691,622 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 77,681 | 825,512 | SH | DFND | 0 | 825,512 | 0 | ||
PERKINELMER INC | COM | 714046109 | 65,673 | 898,160 | SH | DFND | 0 | 898,160 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 289,211 | 5,941,055 | SH | DFND | 0 | 5,941,055 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SERIES 1 | 73935A104 | 109,203 | 701,100 | SH | Put | DFND | 0 | 701,100 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 180,085 | 1,821,800 | SH | DFND | 0 | 1,821,800 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 73,730 | 196,112 | SH | DFND | 0 | 196,112 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 25,596 | 769,795 | SH | DFND | 0 | 769,795 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 84,041 | 822,080 | SH | DFND | 0 | 822,080 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 68,760 | 527,341 | SH | DFND | 0 | 527,341 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 27,962 | 1,628,142 | SH | DFND | 0 | 1,628,142 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 95,665 | 1,127,200 | SH | Put | DFND | 0 | 1,127,200 | 0 | |
SQUARE INC | CL A | 852234103 | 25,596 | 738,276 | SH | DFND | 0 | 738,276 | 0 | ||
TESLA INC | COM | 88160R101 | 25,749 | 82,700 | SH | DFND | 0 | 82,700 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 82,101 | 372,408 | SH | DFND | 0 | 372,408 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 46,890 | 413,671 | SH | DFND | 0 | 413,671 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 48,535 | 1,318,879 | SH | DFND | 0 | 1,318,879 | 0 | ||
ZENDESK INC | COM | 98936J101 | 45,236 | 1,336,763 | SH | DFND | 0 | 1,336,763 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 81,429 | 674,808 | SH | DFND | 0 | 674,808 | 0 |