485BPOS 1 d506883d485bpos.htm SPDR SERIES TRUST SPDR SERIES TRUST

As filed with the Securities and Exchange Commission on January 16, 2018

Securities Act File No. 333-57793

Investment Company Act of 1940 File No. 811-08839

 

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM N-1A

REGISTRATION STATEMENT

UNDER

THE SECURITIES ACT OF 1933   ☒
Post-Effective Amendment No. 207   ☐

And

REGISTRATION STATEMENT

UNDER

THE INVESTMENT COMPANY ACT OF 1940   ☒
Amendment No. 209  

 

 

SPDR® SERIES TRUST

(Exact Name of Registrant as Specified in Charter)

 

 

One Lincoln Street

Boston, Massachusetts 02111

(Address of Principal Executive Offices)

Registrant’s Telephone Number: (617) 664-7037

 

 

Joshua A. Weinberg, Esq.

Managing Director and Managing Counsel

SSGA Funds Management, Inc.

One Lincoln Street

Boston, Massachusetts 02111

(Name and Address of Agent for Service)

 

 

Copies to:

W. John McGuire, Esq.

Morgan, Lewis & Bockius LLP

1111 Pennsylvania Avenue, NW

Washington, DC 20004

 

 

It is proposed that this filing will become effective:

 

☒ immediately upon filing pursuant to Rule 485, paragraph (b)
☐ on                      pursuant to Rule 485, paragraph (b)
☐ 60 days after filing pursuant to Rule 485, paragraph (a)(1)
☐ on                      pursuant to Rule 485, paragraph (a)(1)
☐ 75 days after filing pursuant to Rule 485, paragraph (a)(2)
☐ on                      pursuant to Rule 485, paragraph (a)(2)

 

☐ this post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended, SPDR® Series Trust, the Registrant, certifies that it meets all of the requirements for effectiveness of this Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933, as amended, and has duly caused this Amendment to the Registration Statement to be signed on its behalf by the undersigned, thereunder duly authorized, in the City of Boston and the Commonwealth of Massachusetts on the 16th day of January, 2018.

 

SPDR® SERIES TRUST
By:   /s/ Ellen M. Needham
  Ellen M. Needham
  President

SIGNATURES

Pursuant to the requirements of the Securities Act of 1933, as amended, this Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated:

 

SIGNATURES    TITLE   DATE

/s/ Bonny E. Boatman*

   

Trustee

   January 16, 2018
Bonny E. Boatman     

/s/ Dwight D. Churchill*

   

Trustee

   January 16, 2018
Dwight D. Churchill     

/s/ David M. Kelly*

   

Trustee

   January 16, 2018
David M. Kelly     

/s/ Frank Nesvet*

   

Trustee

   January 16, 2018
Frank Nesvet     

/s/ Carl G. Verboncoeur*

   

Trustee

   January 16, 2018
Carl G. Verboncoeur     

/s/ James E. Ross*

   

Trustee

   January 16, 2018
James E. Ross     

/s/ Ellen M. Needham

   

President and Principal Executive Officer

   January 16, 2018
Ellen M. Needham     

/s/ Bruce S. Rosenberg

   

Treasurer and Principal Financial Officer

   January 16, 2018
Bruce S. Rosenberg     

 

*By:   /s/ Jesse D. Hallee                                           
  Jesse D. Hallee
 

As Attorney-in-Fact

Pursuant to Power of Attorney

Exhibit Index

 

Exhibit No.   
EX-101.INS    XBRL Instance Document
EX-101.SCH    XBRL Taxonomy Extension Schema Document
EX-101.CAL    XBRL Taxonomy Extension Calculation Linkbase
EX-101.DEF    XBRL Taxonomy Extension Definition Linkbase
EX-101.LAB    XBRL Taxonomy Extension Labels Linkbase
EX-101.PRE    XBRL Taxonomy Extension Presentation Linkbase