SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
K.I.S.S. Dynasty Trust No. 9

(Last) (First) (Middle)
C/O STERLING BANCORP, INC.
ONE TOWNE SQUARE, SUITE 1900

(Street)
SOUTHFIELD MI 48076

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/16/2017
3. Issuer Name and Ticker or Trading Symbol
Sterling Bancorp, Inc. [ SBT ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 15,871,000 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
K.I.S.S. Dynasty Trust No. 9

(Last) (First) (Middle)
C/O STERLING BANCORP, INC.
ONE TOWNE SQUARE, SUITE 1900

(Street)
SOUTHFIELD MI 48076

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Rubenstein Erwin A.

(Last) (First) (Middle)
C/O STERLING BANCORP, INC.
ONE TOWNE SQUARE, SUITE 1900

(Street)
SOUTHFIELD MI 48076

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. These shares are directly owned by the K.I.S.S. Dynasty Trust No. 9 and indirectly owned by Erwin A. Rubenstein as trustee of the trust.
Remarks:
Exhibit 24, Power of Attorney, is attached.
/s/ Jeffrey H. Kuras, by Power of Attorney for Erwin A. Rubenstein as Trustee of K.I.S.S. Dynasty Trust No. 9 11/21/2017
/s/ Jeffrey H. Kuras, by Power of Attorney for Erwin A. Rubenstein 11/21/2017
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.