The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AETNA INC NEW | COM | 00817Y108 | 20,724 | 130,334 | SH | DFND | 1,2,3,4 | 130,334 | 0 | 0 | |
ALCOA CORP | COM | 013872106 | 33,934 | 727,886 | SH | DFND | 1,2,3,4 | 727,886 | 0 | 0 | |
ALCOBRA LTD | SHS | M2239P109 | 302 | 298,982 | SH | DFND | 1,2,3,4 | 298,982 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADR | 01609W102 | 17,358 | 99,930 | SH | DFND | 1,2,3,4 | 99,930 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 69,031 | 1,042,128 | SH | DFND | 1,2,3,4 | 1,042,128 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 630 | 450,000 | SH | DFND | 1,2,3,4 | 450,000 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 37,466 | 610,290 | SH | DFND | 1,2,3,4 | 610,290 | 0 | 0 | |
APPLIED MATLS INC | COM | 038222105 | 25,488 | 489,300 | SH | DFND | 1,2,3,4 | 489,300 | 0 | 0 | |
AXOVANT SCIENCES LTD | COM | G0750W104 | 788 | 114,600 | SH | Call | DFND | 1,2,3,4 | 114,600 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 6,068 | 239,444 | SH | DFND | 1,2,3,4 | 239,444 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 37,503 | 1,480,000 | SH | Call | DFND | 1,2,3,4 | 1,480,000 | 0 | 0 |
BAOZUN INC | SPONSORED ADR | 06684L103 | 7,827 | 238,924 | SH | DFND | 1,2,3,4 | 238,924 | 0 | 0 | |
BOEING CO | COM | 097023105 | 29,889 | 117,575 | SH | DFND | 1,2,3,4 | 117,575 | 0 | 0 | |
BOSTON SCIENTIFIC CORP | COM | 101137107 | 8,509 | 291,717 | SH | DFND | 1,2,3,4 | 291,717 | 0 | 0 | |
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 16,905 | 939,670 | SH | DFND | 1,2,3,4 | 939,670 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 14,432 | 170,468 | SH | DFND | 1,2,3,4 | 170,468 | 0 | 0 | |
CARNIVAL CORP | UNIT 99/99/9999 | 143658300 | 1,743 | 27,000 | SH | DFND | 1,2,3,4 | 27,000 | 0 | 0 | |
CBRE GROUP INC | CL A | 12504L109 | 19,157 | 505,721 | SH | DFND | 1,2,3,4 | 505,721 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 14,673 | 151,632 | SH | DFND | 1,2,3,4 | 151,632 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 15,062 | 41,445 | SH | DFND | 1,2,3,4 | 41,445 | 0 | 0 | |
CHEESECAKE FACTORY INC | COM | 163072101 | 632 | 15,000 | SH | DFND | 1,2,3,4 | 15,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 4,944 | 60,000 | SH | Call | DFND | 1,2,3,4 | 60,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 12,851 | 155,962 | SH | DFND | 1,2,3,4 | 155,962 | 0 | 0 | |
CME GROUP INC | COM CL A | 12572Q105 | 18,262 | 134,599 | SH | DFND | 1,2,3,4 | 134,599 | 0 | 0 | |
COCA COLA EUROPEAN PARTNERS | SHS | G25839104 | 54,005 | 1,297,579 | SH | DFND | 1,2,3,4 | 1,297,579 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 1,985 | 27,242 | SH | DFND | 1,2,3,4 | 27,242 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 11,596 | 301,341 | SH | DFND | 1,2,3,4 | 301,341 | 0 | 0 | |
COMSTOCK RES INC | NOTE 7.750% 4/0 | 205768AM6 | 1,253 | 1,566,520 | PRN | DFND | 1,2,3,4 | 1,566,520 | 0 | 0 | |
CONAGRA BRANDS INC | COM | 205887102 | 9,112 | 270,056 | SH | DFND | 1,2,3,4 | 270,056 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 4,615 | 23,137 | SH | DFND | 1,2,3,4 | 23,137 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 18,582 | 1,812,864 | SH | DFND | 1,2,3,4 | 1,812,864 | 0 | 0 | |
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 2,059 | 39,233 | SH | DFND | 1,2,3,4 | 39,233 | 0 | 0 | |
DOWDUPONT INC | COM | 26078J100 | 54,911 | 793,171 | SH | DFND | 1,2,3,4 | 793,171 | 0 | 0 | |
EASTERLY ACQUISITION CORP | COM | 27616L102 | 5,000 | 500,000 | SH | DFND | 1,2,3,4 | 500,000 | 0 | 0 | |
EXELIXIS INC | COM | 30161Q104 | 2,423 | 100,000 | SH | Call | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
EXPEDIA INC DEL | COM NEW | 30212P303 | 9,412 | 65,389 | SH | DFND | 1,2,3,4 | 65,389 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 30,715 | 179,758 | SH | DFND | 1,2,3,4 | 179,758 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 1,534 | 387,294 | SH | DFND | 1,2,3,4 | 387,294 | 0 | 0 | |
FERROGLOBE PLC | SHS | G33856108 | 3,944 | 299,670 | SH | DFND | 1,2,3,4 | 299,670 | 0 | 0 | |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 3,627 | 150,000 | SH | Call | DFND | 1,2,3,4 | 150,000 | 0 | 0 |
FLEXION THERAPEUTICS INC | COM | 33938J106 | 21,359 | 883,321 | SH | DFND | 1,2,3,4 | 883,321 | 0 | 0 | |
FORTIVE CORP | COM | 34959J108 | 19,502 | 275,495 | SH | DFND | 1,2,3,4 | 275,495 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 728 | 19,736 | SH | DFND | 1,2,3,4 | 19,736 | 0 | 0 | |
GENWORTH FINL INC | COM CL A | 37247D106 | 3,167 | 822,508 | SH | DFND | 1,2,3,4 | 822,508 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 5,263 | 72,940 | SH | DFND | 1,2,3,4 | 72,940 | 0 | 0 | |
GRACE W R & CO DEL NEW | COM | 38388F108 | 9,019 | 125,000 | SH | Call | DFND | 1,2,3,4 | 125,000 | 0 | 0 |
GREAT ELM CAP GROUP INC | COM | 390320109 | 4,493 | 1,265,700 | SH | DFND | 1,2,3,4 | 1,265,700 | 0 | 0 | |
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 12,552 | 1,200,000 | SH | DFND | 1,2,3,4 | 1,200,000 | 0 | 0 | |
HARRIS CORP DEL | COM | 413875105 | 11,118 | 84,433 | SH | DFND | 1,2,3,4 | 84,433 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 6,702 | 415,000 | SH | Call | DFND | 1,2,3,4 | 415,000 | 0 | 0 |
HERON THERAPEUTICS INC | COM | 427746102 | 32,467 | 2,010,325 | SH | DFND | 1,2,3,4 | 2,010,325 | 0 | 0 | |
HONEYWELL INTL INC | COM | 438516106 | 10,294 | 72,625 | SH | DFND | 1,2,3,4 | 72,625 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 14,676 | 16,250,000 | PRN | DFND | 1,2,3,4 | 16,250,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 14,209 | 58,320 | SH | DFND | 1,2,3,4 | 58,320 | 0 | 0 | |
INOTEK PHARMACEUTICALS CORP | NOTE 5.750% 8/0 | 45780VAB8 | 7,572 | 9,700,000 | PRN | DFND | 1,2,3,4 | 9,700,000 | 0 | 0 | |
JAGUAR ANIMAL HEALTH INC | COM | 47010C201 | 258 | 1,291,976 | SH | DFND | 1,2,3,4 | 1,291,976 | 0 | 0 | |
KELLOGG CO | COM | 487836108 | 1,559 | 25,000 | SH | DFND | 1,2,3,4 | 25,000 | 0 | 0 | |
KEMPHARM INC | NOTE 5.500% 2/0 | 488445AB3 | 1,826 | 3,000,000 | PRN | DFND | 1,2,3,4 | 3,000,000 | 0 | 0 | |
KIMBERLY CLARK CORP | COM | 494368103 | 1,765 | 15,000 | SH | Call | DFND | 1,2,3,4 | 15,000 | 0 | 0 |
KRAFT HEINZ CO | COM | 500754106 | 2,907 | 37,484 | SH | DFND | 1,2,3,4 | 37,484 | 0 | 0 | |
LEXICON PHARMACEUTICALS INC | COM NEW | 528872302 | 824 | 67,055 | SH | DFND | 1,2,3,4 | 67,055 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 9,230 | 13,000,000 | PRN | DFND | 1,2,3,4 | 13,000,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 2,413 | 30,179 | SH | DFND | 1,2,3,4 | 30,179 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 6,669 | 372,577 | SH | DFND | 1,2,3,4 | 372,577 | 0 | 0 | |
MCDONALDS CORP | COM | 580135101 | 2,049 | 13,078 | SH | DFND | 1,2,3,4 | 13,078 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 56,616 | 1,439,508 | SH | DFND | 1,2,3,4 | 1,439,508 | 0 | 0 | |
MICRON TECHNOLOGY INC | NOTE 3.000% 11/1 | 595112AY9 | 8,291 | 6,000,000 | PRN | DFND | 1,2,3,4 | 6,000,000 | 0 | 0 | |
MONSTER BEVERAGE CORP NEW | COM | 61174X109 | 980 | 17,731 | SH | DFND | 1,2,3,4 | 17,731 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 6,274 | 200,000 | SH | Call | DFND | 1,2,3,4 | 200,000 | 0 | 0 |
NEW RELIC INC | COM | 64829B100 | 9,211 | 184,951 | SH | DFND | 1,2,3,4 | 184,951 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 558 | 13,074 | SH | DFND | 1,2,3,4 | 13,074 | 0 | 0 | |
NEWELL BRANDS INC | COM | 651229106 | 17,068 | 400,000 | SH | Call | DFND | 1,2,3,4 | 400,000 | 0 | 0 |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 29,272 | 469,850 | SH | DFND | 1,2,3,4 | 469,850 | 0 | 0 | |
NOMAD FOODS LTD. | USD ORD SHS | G6564A105 | 16,556 | 1,136,329 | SH | DFND | 1,2,3,4 | 1,136,329 | 0 | 0 | |
OTONOMY INC | COM | 68906L105 | 1,372 | 422,100 | SH | Call | DFND | 1,2,3,4 | 422,100 | 0 | 0 |
PEABODY ENERGY CORP NEW | COM | 704551100 | 5,824 | 200,743 | SH | DFND | 1,2,3,4 | 200,743 | 0 | 0 | |
PINNACLE FOODS INC DEL | COM | 72348P104 | 13,930 | 243,661 | SH | DFND | 1,2,3,4 | 243,661 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 72,725 | 500,000 | SH | Put | DFND | 1,2,3,4 | 500,000 | 0 | 0 |
RAYTHEON CO | COM NEW | 755111507 | 10,432 | 55,913 | SH | DFND | 1,2,3,4 | 55,913 | 0 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 2,334 | 259,948 | SH | DFND | 1,2,3,4 | 259,948 | 0 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 15,928 | 170,497 | SH | DFND | 1,2,3,4 | 170,497 | 0 | 0 | |
SANMINA CORPORATION | COM | 801056102 | 2,787 | 75,029 | SH | DFND | 1,2,3,4 | 75,029 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 454 | 10,000 | SH | DFND | 1,2,3,4 | 10,000 | 0 | 0 | |
SCHULMAN A INC | COM | 808194104 | 27,375 | 801,602 | SH | DFND | 1,2,3,4 | 801,602 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 16,194 | 300,000 | SH | Put | DFND | 1,2,3,4 | 300,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 103,440 | 4,000,000 | SH | Call | DFND | 1,2,3,4 | 4,000,000 | 0 | 0 |
SHERWIN WILLIAMS CO | COM | 824348106 | 15,867 | 44,317 | SH | DFND | 1,2,3,4 | 44,317 | 0 | 0 | |
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 9,245 | 288,466 | SH | DFND | 1,2,3,4 | 288,466 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 19,602 | 575,000 | SH | DFND | 1,2,3,4 | 575,000 | 0 | 0 | |
SPIRIT RLTY CAP INC NEW | COM | 84860W102 | 5,173 | 603,611 | SH | DFND | 1,2,3,4 | 603,611 | 0 | 0 | |
STEADYMED LTD | SHS | M84920103 | 1,686 | 503,140 | SH | DFND | 1,2,3,4 | 503,140 | 0 | 0 | |
SUNPOWER CORP | DBCV 4.000% 1/1 | 867652AL3 | 9,840 | 12,000,000 | PRN | DFND | 1,2,3,4 | 12,000,000 | 0 | 0 | |
SYNCHRONY FINL | COM | 87165B103 | 13,836 | 445,589 | SH | DFND | 1,2,3,4 | 445,589 | 0 | 0 | |
SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 2,231 | 769,140 | SH | DFND | 1,2,3,4 | 769,140 | 0 | 0 | |
T MOBILE US INC | COM | 872590104 | 6,166 | 100,000 | SH | Call | DFND | 1,2,3,4 | 100,000 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 11,489 | 186,322 | SH | DFND | 1,2,3,4 | 186,322 | 0 | 0 | |
TAL ED GROUP | SPONSORED ADS | 874080104 | 22,477 | 666,780 | SH | DFND | 1,2,3,4 | 666,780 | 0 | 0 | |
TE CONNECTIVITY LTD | REG SHS | H84989104 | 12,484 | 150,301 | SH | DFND | 1,2,3,4 | 150,301 | 0 | 0 | |
TEMPUR SEALY INTL INC | COM | 88023U101 | 6,406 | 99,280 | SH | DFND | 1,2,3,4 | 99,280 | 0 | 0 | |
TJX COS INC NEW | COM | 872540109 | 737 | 10,000 | SH | DFND | 1,2,3,4 | 10,000 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 11,469 | 162,796 | SH | DFND | 1,2,3,4 | 162,796 | 0 | 0 | |
ULTA BEAUTY INC | COM | 90384S303 | 2,952 | 13,060 | SH | DFND | 1,2,3,4 | 13,060 | 0 | 0 | |
ULTRA PETROLEUM CORP | COM NEW | 903914208 | 4,335 | 500,000 | SH | DFND | 1,2,3,4 | 500,000 | 0 | 0 | |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 12,409 | 63,358 | SH | DFND | 1,2,3,4 | 63,358 | 0 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 1,100 | 75,000 | SH | DFND | 1,2,3,4 | 75,000 | 0 | 0 | |
UNITI GROUP INC | COM | 91325V108 | 5,864 | 400,000 | SH | Put | DFND | 1,2,3,4 | 400,000 | 0 | 0 |
VANDA PHARMACEUTICALS INC | COM | 921659108 | 1,006 | 56,200 | SH | Call | DFND | 1,2,3,4 | 56,200 | 0 | 0 |
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 5,414 | 35,612 | SH | DFND | 1,2,3,4 | 35,612 | 0 | 0 | |
VULCAN MATLS CO | COM | 929160109 | 15,286 | 127,811 | SH | DFND | 1,2,3,4 | 127,811 | 0 | 0 | |
WABCO HLDGS INC | COM | 92927K102 | 10,095 | 68,207 | SH | DFND | 1,2,3,4 | 68,207 | 0 | 0 | |
WARRIOR MET COAL INC | COM | 93627C101 | 8,971 | 380,597 | SH | DFND | 1,2,3,4 | 380,597 | 0 | 0 | |
WINDSTREAM HLDGS INC | COM NEW | 97382A200 | 620 | 350,000 | SH | DFND | 1,2,3,4 | 350,000 | 0 | 0 | |
WISDOMTREE INVTS INC | COM | 97717P104 | 2,809 | 30,000 | SH | Put | DFND | 1,2,3,4 | 30,000 | 0 | 0 |
WPX ENERGY INC | COM | 98212B103 | 17,289 | 1,503,420 | SH | DFND | 1,2,3,4 | 1,503,420 | 0 | 0 | |
WRIGHT MED GROUP N V | ORD SHS 0.03 PAR | N96617118 | 3,268 | 126,319 | SH | DFND | 1,2,3,4 | 126,319 | 0 | 0 | |
XPO LOGISTICS INC | COM | 983793100 | 40,361 | 595,465 | SH | DFND | 1,2,3,4 | 595,465 | 0 | 0 | |
YUM CHINA HLDGS INC | COM | 98850P109 | 4,853 | 121,422 | SH | DFND | 1,2,3,4 | 121,422 | 0 | 0 |