The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 127 | 50,989 | SH | SOLE | 50,989 | 0 | 0 | ||
| ALPHABET INC | CAP STK CL A | 02079K305 | 68,160 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
| AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 202 | 504,710 | SH | SOLE | 504,710 | 0 | 0 | ||
| AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 5,047 | 504,710 | SH | SOLE | 504,710 | 0 | 0 | ||
| BANK AMER CORP | *W EXP 10/28/201 | 060505153 | 311 | 397,618 | SH | SOLE | 397,618 | 0 | 0 | ||
| BAOZUN INC | SPONSORED ADR | 06684L103 | 13,104 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| BEIGENE LTD | SPONSORED ADR | 07725L102 | 24,643 | 238,185 | SH | SOLE | 238,185 | 0 | 0 | ||
| BIOMARIN PHARMACEUTICAL INC | NOTE 0.599% 8/0 | 09061GAH4 | 2,544 | 2,500,000 | PRN | SOLE | 2,500,000 | 0 | 0 | ||
| BISON CAP ACQUISITION CORP | UNIT 99/99/9999T | G1142P120 | 201 | 19,600 | SH | SOLE | 19,600 | 0 | 0 | ||
| CAPITOL INVT CORP IV | UNIT 99/99/9999 | G18920119 | 4,959 | 490,000 | SH | SOLE | 490,000 | 0 | 0 | ||
| CF CORP | UNIT 99/99/9999E | G20307123 | 1,214 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| CISION LTD | *W EXP 06/22/202 | G1992S117 | 978 | 331,550 | SH | SOLE | 331,550 | 0 | 0 | ||
| CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 7,731 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| COMMSCOPE HLDG CO INC | COM | 20337X109 | 23,247 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 6,085 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| DISH NETWORK CORP | NOTE 3.375% 8/1 | 25470MAB5 | 16,829 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 1,413 | 2,048,433 | SH | SOLE | 2,048,433 | 0 | 0 | ||
| ELECTRONIC ARTS INC | COM | 285512109 | 41,321 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| FEDERAL STR ACQUISITION CORP | UNIT 99/99/9999 | 31421V206 | 1,546 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| FINTECH ACQUISITION CORP II | UNIT 99/99/9999 | 31810G208 | 1,362 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
| GLOBAL PARTNER ACQUISITION C | *W EXP 07/01/202 | 37954X113 | 316 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| GORES HLDGS II INC | *W EXP 03/06/202 | 382867117 | 122 | 83,333 | SH | SOLE | 83,333 | 0 | 0 | ||
| GORES HLDGS II INC | COM CL A | 382867109 | 1,496 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 2,092 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| HENNESSY CAP ACQUSTON CORP I | UNIT 06/15/2024 | 42588L204 | 2,065 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| IAC INTERACTIVECORP | COM | 44919P508 | 3,504 | 29,800 | SH | SOLE | 29,800 | 0 | 0 | ||
| INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 3,030 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | 12,179 | 271,800 | SH | SOLE | 271,800 | 0 | 0 | ||
| J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 64,364 | 52,000,000 | PRN | SOLE | 52,000,000 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 137 | 166,666 | SH | SOLE | 166,666 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 4,875 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 182 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
| LANDCADIA HLDGS INC | CL A | 51476W107 | 2,501 | 249,600 | SH | SOLE | 249,600 | 0 | 0 | ||
| LUMENTUM HLDGS INC | COM | 55024U109 | 544 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| MATLIN & PARTNERS ACQUISITIO | *W EXP 05/28/202 | 57682V114 | 192 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| MATLIN & PARTNERS ACQUISITIO | CL A | 57682V106 | 4,865 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 25,268 | 20,000,000 | PRN | SOLE | 20,000,000 | 0 | 0 | ||
| MELCO RESORT ENTERTAINMENT L | ADR | 585464100 | 5,661 | 234,700 | SH | SOLE | 234,700 | 0 | 0 | ||
| MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 134,526 | 77,000,000 | PRN | SOLE | 77,000,000 | 0 | 0 | ||
| MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 18,184 | 10,500,000 | PRN | SOLE | 10,500,000 | 0 | 0 | ||
| NEVRO CORP | COM | 64157F103 | 25,674 | 282,500 | SH | SOLE | 282,500 | 0 | 0 | ||
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 9,385 | 106,336 | SH | SOLE | 106,336 | 0 | 0 | ||
| NVIDIA CORP | COM | 67066G104 | 31,285 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| OSPREY ENERGY ACQUISITION CO | UNIT 07/21/2022 | 688397207 | 2,979 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 25 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 40 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 1,564 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| PRICELINE GRP INC | COM NEW | 741503403 | 2,746 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
| PROS HOLDINGS INC | NOTE 2.000%12/0 | 74346YAB9 | 5,074 | 5,000,000 | PRN | SOLE | 5,000,000 | 0 | 0 | ||
| QIAGEN NV | SHS NEW | N72482123 | 4,747 | 150,688 | SH | SOLE | 150,688 | 0 | 0 | ||
| QUALCOMM INC | COM | 747525103 | 10,368 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| RADIUS HEALTH INC | NOTE 3.000% 9/0 | 750469AA6 | 7,440 | 7,500,000 | PRN | SOLE | 7,500,000 | 0 | 0 | ||
| RYB ED INC | ADR | 74979W101 | 2,422 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
| SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 1,062 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| SILVER RUN ACQUISITION | *W EXP 03/28/202 | 82812A111 | 586 | 385,252 | SH | SOLE | 385,252 | 0 | 0 | ||
| SILVER RUN ACQUISITION | COM CL A | 82812A103 | 5,275 | 517,200 | SH | SOLE | 517,200 | 0 | 0 | ||
| SQUARE INC | CL A | 852234103 | 576 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| SYMANTEC CORP | COM | 871503108 | 14,764 | 450,000 | SH | SOLE | 450,000 | 0 | 0 | ||
| TESLA INC | NOTE 2.375% 3/1 | 88160RAD3 | 36,870 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
| TPG PACE ENERGY HLDGS CORP | UNIT 99/99/9999 | 872656202 | 9,138 | 893,300 | SH | SOLE | 893,300 | 0 | 0 | ||
| TPG PACE HLDGS CORP | UNIT 99/99/9999 | G89827102 | 7,210 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 25,333 | 15,000,000 | PRN | SOLE | 15,000,000 | 0 | 0 | ||
| TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 9,175 | 10,000,000 | PRN | SOLE | 10,000,000 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | *W EXP 04/12/202 | 92211L113 | 141 | 111,667 | SH | SOLE | 111,667 | 0 | 0 | ||
| VANTAGE ENERGY ACQUISITION | COM CL A | 92211L105 | 3,280 | 335,000 | SH | SOLE | 335,000 | 0 | 0 | ||
| WAYFAIR INC | CL A | 94419L101 | 836 | 12,400 | SH | SOLE | 12,400 | 0 | 0 | ||
| WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAA9 | 12,116 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 40,462 | 30,000,000 | PRN | SOLE | 30,000,000 | 0 | 0 | ||
| YUM BRANDS INC | COM | 988498101 | 2,989 | 40,600 | SH | SOLE | 40,600 | 0 | 0 | ||
| YUM CHINA HLDGS INC | COM | 98850P109 | 6,123 | 153,200 | SH | SOLE | 153,200 | 0 | 0 | ||
| ZAI LAB LTD | ADR | 98887Q104 | 24,054 | 890,900 | SH | SOLE | 890,900 | 0 | 0 | ||
| ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 2,457 | 175,000 | SH | SOLE | 175,000 | 0 | 0 | ||
| MANDATORY EXCHANGEABLE TRUST CONV PFD | NOTE 5.750% 6/1 | 56262P109 | 215,859 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||