The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
AKORN INC COM 009728106 12,370 383,818 SH   SOLE   359,203 0 24,615
Alphabet Inc. Class A CAP STK CL A 02079k305 637 605 SH   SOLE   605 0 0
AMPLIFY SNACK BRANDS COM 03211L102 12,010 1,000,000 SH   SOLE   927,530 0 72,470
AVISTA HEALTHCARE PUB ACQ CO CL A G0726L125 2,994 301,816 SH   SOLE   284,605 0 17,211
BAZAARVOICE INC COM 073271108 5,995 1,100,000 SH   SOLE   1,027,500 0 72,500
BIG ROCK PARTNERS ACQUISI CO UNIT 11/20/2022 089482202 2,078 203,100 SH   SOLE   179,100 0 24,000
BLACK RIDGE ACQUISITION CORP COM 09216T107 4,680 485,000 SH   SOLE   460,000 0 25,000
BARD C R INC COM 067383109 12,190 36,800 SH   SOLE   36,800 0 0
CM SEVEN STAR ACQUISITION CO UNIT 08/21/2022 G2345N128 4,278 429,500 SH   SOLE   404,000 0 25,500
CALATLANTIC GROUP INC COM 128195104 7,049 125,000 SH   SOLE   116,900 0 8,100
CALPINE CORP COM NEW 131347304 6,052 400,000 SH   SOLE   373,600 0 26,400
CAPITOL INVT CORP IV CL A ORD G18920101 4,458 460,500 SH   SOLE   433,060 0 27,440
CAPITOL INVT CORP IV UNIT 99/99/9999 G18920119 5,719 571,341 SH   SOLE   543,629 0 27,712
CONSTELLATION ALPHA CAP CORP SHS G2379F108 3,841 394,000 SH   SOLE   332,000 0 62,000
SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 222 2,254 SH   SOLE   2,254 0 0
DELL TECHNOLOGIES INC COM CL V 24703L103 8,461 104,100 SH   SOLE   99,100 0 5,000
DRAPER OAKWOOD TECHNOLOGY COM CL A 26146L103 1,099 112,399 SH   SOLE   96,399 0 16,000
DRAPER OAKWOOD TECHNOLOGY UNIT 09/30/2024 26146L202 1,146 108,800 SH   SOLE   97,877 0 10,923
DYNEGY INC NEW DEL COM 26817R108 8,338 703,627 SH   SOLE   703,627 0 0
FEDERAL STR ACQUISITION CORP CL A 31421V107 11,621 1,196,772 SH   SOLE   1,121,018 0 75,754
FINTECH ACQUISITION CORP II COM 31810G109 4,875 491,467 SH   SOLE   437,125 0 54,342
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 218 7,808 SH   SOLE   7,808 0 0
GTY TECHNOLOGY HOLDINGS INC CL A G4182A102 8,163 822,009 SH   SOLE   778,485 0 43,524
GTY TECHNOLOGY HOLDINGS INC UNIT 99/99/9999 G4182A110 299 28,969 SH   SOLE   25,774 0 3,195
GIGCAPITAL INC UNIT 03/06/2025 37518N205 6,000 600,000 SH   SOLE   555,000 0 45,000
GORES HLDGS II INC COM CL A 382867109 8,354 840,445 SH   SOLE   787,516 0 52,929
HAYMAKER ACQUISITION UNIT 10/19/2022 420870206 12,375 1,250,000 SH   SOLE   1,180,000 0 70,000
HENNESSY CAP ACQUSTON CORP I COM 42588L105 2,646 269,992 SH   SOLE   255,146 0 14,846
HENNESSY CAP ACQUSTON CORP I UNIT 06/15/2024 42588L204 2,283 220,196 SH   SOLE   193,454 0 26,742
IGNYTA INC COM 451731103 8,010 300,000 SH   SOLE   274,494 0 25,506
INDUSTREA ACQUISITION CORP CL A 45579J104 2,320 238,000 SH   SOLE   222,864 0 15,136
INDUSTREA ACQUISITION CORP UNIT 07/21/2024 45579J203 1,129 112,379 SH   SOLE   91,379 0 21,000
KAYNE ANDERSON ACQUISITION COM CL A 48661U102 12,558 1,293,281 SH   SOLE   1,226,527 0 66,754
KAYNE ANDERSON ACQUISITION UNIT 06/30/2022 48661U201 256 25,705 SH   SOLE   24,470 0 1,235
LANDCADIA HLDGS INC CL A 51476W107 8,268 831,800 SH   SOLE   775,713 0 56,087
LEGACY ACQUISITION CORP UNIT 05/31/2024 524643202 9,940 1,000,000 SH   SOLE   920,000 0 80,000
LEISURE ACQUISITION CORP UNIT 99/99/9999 52539T206 4,995 504,000 SH   SOLE   467,000 0 37,000
LENNAR CORP CL B 526057302 3,101 60,000 SH   SOLE   56,830 0 3,170
M III ACQUISITION CORP COM 55378T104 4,459 449,510 SH   SOLE   401,512 0 47,998
MATLIN & PARTNERS ACQUISITIO CL A 57682V106 10,123 1,037,233 SH   SOLE   976,155 0 61,078
MODERN MEDIA ACQUISITION UNIT 99/99/9999 60765P202 2,000 190,250 SH   SOLE   167,364 0 22,886
MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 11,974 1,179,674 SH   SOLE   1,107,074 0 72,600
NXP SEMICONDUCTORS N V COM N6596X109 12,880 110,000 SH   SOLE   102,420 0 7,580
ORBITAL ATK INC COM 68557N103 8,547 65,000 SH   SOLE   65,000 0 0
PENSARE ACQUISITION CORP COM 70957E105 7,741 800,556 SH   SOLE   755,016 0 45,540
REGAL ENTMT GROUP CL A 758766109 9,204 400,000 SH   SOLE   373,330 0 26,670
REGALWOOD GLOBAL ENERGY LTD UNIT 99/99/9999 G74760110 4,974 499,930 SH   SOLE   463,930 0 36,000
RITE AID CORP COM 767754104 2,633 1,336,500 SH   SOLE   1,234,444 0 102,056
SABAN CAP ACQUISITION CORP COM CL A 78516C106 7,137 720,227 SH   SOLE   681,083 0 39,144
SABAN CAP ACQUISITION CORP UNIT 99/99/9999 78516C205 3,332 316,700 SH   SOLE   283,192 0 33,508
SCRIPPS NETWORKS INTERACT IN COM CL A 811065101 5,977 70,000 SH   SOLE   65,370 0 4,630
SENTINEL ENERGY SVCS INC UNIT 11/02/2022 G8062D128 5,024 503,932 SH   SOLE   478,500 0 25,432
SILVER RUN ACQUISITION COM CL A 82812A103 7,613 768,259 SH   SOLE   728,391 0 39,868
SPARTON CORP COM 847235108 2,805 121,640 SH   SOLE   108,040 0 13,600
STRAIGHT PATH COMMUNICATNS I CL B 862578101 7,854 43,206 SH   SOLE   41,074 0 2,132
SUCAMPO PHARMACEUTICALS INC CL A 864909106 3,590 200,000 SH   SOLE   185,400 0 14,600
TPG PACE ENERGY HLDGS CORP CL A 872656103 11,807 1,212,258 SH   SOLE   1,150,086 0 62,172
TPG PACE ENERGY HLDGS CORP UNIT 99/99/9999 872656202 154 14,989 SH   SOLE   10,400 0 4,589
TPG PACE HLDGS CORP CL A G89827128 12,146 1,248,320 SH   SOLE   1,164,205 0 84,115
SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 213 3,329 SH   SOLE   3,329 0 0
TIME INC NEW COM 887228104 12,915 700,000 SH   SOLE   653,840 0 46,160
TIME WARNER INC COM NEW 887317303 10,976 120,000 SH   SOLE   112,200 0 7,800
TRIBUNE MEDIA CO CL A 896047503 14,227 335,000 SH   SOLE   310,710 0 24,290
VANTAGE ENERGY ACQUISITION COM CL A 92211L105 10,837 1,114,900 SH   SOLE   1,051,742 0 63,158
AVISTA HEALTHCARE PUB ACQ CO *W EXP 99/99/999 G0726L117 196 699,122 SH   SOLE   656,682 0 42,440
BLACK RIDGE ACQUISITION CORP *W EXP 07/10/202 09216T115 160 485,000 SH   SOLE   460,000 0 25,000
CONSTELLATION ALPHA CAP CORP *W EXP 03/23/202 G2379F116 290 1,319,550 SH   SOLE   1,207,550 0 112,000
FEDERAL STR ACQUISITION CORP *W EXP 07/24/202 31421V115 581 505,436 SH   SOLE   478,380 0 27,056
GTY TECHNOLOGY HOLDINGS INC *W EXP 99/99/999 G4182A128 164 121,508 SH   SOLE   114,965 0 6,543
GORES HLDGS II INC *W EXP 03/06/202 382867117 164 104,458 SH   SOLE   98,550 0 5,908
KAYNE ANDERSON ACQUISITION *W EXP 06/30/202 48661U110 298 350,908 SH   SOLE   333,037 0 17,871
LANDCADIA HLDGS INC *W EXP 06/01/202 51476W115 111 159,100 SH   SOLE   149,100 0 10,000
M III ACQUISITION CORP *W EXP 10/10/202 55378T112 39 50,000 SH   SOLE   44,740 0 5,260
MATLIN & PARTNERS ACQUISITIO *W EXP 05/28/202 57682V114 330 785,433 SH   SOLE   735,198 0 50,235
PENSARE ACQUISITION CORP *W EXP 07/27/202 70957E113 151 275,278 SH   SOLE   259,008 0 16,270
SILVER RUN ACQUISITION *W EXP 03/28/202 82812A111 722 484,752 SH   SOLE   451,568 0 33,184
TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 546 404,086 SH   SOLE   383,362 0 20,724
TPG PACE HLDGS CORP *W EXP 99/99/999 G89827110 547 353,198 SH   SOLE   333,493 0 19,705
VANTAGE ENERGY ACQUISITION *W EXP 04/12/202 92211L113 288 240,389 SH   SOLE   227,228 0 13,161
WILLSCOT CORP *W EXP 09/10/202 971375118 179 124,500 SH   SOLE   124,500 0 0
BLACK RIDGE ACQUISITION CORP RIGHT 07/10/2019 09216T123 136 485,000 SH   SOLE   460,000 0 25,000
CONSTELLATION ALPHA CAP CORP RIGHT 99/99/9999 G2379F132 122 394,000 SH   SOLE   332,000 0 62,000
PENSARE ACQUISITION CORP RIGHT 99/99/9999 70957E121 275 550,556 SH   SOLE   518,016 0 32,540
SPDR SER TR BLOOMBERG SRT TR 78468R408 4,457 161,700 SH   SOLE   0 0 161,700