The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRAXAS PETE CORP | COM | 003830106 | 8,213 | 3,338,485 | SH | SOLE | 0 | 3,338,485 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 1,486 | 424,538 | SH | SOLE | 0 | 424,538 | 0 | 0 | |
AERCAP HOLDINGS NV | SHS | N00985106 | 11,733 | 223,016 | SH | SOLE | 0 | 223,016 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 1,118 | 164,384 | SH | SOLE | 0 | 164,384 | 0 | 0 | |
ANI PHARMACEUTICALS INC | COM | 00182C103 | 24,253 | 376,314 | SH | SOLE | 0 | 376,314 | 0 | 0 | |
ANI PHARMACEUTICALS INC | NOTE 3.000%12/0 | 00182CAA1 | 21,537 | 18,779 | PRN | SOLE | 0 | 18,779 | 0 | 0 | |
ATLANTIC PWR CORP | COM NEW | 04878Q863 | 26,954 | 11,469,584 | SH | SOLE | 0 | 11,469,584 | 0 | 0 | |
BONANZA CREEK ENERGY INC | COM NEW | 097793400 | 55,012 | 1,993,900 | SH | SOLE | 0 | 1,993,900 | 0 | 0 | |
BP PRUDHOE BAY RTY TR | BEN INT | 055630107 | 1,853 | 92,200 | SH | SOLE | 0 | 92,200 | 0 | 0 | |
CAREER EDUCATION CORP | COM | 141665109 | 30,514 | 2,526,019 | SH | SOLE | 0 | 2,526,019 | 0 | 0 | |
CATALYST PHARMACEUTICALS INC | COM | 14888U101 | 3,615 | 924,648 | SH | SOLE | 0 | 924,648 | 0 | 0 | |
EAGLE BULK SHIPPING INC | SHS NEW | Y2187A143 | 10,652 | 2,377,767 | SH | SOLE | 0 | 2,377,767 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 88,576 | 1,478,728 | SH | SOLE | 0 | 1,478,728 | 0 | 0 | |
EQUITY COMWLTH | BEN INT | 294628102 | 71,289 | 2,336,583 | SH | SOLE | 0 | 2,336,583 | 0 | 0 | |
GENCO SHIPPING & TRADING LTD | SHS | Y2685T131 | 9,036 | 678,412 | SH | SOLE | 0 | 678,412 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 427 | 137,200 | SH | Put | SOLE | 0 | 137,200 | 0 | 0 |
GREEN PLAINS INC | COM | 393222104 | 15,809 | 938,224 | SH | SOLE | 0 | 938,224 | 0 | 0 | |
INTERNATIONAL SEAWAYS INC | COM | Y41053102 | 14,354 | 777,561 | SH | SOLE | 0 | 777,561 | 0 | 0 | |
MYLAN N V | SHS | N59465109 | 38,371 | 906,902 | SH | SOLE | 0 | 906,902 | 0 | 0 | |
OM ASSET MGMT PLC | SHS | G67506108 | 14,621 | 872,883 | SH | SOLE | 0 | 872,883 | 0 | 0 | |
PDC ENERGY INC | COM | 69327R101 | 46,347 | 899,252 | SH | SOLE | 0 | 899,252 | 0 | 0 | |
PEABODY ENERGY CORP NEW | COM | 704551100 | 37,709 | 957,801 | SH | SOLE | 0 | 957,801 | 0 | 0 | |
PENN VA CORP NEW | COM | 70788V102 | 56,211 | 1,437,243 | SH | SOLE | 0 | 1,437,243 | 0 | 0 | |
PENNYMAC FINL SVCS INC | CL A | 70932B101 | 16,021 | 716,835 | SH | SOLE | 0 | 716,835 | 0 | 0 | |
RAMACO RES INC | COM | 75134P303 | 2,008 | 291,890 | SH | SOLE | 0 | 291,890 | 0 | 0 | |
STEEL PARTNERS HLDGS L P | UNIT | 85814R107 | 8,267 | 422,888 | SH | SOLE | 0 | 422,888 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 37,354 | 3,115,439 | SH | SOLE | 0 | 3,115,439 | 0 | 0 | |
TEEKAY TANKERS LTD | CL A | Y8565N102 | 133 | 94,878 | SH | SOLE | 0 | 94,878 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 62,270 | 200,000 | SH | Put | SOLE | 0 | 200,000 | 0 | 0 |
TIER REIT INC | COM NEW | 88650V208 | 10,775 | 528,467 | SH | SOLE | 0 | 528,467 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 5,106 | 149,650 | SH | SOLE | 0 | 149,650 | 0 | 0 | |
VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 5,677 | 49,344 | SH | SOLE | 0 | 49,344 | 0 | 0 | |
WESTMORELAND COAL CO | COM | 960878106 | 1,249 | 1,032,339 | SH | SOLE | 0 | 1,032,339 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 2,715 | 587,629 | SH | SOLE | 0 | 587,629 | 0 | 0 |