The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADECOAGRO S A | COM | L00849106 | 3,114 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 8,790 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
ADIENT PLC | ORD SHS | G0084W101 | 20,379 | 347,756 | SH | DFND | 1 | 347,756 | 0 | 0 | |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 725 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 18,061 | 86,000 | SH | DFND | 1 | 86,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 10,109 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 9,121 | 723,900 | SH | Call | DFND | 1 | 723,900 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 6,929 | 549,900 | SH | Put | DFND | 1 | 549,900 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 2,583 | 205,000 | SH | DFND | 1 | 205,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 4,253 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 540 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
BANC OF CALIFORNIA INC | COM | 05990K106 | 6,949 | 400,500 | SH | DFND | 1 | 400,500 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 10,382 | 119,000 | SH | DFND | 1 | 119,000 | 0 | 0 | |
CARDCONNECT CORP | *W EXP 07/29/202 | 14141X116 | 927 | 291,500 | SH | DFND | 1 | 291,500 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 13,144 | 595,000 | SH | DFND | 1 | 595,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 11,770 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
CIMPRESS N V | SHS EURO | N20146101 | 2,199 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 6,302 | 152,000 | SH | Put | DFND | 1 | 152,000 | 0 | 0 |
CONOCOPHILLIPS | COM | 20825C104 | 5,014 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 17,640 | 1,118,592 | SH | DFND | 1 | 1,118,592 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 2,072 | 719,450 | SH | DFND | 1 | 719,450 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 100 | 212,800 | SH | DFND | 1 | 212,800 | 0 | 0 | |
DURECT CORP | COM | 266605104 | 3,538 | 2,640,000 | SH | DFND | 1 | 2,640,000 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 7,678 | 149,397 | SH | DFND | 1 | 149,397 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 462 | 1,651,425 | SH | DFND | 1 | 1,651,425 | 0 | 0 | |
ENERGY RECOVERY INC | COM | 29270J100 | 1,035 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ENOVA INTL INC | COM | 29357K103 | 14,185 | 1,130,300 | SH | DFND | 1 | 1,130,300 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 4,513 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 8,651 | 1,780,000 | SH | DFND | 1 | 1,780,000 | 0 | 0 | |
FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 9,180 | 17,000,000 | PRN | DFND | 1 | 17,000,000 | 0 | 0 | |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 1,525 | 434,380 | SH | DFND | 1 | 434,380 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 9,266 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
GEVO INC | NOTE 7.500% 7/0 | 374396AA7 | 1,255 | 6,275,000 | PRN | DFND | 1 | 6,275,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 18,917 | 79,000 | SH | DFND | 1 | 79,000 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 421 | 495,050 | SH | DFND | 1 | 495,050 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 2,016 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 25,858 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 2,938 | 1,679,000 | SH | DFND | 1 | 1,679,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 2,110 | 575,000 | SH | DFND | 1 | 575,000 | 0 | 0 | |
INSPIRED ENTMT INC | *W EXP 10/20/202 | 45782N116 | 777 | 1,310,948 | SH | DFND | 1 | 1,310,948 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 3,921 | 480,000 | SH | DFND | 1 | 480,000 | 0 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 8,682 | 470,848 | SH | DFND | 1 | 470,848 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 20,504 | 615,000 | SH | Call | DFND | 1 | 615,000 | 0 | 0 |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 43,509 | 1,305,000 | SH | Put | DFND | 1 | 1,305,000 | 0 | 0 |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 5,168 | 155,000 | SH | DFND | 1 | 155,000 | 0 | 0 | |
ISHARES | MSCI MEX CAP ETF | 464286822 | 11,212 | 255,000 | SH | Call | DFND | 1 | 255,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 14,290 | 325,000 | SH | Put | DFND | 1 | 325,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 6,156 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
ISHARES | MSCI STH AFR ETF | 464286780 | 26,557 | 507,200 | SH | Call | DFND | 1 | 507,200 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 32,783 | 626,100 | SH | Put | DFND | 1 | 626,100 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 6,493 | 124,000 | SH | DFND | 1 | 124,000 | 0 | 0 | |
ISHARES | MSCI STH KOR ETF | 464286772 | 48,696 | 915,000 | SH | Call | DFND | 1 | 915,000 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 61,203 | 1,150,000 | SH | Put | DFND | 1 | 1,150,000 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 6,386 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
ISHARES | MSCI TURKEY ETF | 464286715 | 7,306 | 225,000 | SH | Call | DFND | 1 | 225,000 | 0 | 0 |
ISHARES | MSCI TURKEY ETF | 464286715 | 4,059 | 125,000 | SH | Put | DFND | 1 | 125,000 | 0 | 0 |
ISHARES | MSCI TURKEY ETF | 464286715 | 2,101 | 64,703 | SH | DFND | 1 | 64,703 | 0 | 0 | |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 46,992 | 1,600,000 | SH | Call | DFND | 1 | 1,600,000 | 0 | 0 |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 49,195 | 1,675,000 | SH | Put | DFND | 1 | 1,675,000 | 0 | 0 |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 19,384 | 660,000 | SH | DFND | 1 | 660,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 93,717 | 2,700,000 | SH | Call | DFND | 1 | 2,700,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 159,319 | 4,590,000 | SH | Put | DFND | 1 | 4,590,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 52,065 | 1,500,000 | SH | DFND | 1 | 1,500,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,726 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
KKR & CO L P DEL | COM UNITS | 48248M102 | 23,988 | 1,558,700 | SH | DFND | 1 | 1,558,700 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 4,366 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
LENDINGCLUB CORP | COM | 52603A109 | 3,806 | 725,000 | SH | Put | DFND | 1 | 725,000 | 0 | 0 |
MEDIA GEN INC NEW | COM | 58441K100 | 3,578 | 190,000 | SH | DFND | 1 | 190,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 49,445 | 2,255,700 | SH | Call | DFND | 1 | 2,255,700 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 12,714 | 580,000 | SH | DFND | 1 | 580,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 4,433 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 2,399 | 2,442,000 | PRN | DFND | 1 | 2,442,000 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 393 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 8,888 | 907,825 | SH | DFND | 1 | 907,825 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 595 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 3,241 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
OPHTHOTECH CORP | COM | 683745103 | 483 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 7,690 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
PAIN THERAPEUTICS INC | COM | 69562K100 | 4 | 7,400 | SH | Call | DFND | 1 | 7,400 | 0 | 0 |
PAIN THERAPEUTICS INC | COM | 69562K100 | 29 | 51,011 | SH | DFND | 1 | 51,011 | 0 | 0 | |
PAN AMERICAN SILVER CORP | COM | 697900108 | 1,507 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 5,232 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 4,204 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
RPX CORP | COM | 74972G103 | 6,985 | 646,757 | SH | DFND | 1 | 646,757 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 29,847 | 8,752,900 | SH | Put | DFND | 1 | 8,752,900 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 20,684 | 400,000 | SH | Put | DFND | 1 | 400,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 6,026 | 80,000 | SH | Put | DFND | 1 | 80,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 17,000 | 350,000 | SH | Put | DFND | 1 | 350,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 3,728 | 75,000 | SH | Put | DFND | 1 | 75,000 | 0 | 0 |
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 10,597 | 2,264,286 | SH | DFND | 1 | 2,264,286 | 0 | 0 | |
SPDR SERIES TRUST | S&P RETAIL ETF | 78464A714 | 4,407 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
STONEGATE MTG CORP | COM | 86181Q300 | 307 | 51,400 | SH | DFND | 1 | 51,400 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 14,460 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 2,517 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
UNIQURE NV | SHS | N90064101 | 1,540 | 275,001 | SH | DFND | 1 | 275,001 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 4,244 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 25,358 | 1,195,000 | SH | Put | DFND | 1 | 1,195,000 | 0 | 0 |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 2,653 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
WESTERN UN CO | COM | 959802109 | 5,430 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 77 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 29 | 1,313 | SH | DFND | 1 | 1,313 | 0 | 0 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 606 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
WISDOMTREE TR | INDIAN RUP ETF | 97717W166 | 54,742 | 2,710,000 | SH | Call | DFND | 1 | 2,710,000 | 0 | 0 |
WISDOMTREE TR | INDIAN RUP ETF | 97717W166 | 27,573 | 1,365,000 | SH | Put | DFND | 1 | 1,365,000 | 0 | 0 |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1,614 | 1,222,434 | SH | DFND | 1 | 1,222,434 | 0 | 0 | |
XENIA HOTELS & RESORTS INC | COM | 984017103 | 17,478 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 1,908 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 |