The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,724 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 7,374 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
| AMAG PHARMACEUTICALS INC | COM | 00163U106 | 894 | 67,460 | SH | SOLE | 67,460 | 0 | 0 | ||
| AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 2,145 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| AMAZON COM INC | COM | 023135106 | 7,278 | 6,223 | SH | SOLE | 6,223 | 0 | 0 | ||
| AMYRIS INC | COM NEW | 03236M200 | 17 | 4,476 | SH | SOLE | 4,476 | 0 | 0 | ||
| AMYRIS INC | NOTE 9.500% 4/1 | 03236MAF8 | 350 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
| CAMPBELL SOUP CO | COM | 134429109 | 481 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| CBL & ASSOC PPTYS INC | COM | 124830100 | 252 | 44,467 | SH | SOLE | 44,467 | 0 | 0 | ||
| CELGENE CORP | COM | 151020104 | 1,148 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
| CENTRAL EUROPEAN MEDIA ENTRP | CL A NEW | G20045202 | 38 | 8,177 | SH | SOLE | 8,177 | 0 | 0 | ||
| COHEN & STEERS LTD DUR PFD I | COM | 19248C105 | 782 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| COMCAST HOLDINGS CORP | ZONES CV2% PCS | 200300507 | 47,074 | 855,884 | PRN | SOLE | 855,884 | 0 | 0 | ||
| ENDO INTL PLC | SHS | G30401106 | 2,028 | 261,740 | SH | SOLE | 261,740 | 0 | 0 | ||
| FACEBOOK INC | CL A | 30303M102 | 7,941 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| GENERAL ELECTRIC CO | COM | 369604103 | 698 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| IMMUNOGEN INC | NOTE 4.500% 7/0 | 45253HAB7 | 1,757 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| INTEL CORP | COM | 458140100 | 2,770 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| INTELSAT S A | COM | L5140P101 | 500 | 147,400 | SH | SOLE | 147,400 | 0 | 0 | ||
| ISHARES TR | S&P US PFD STK | 464288687 | 4,949 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
| KRAFT HEINZ CO | COM | 500754106 | 3,110 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| MERCADOLIBRE INC | NOTE 2.250% 7/0 | 58733RAB8 | 10,008 | 4,000,000 | PRN | SOLE | 4,000,000 | 0 | 0 | ||
| MERCK & CO INC | COM | 58933Y105 | 4,952 | 88,000 | SH | SOLE | 88,000 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 8,513 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | 2,655 | 1,062,007 | SH | SOLE | 1,062,007 | 0 | 0 | ||
| ORACLE CORP | COM | 68389X105 | 946 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| PFIZER INC | COM | 717081103 | 1,449 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 2,711 | 273,291 | SH | SOLE | 273,291 | 0 | 0 | ||
| QUOTIENT LTD | SHS | G73268107 | 124 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 941 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 1,163 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
| TIVO CORP | COM | 88870P106 | 1,560 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| UNITED CONTL HLDGS INC | COM | 910047109 | 6,740 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| VBI VACCINES INC | COM NEW | 91822J103 | 211 | 49,308 | SH | SOLE | 49,308 | 0 | 0 | ||
| VISTRA ENERGY CORP | COM | 92840M102 | 4,347 | 237,261 | SH | SOLE | 237,261 | 0 | 0 | ||
| WELLS FARGO CO NEW | COM | 949746101 | 910 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||