The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
22ND CENTY GROUP INC COM 90137F103 195 69,767 PRN   SOLE   69,767 0 0
ACHILLION PHARMACEUTICALS IN COM 00448Q201 720 250,000 PRN   SOLE 1 250,000 0 0
ACLARIS THERAPEUTICS INC COM 00461U105 658 26,700 PRN   SOLE   26,700 0 0
ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 77 17,442 PRN   SOLE   17,442 0 0
ADESTO TECHNOLOGIES CORP COM 00687D101 122 18,868 PRN   SOLE   18,868 0 0
AGILE THERAPEUTICS INC COM 00847L100 44 16,411 PRN   SOLE   16,411 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 3,585 210,509 PRN   SOLE 1 210,509 0 0
AMERICAN RLTY INVS INC COM 029174109 199 15,448 PRN   SOLE   15,448 0 0
AMTECH SYS INC COM PAR $0.01N 032332504 115 11,416 PRN   SOLE   11,416 0 0
ARGENX SE SPONSORED ADR 04016X101 3,536 56,000 PRN   SOLE 1 56,000 0 0
ARROWHEAD PHARMACEUTICALS IN COM 04280A100 76 20,776 PRN   SOLE   20,776 0 0
ARSANIS INC COM 042873109 191 15,000 PRN   SOLE 1 15,000 0 0
ASURE SOFTWARE INC COM 04649U102 151 10,699 PRN   SOLE   10,699 0 0
AT HOME GROUP INC COM 04650Y100 1,520 50,000 PRN   SOLE 1 50,000 0 0
ATENTO S A SHS L0427L105 7,816 770,000 PRN   SOLE 1 770,000 0 0
AVEO PHARMACEUTICALS INC COM 053588109 70 25,084 PRN   SOLE   25,084 0 0
AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 56 200,000 PRN   SOLE 1 200,000 0 0
AXOGEN INC COM 05463X106 3,349 118,339 PRN   SOLE 1 118,339 0 0
BANK OF NT BUTTERFIELD&SON L SHS NEW G0772R208 1,760 48,500 PRN   SOLE   48,500 0 0
BARRETT BILL CORP COM 06846N104 1,898 370,000 PRN   SOLE 1 370,000 0 0
BIG 5 SPORTING GOODS CORP COM 08915P101 228 30,000 PRN   SOLE   30,000 0 0
BLACKLINE INC COM 09239B109 1,476 45,000 PRN   SOLE 1 45,000 0 0
BLACKSTONE MTG TR INC COM CL A 09257W100 8,045 250,000 PRN   SOLE 1 250,000 0 0
BLUEBIRD BIO INC COM 09609G100 6,679 37,500 PRN   SOLE 1 37,500 0 0
BLUEPRINT MEDICINES CORP COM 09627Y109 7,179 95,195 PRN   SOLE 1 95,195 0 0
BOSTON OMAHA CORP COM 101044105 268 8,264 PRN   SOLE   8,264 0 0
BOTTOMLINE TECH DEL INC COM 101388106 1,040 30,000 PRN   SOLE   30,000 0 0
BRT APARTMENTS CORP COM 055645303 170 14,423 PRN   SOLE   14,423 0 0
CAESARS ENTMT CORP COM 127686103 1,898 150,000 PRN   SOLE 1 150,000 0 0
CANNAE HLDGS INC COM 13765N107 596 35,000 PRN   SOLE   35,000 0 0
CAPITOL INVT CORP IV *W EXP 01/01/202 G18920127 128 116,666 PRN   SOLE 1 116,666 0 0
CAREDX INC COM 14167L103 87 11,830 PRN   SOLE   11,830 0 0
CASA SYS INC COM 14713L102 2,229 125,533 PRN   SOLE 1 125,533 0 0
CASI PHARMACEUTICALS INC COM 14757U109 97 29,762 PRN   SOLE   29,762 0 0
CELADON GROUP INC COM 150838100 139 21,739 PRN   SOLE   21,739 0 0
CELSIUS HOLDINGS INC COM NEW 15118V207 146 27,829 PRN   SOLE   27,829 0 0
CHROMADEX CORP COM NEW 171077407 140 23,803 PRN   SOLE   23,803 0 0
CISION LTD SHS G1992S109 156 13,123 PRN   SOLE   13,123 0 0
CITY OFFICE REIT INC COM 178587101 1,171 90,000 PRN   SOLE 1 90,000 0 0
COGENTIX MED INC COM 19243A104 86 27,430 PRN   SOLE   27,430 0 0
COUPA SOFTWARE INC COM 22266L106 1,405 45,000 PRN   SOLE   45,000 0 0
CRYOPORT INC COM PAR $0.001 229050307 192 22,355 PRN   SOLE   22,355 0 0
CURO GROUP HLDGS CORP COM 23131L107 4,224 300,000 PRN   SOLE 1 300,000 0 0
CYTOSORBENTS CORP COM NEW 23283X206 78 12,048 PRN   SOLE   12,048 0 0
DICERNA PHARMACEUTICALS INC COM 253031108 1,878 208,004 PRN   SOLE 1 208,004 0 0
ENDOCYTE INC COM 29269A102 65 15,121 PRN   SOLE   15,121 0 0
ENPHASE ENERGY INC COM 29355A107 133 55,326 PRN   SOLE   55,326 0 0
ENSTAR GROUP LIMITED SHS G3075P101 2,008 10,000 PRN   SOLE 1 10,000 0 0
ESQUIRE FINL HLDGS INC COM 29667J101 1,492 75,600 PRN   SOLE   75,600 0 0
EXELA TECHNOLOGIES INC COM 30162V102 143 27,778 PRN   SOLE   27,778 0 0
FATE THERAPEUTICS INC COM 31189P102 1,833 300,000 PRN   SOLE 1 300,000 0 0
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 287 249,999 PRN   SOLE 1 249,999 0 0
FIRST BANCORP P R COM NEW 318672706 459 90,000 PRN   SOLE 1 90,000 0 0
FIRST BANK WILLIAMSTOWN NJ COM 31931U102 163 11,737 PRN   SOLE   11,737 0 0
FOUNDATION BLDG MATLS INC COM 350392106 1,035 70,000 PRN   SOLE   70,000 0 0
GENERAL FIN CORP DEL COM 369822101 171 25,210 PRN   SOLE   25,210 0 0
GLADSTONE LD CORP COM 376549101 146 10,874 PRN   SOLE   10,874 0 0
GLOBAL BLOOD THERAPEUTICS IN COM 37890U108 4,722 120,000 PRN   SOLE 1 120,000 0 0
GODADDY INC CL A 380237107 13,576 270,000 PRN   SOLE 1 270,000 0 0
GRAY TELEVISION INC COM 389375106 1,843 110,000 PRN   SOLE 1 110,000 0 0
GREEN PLAINS PARTNERS LP COM REP PTR IN 393221106 1,403 75,000 PRN   SOLE   75,000 0 0
GW PHARMACEUTICALS PLC ADS 36197T103 3,300 25,000 PRN   SOLE 1 25,000 0 0
HAYMAKER ACQUISITION UNIT 10/19/2022 420870206 1,485 150,000 PRN   SOLE 1 150,000 0 0
HENNESSY CAP ACQUSTON CORP I *W EXP 06/15/202 42588L113 190 224,999 PRN   SOLE 1 224,999 0 0
HERON THERAPEUTICS INC COM 427746102 3,620 200,000 PRN   SOLE 1 200,000 0 0
HORNBECK OFFSHORE SVCS INC N COM 440543106 115 37,037 PRN   SOLE   37,037 0 0
ION GEOPHYSICAL CORP COM NEW 462044207 200 10,135 PRN   SOLE   10,135 0 0
IRON MTN INC NEW COM 46284V101 10,376 275,000 PRN   SOLE 1 275,000 0 0
JACOBS ENGR GROUP INC DEL COM 469814107 13,192 200,000 PRN   SOLE 1 200,000 0 0
KADMON HLDGS INC COM 48283N106 74 20,325 PRN   SOLE   20,325 0 0
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 57 66,666 PRN   SOLE 1 66,666 0 0
LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 140 200,000 PRN   SOLE   200,000 0 0
LEXINFINTECH HLDGS LTD ADR 528877103 413 29,700 PRN   SOLE 1 29,700 0 0
LOGMEIN INC COM 54142L109 1,145 10,000 PRN   SOLE   10,000 0 0
LUTHER BURBANK CORP COM 550550107 3,044 252,840 PRN   SOLE 1 252,840 0 0
MADRIGAL PHARMACEUTICALS INC COM 558868105 1,515 16,500 PRN   SOLE 1 16,500 0 0
MANNKIND CORP COM NEW 56400P706 52 22,590 PRN   SOLE   22,590 0 0
MARCHEX INC CL B 56624R108 144 44,510 PRN   SOLE   44,510 0 0
MARINUS PHARMACEUTICALS INC COM 56854Q101 94 11,468 PRN   SOLE   11,468 0 0
MEDPACE HLDGS INC COM 58506Q109 7,252 200,000 PRN   SOLE 1 200,000 0 0
MGM RESORTS INTERNATIONAL COM 552953101 3,339 100,000 PRN   SOLE 1 100,000 0 0
MIDWESTONE FINL GROUP INC NE COM 598511103 8,114 242,000 PRN   SOLE 1 242,000 0 0
MOSAIC ACQUISITION CORP *W EXP 99/99/999 G62848125 62 49,999 PRN   SOLE 1 49,999 0 0
NATIONAL ENERGY SERVICES REU SHS G6375R107 1,990 200,000 PRN   SOLE   200,000 0 0
NATIONAL STORAGE AFFILIATES COM SHS BEN IN 637870106 2,726 100,000 PRN   SOLE 1 100,000 0 0
NATIONAL VISION HLDGS INC COM 63845R107 4,264 105,000 PRN   SOLE 1 105,000 0 0
NCI BUILDING SYS INC COM NEW 628852204 496 25,700 PRN   SOLE 1 25,700 0 0
NEW YORK CMNTY BANCORP INC COM 649445103 326 25,000 PRN   SOLE   25,000 0 0
NEWMARK GROUP INC CL A 65158N102 7,950 500,000 PRN   SOLE 1 500,000 0 0
NEXTDECADE CORP COM 65342K105 143 17,207 PRN   SOLE   17,207 0 0
ODONATE THERAPEUTICS INC COM 676079106 3,125 125,000 PRN   SOLE 1 125,000 0 0
ONCOBIOLOGICS INC *W EXP 02/18/201 68235M113 1 25,000 PRN   SOLE   25,000 0 0
ONCOBIOLOGICS INC *W EXP 05/18/201 68235M121 1 25,000 PRN   SOLE   25,000 0 0
ONCOMED PHARMACEUTICALS INC COM 68234X102 58 14,151 PRN   SOLE   14,151 0 0
ORION ENGINEERED CARBONS S A COM L72967109 2,048 80,000 PRN   SOLE 1 80,000 0 0
OSPREY ENERGY ACQUISITION CO *W EXP 07/21/202 688397116 70 100,000 PRN   SOLE 1 100,000 0 0
PANGAEA LOGISTICS SOLUTION L SHS G6891L105 134 36,479 PRN   SOLE   36,479 0 0
PARTY CITY HOLDCO INC COM 702149105 698 50,000 PRN   SOLE 1 50,000 0 0
PDL CMNTY BANCORP COM 69290X101 404 26,619 PRN   SOLE   26,619 0 0
PEREGRINE PHARMACEUTICALS IN COM PAR 713661502 64 16,618 PRN   SOLE   16,618 0 0
PRGX GLOBAL INC COM NEW 69357C503 150 21,127 PRN   SOLE   21,127 0 0
PROTEOSTASIS THERAPEUTICS IN COM 74373B109 2,186 375,000 PRN   SOLE 1 375,000 0 0
PURE STORAGE INC CL A 74624M102 555 35,000 PRN   SOLE   35,000 0 0
QUANTERIX CORP COM 74766Q101 3,811 177,500 PRN   SOLE 1 177,500 0 0
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 2,985 300,000 PRN   SOLE 1 300,000 0 0
REVANCE THERAPEUTICS INC COM 761330109 2,503 70,000 PRN   SOLE 1 70,000 0 0
RIMINI STR INC DEL COM 76674Q107 180 22,796 PRN   SOLE   22,796 0 0
SAGE THERAPEUTICS INC COM 78667J108 8,236 50,000 PRN   SOLE 1 50,000 0 0
SCPHARMACEUTICALS INC COM 810648105 230 19,000 PRN   SOLE 1 19,000 0 0
SELECT BANCORP INC NEW COM 81617L108 164 12,942 PRN   SOLE   12,942 0 0
SENSEONICS HLDGS INC COM 81727U105 75 28,195 PRN   SOLE   28,195 0 0
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 2,493 250,000 PRN   SOLE 1 250,000 0 0
SILVER RUN ACQUISITION *W EXP 03/28/202 82812A111 99 66,296 PRN   SOLE 1 66,296 0 0
SIMPLY GOOD FOODS CO COM 82900L102 172 12,043 PRN   SOLE   12,043 0 0
SITO MOBILE LTD COM NEW 82988R203 126 18,773 PRN   SOLE   18,773 0 0
SOCIAL CAP HEDOSOPHIA HLDGS *W EXP 99/99/999 G8250R129 175 99,999 PRN   SOLE 1 99,999 0 0
SORRENTO THERAPEUTICS INC COM NEW 83587F202 119 31,250 PRN   SOLE   31,250 0 0
SPLUNK INC COM 848637104 414 5,000 PRN   SOLE   5,000 0 0
STERLING BANCORP INC COM 85917W102 7,537 593,439 PRN   SOLE 1 593,439 0 0
T2 BIOSYSTEMS INC COM 89853L104 75 18,248 PRN   SOLE   18,248 0 0
TABULA RASA HEALTHCARE INC COM 873379101 2,027 72,250 PRN   SOLE 1 72,250 0 0
TELADOC INC COM 87918A105 1,632 46,816 PRN   SOLE 1 46,816 0 0
TELARIA INC COM 879181105 150 37,129 PRN   SOLE   37,129 0 0
TELLURIAN INC NEW COM 87968A104 974 100,000 PRN   SOLE 1 100,000 0 0
TOWN SPORTS INTL HLDGS INC COM 89214A102 145 26,201 PRN   SOLE   26,201 0 0
TPG PACE HLDGS CORP *W EXP 99/99/999 G89827110 207 133,332 PRN   SOLE 1 133,332 0 0
TRANSENTERIX INC COM NEW 89366M201 58 30,120 PRN   SOLE   30,120 0 0
TYME TECHNOLOGIES INC COM 90238J103 128 20,000 PRN   SOLE   20,000 0 0
UNITIL CORP COM 913259107 2,053 45,000 PRN   SOLE 1 45,000 0 0
UNIVAR INC COM 91336L107 6,265 202,357 PRN   SOLE 1 202,357 0 0
UNIVEST CORP PA COM 915271100 1,804 64,314 PRN   SOLE 1 64,314 0 0
VENATOR MATLS PLC SHS G9329Z100 9,512 430,000 PRN   SOLE 1 430,000 0 0
VERASTEM INC COM 92337C104 844 275,000 PRN   SOLE 1 275,000 0 0
VITAL THERAPIES INC COM 92847R104 84 14,085 PRN   SOLE   14,085 0 0