The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AAC HLDGS INC | COM | 000307108 | 16,859 | 1,873,276 | SH | DFND | 1 | 1,873,276 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 21,759 | 25,250,000 | PRN | DFND | 1 | 25,250,000 | 0 | 0 | |
ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | 24,179 | 741,016 | SH | DFND | 1 | 741,016 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 26,101 | 615,000 | SH | DFND | 1 | 615,000 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 55,076 | 2,233,416 | SH | DFND | 1 | 2,233,416 | 0 | 0 | |
AEGERION PHARMACEUTICALS INC | NOTE 2.000% 8/1 | 00767EAB8 | 13,195 | 16,600,000 | PRN | DFND | 1 | 16,600,000 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 28,922 | 484,055 | SH | DFND | 1 | 484,055 | 0 | 0 | |
AGIOS PHARMACEUTICALS INC | COM | 00847X104 | 15,035 | 262,984 | SH | DFND | 1 | 262,984 | 0 | 0 | |
AKARI THERAPEUTICS PLC | SPONSORED ADR | 00972G108 | 1,082 | 249,785 | SH | DFND | 1 | 249,785 | 0 | 0 | |
ALIMERA SCIENCES INC | COM | 016259103 | 8,050 | 6,052,935 | SH | DFND | 1 | 6,052,935 | 0 | 0 | |
ALLENA PHARMACEUTICALS INC | COM | 018119107 | 6,087 | 605,100 | SH | DFND | 1 | 605,100 | 0 | 0 | |
ALLSCRIPTS HEALTHCARE SOLUTN | NOTE 1.250% 7/0 | 01988PAD0 | 10,351 | 9,671,000 | PRN | DFND | 1 | 9,671,000 | 0 | 0 | |
ALPINE IMMUNE SCIENCES INC | COM | 02083G100 | 10,227 | 913,100 | SH | DFND | 1 | 913,100 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 81,833 | 812,484 | SH | DFND | 1 | 812,484 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 29,251 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
APELLIS PHARMACEUTICALS INC | COM | 03753U106 | 11,132 | 513,000 | SH | DFND | 1 | 513,000 | 0 | 0 | |
ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 2,335 | 1,644,583 | SH | DFND | 1 | 1,644,583 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 16,299 | 2,469,580 | SH | DFND | 1 | 2,469,580 | 0 | 0 | |
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 51,722 | 1,522,566 | SH | DFND | 1 | 1,522,566 | 0 | 0 | |
ARGENX SE | SPONSORED ADR | 04016X101 | 23,107 | 365,961 | SH | DFND | 1 | 365,961 | 0 | 0 | |
ARSANIS INC | COM | 042873109 | 1,679 | 131,548 | SH | DFND | 1 | 131,548 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 31,607 | 789,000 | SH | DFND | 1 | 789,000 | 0 | 0 | |
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 37,204 | 1,190,516 | SH | DFND | 1 | 1,190,516 | 0 | 0 | |
AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 32,435 | 3,955,494 | SH | DFND | 1 | 3,955,494 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 83,644 | 755,798 | SH | DFND | 1 | 755,798 | 0 | 0 | |
BIOCRYST PHARMACEUTICALS | COM | 09058V103 | 35,418 | 7,213,393 | SH | DFND | 1 | 7,213,393 | 0 | 0 | |
BIOHAVEN PHARMACTL HLDG CO L | COM | G11196105 | 9,200 | 341,000 | SH | DFND | 1 | 341,000 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 9,091 | 3,124,000 | SH | DFND | 1 | 3,124,000 | 0 | 0 | |
BLUEBIRD BIO INC | COM | 09609G100 | 14,248 | 80,000 | SH | DFND | 1 | 80,000 | 0 | 0 | |
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 29,862 | 396,000 | SH | DFND | 1 | 396,000 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 15,903 | 753,322 | SH | DFND | 1 | 753,322 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 51,787 | 2,105,180 | SH | DFND | 1 | 2,105,180 | 0 | 0 | |
DAVITA INC | COM | 23918K108 | 30,706 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
DECIPHERA PHARMACEUTICALS IN | COM | 24344T101 | 7,617 | 336,009 | SH | DFND | 1 | 336,009 | 0 | 0 | |
DEPOMED INC | NOTE 2.500% 9/0 | 249908AA2 | 22,776 | 27,019,000 | PRN | DFND | 1 | 27,019,000 | 0 | 0 | |
DEXCOM INC | COM | 252131107 | 88,048 | 1,534,211 | SH | DFND | 1 | 1,534,211 | 0 | 0 | |
EDITAS MEDICINE INC | COM | 28106W103 | 52,530 | 1,709,400 | SH | DFND | 1 | 1,709,400 | 0 | 0 | |
EHEALTH INC | COM | 28238P109 | 17,612 | 1,013,916 | SH | DFND | 1 | 1,013,916 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 4,185 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 36,112 | 40,500,000 | PRN | DFND | 1 | 40,500,000 | 0 | 0 | |
ENVISION HEALTHCARE CORP | COM | 29414D100 | 23,363 | 676,000 | SH | DFND | 1 | 676,000 | 0 | 0 | |
EPIZYME INC | COM | 29428V104 | 12,670 | 1,009,526 | SH | DFND | 1 | 1,009,526 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 9,880 | 450,728 | SH | DFND | 1 | 450,728 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 3,011 | 501,000 | SH | DFND | 1 | 501,000 | 0 | 0 | |
GALAPAGOS NV | SPON ADR | 36315X101 | 12,189 | 130,000 | SH | DFND | 1 | 130,000 | 0 | 0 | |
GLAUKOS CORP | COM | 377322102 | 85,749 | 3,343,045 | SH | DFND | 1 | 3,343,045 | 0 | 0 | |
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 44,775 | 339,180 | SH | DFND | 1 | 339,180 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 68,886 | 74,100,000 | PRN | DFND | 1 | 74,100,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 92,592 | 6,341,894 | SH | DFND | 1 | 6,341,894 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 21,015 | 1,300,448 | SH | DFND | 1 | 1,300,448 | 0 | 0 | |
INFLARX NV | COM | N44821101 | 3,666 | 175,000 | SH | DFND | 1 | 175,000 | 0 | 0 | |
INSULET CORP | COM | 45784P101 | 48,685 | 705,573 | SH | DFND | 1 | 705,573 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | NOTE 3.250% 7/0 | 45845PAA6 | 28,879 | 36,000,000 | PRN | DFND | 1 | 36,000,000 | 0 | 0 | |
INTERSECT ENT INC | COM | 46071F103 | 47,574 | 1,468,341 | SH | DFND | 1 | 1,468,341 | 0 | 0 | |
INVITAE CORP | COM | 46185L103 | 15,645 | 1,723,000 | SH | DFND | 1 | 1,723,000 | 0 | 0 | |
INVUITY INC | COM NEW | 46187J205 | 7,299 | 1,177,229 | SH | DFND | 1 | 1,177,229 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 48,392 | 45,700,000 | PRN | DFND | 1 | 45,700,000 | 0 | 0 | |
K2M GROUP HLDGS INC | NOTE 4.125% 8/1 | 48273JAB3 | 22,847 | 20,000,000 | PRN | DFND | 1 | 20,000,000 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 45,750 | 75,000,000 | PRN | DFND | 1 | 75,000,000 | 0 | 0 | |
LANNET INC | COM | 516012101 | 63,041 | 2,717,287 | SH | DFND | 1 | 2,717,287 | 0 | 0 | |
LOXO ONCOLOGY INC | COM | 548862101 | 14,226 | 169,000 | SH | DFND | 1 | 169,000 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 130,081 | 5,766,000 | SH | DFND | 1 | 5,766,000 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 61,569 | 394,801 | SH | DFND | 1 | 394,801 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 6,737 | 43,200 | SH | Call | DFND | 1 | 43,200 | 0 | 0 |
MIMEDX GROUP INC | COM | 602496101 | 1,892 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
MIRATI THERAPEUTICS INC | COM | 60468T105 | 6,844 | 375,000 | SH | DFND | 1 | 375,000 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 43,554 | 568,000 | SH | DFND | 1 | 568,000 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 105,928 | 2,503,611 | SH | DFND | 1 | 2,503,611 | 0 | 0 | |
MYOKARDIA INC | COM | 62857M105 | 42,129 | 1,000,680 | SH | DFND | 1 | 1,000,680 | 0 | 0 | |
NATERA INC | COM | 632307104 | 26,258 | 2,920,856 | SH | DFND | 1 | 2,920,856 | 0 | 0 | |
NEOS THERAPEUTICS INC | COM | 64052L106 | 7,607 | 745,767 | SH | DFND | 1 | 745,767 | 0 | 0 | |
NEVRO CORP | NOTE 1.750% 6/0 | 64157FAA1 | 28,890 | 27,600,000 | PRN | DFND | 1 | 27,600,000 | 0 | 0 | |
NUCANA PLC | SPONSORED ADR | 67022C106 | 835 | 82,637 | SH | DFND | 1 | 82,637 | 0 | 0 | |
OBALON THERAPEUTICS INC | COM | 67424L100 | 2,950 | 446,284 | SH | DFND | 1 | 446,284 | 0 | 0 | |
ORTHOPEDIATRICS CORP | COM | 68752L100 | 1,118 | 58,247 | SH | DFND | 1 | 58,247 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 17,658 | 1,264,000 | SH | DFND | 1 | 1,264,000 | 0 | 0 | |
PFENEX INC | COM | 717071104 | 2,208 | 830,216 | SH | DFND | 1 | 830,216 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 14,533 | 298,545 | SH | DFND | 1 | 298,545 | 0 | 0 | |
PROTAGONIST THERAPEUTICS INC | COM | 74366E102 | 4,680 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
PROTEON THERAPEUTICS INC | COM | 74371L109 | 2,327 | 1,224,899 | SH | DFND | 1 | 1,224,899 | 0 | 0 | |
RA PHARMACEUTICALS INC | COM | 74933V108 | 673 | 79,150 | SH | DFND | 1 | 79,150 | 0 | 0 | |
REATA PHARMACEUTICALS INC | CL A | 75615P103 | 11,045 | 390,000 | SH | DFND | 1 | 390,000 | 0 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 17,591 | 1,901,685 | SH | DFND | 1 | 1,901,685 | 0 | 0 | |
REGENXBIO INC | COM | 75901B107 | 8,522 | 256,300 | SH | DFND | 1 | 256,300 | 0 | 0 | |
REVANCE THERAPEUTICS INC | COM | 761330109 | 35,750 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
RHYTHM PHARMACEUTICALS INC | COM | 76243J105 | 16,913 | 582,010 | SH | DFND | 1 | 582,010 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 32,794 | 1,858,000 | SH | DFND | 1 | 1,858,000 | 0 | 0 | |
SIERRA ONCOLOGY INC | COM | 82640U107 | 6,569 | 1,761,092 | SH | DFND | 1 | 1,761,092 | 0 | 0 | |
STEADYMED LTD | SHS | M84920103 | 5,250 | 1,418,787 | SH | DFND | 1 | 1,418,787 | 0 | 0 | |
SYNLOGIC INC | COM | 87166L100 | 8,246 | 850,143 | SH | DFND | 1 | 850,143 | 0 | 0 | |
SYROS PHARMACEUTICALS INC | COM | 87184Q107 | 12,347 | 1,268,945 | SH | DFND | 1 | 1,268,945 | 0 | 0 | |
TESARO INC | COM | 881569107 | 3,555 | 42,893 | SH | DFND | 1 | 42,893 | 0 | 0 | |
TRINITY BIOTECH INVT LTD | NOTE 4.000% 4/0 | 89643QAB4 | 39,492 | 48,000,000 | PRN | DFND | 1 | 48,000,000 | 0 | 0 | |
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 14,962 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 1,953 | 117,647 | SH | DFND | 1 | 117,647 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 10,530 | 145,000 | SH | DFND | 1 | 145,000 | 0 | 0 | |
WAVE LIFE SCIENCES LTD | SHS | Y95308105 | 11,045 | 314,674 | SH | DFND | 1 | 314,674 | 0 | 0 | |
XENCOR INC | COM | 98401F105 | 11,442 | 522,000 | SH | DFND | 1 | 522,000 | 0 | 0 |