The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 96,100 | 1,800,968 | SH | DFND | 0 | 1,800,968 | 0 | ||
ACCURAY INC | COM | 004397105 | 16,674 | 4,168,513 | SH | DFND | 0 | 4,168,513 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 95,837 | 4,052,289 | SH | DFND | 0 | 4,052,289 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 19,386 | 21,362,000 | PRN | DFND | 0 | 21,362,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 71,471 | 1,107,904 | SH | DFND | 0 | 1,107,904 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 117,294 | 2,413,461 | SH | DFND | 0 | 2,413,461 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 62,925 | 364,341 | SH | DFND | 0 | 364,341 | 0 | ||
ALLERGAN PLC | PFD CONV SER A | G0177J116 | 79,249 | 107,410 | SH | DFND | 0 | 107,410 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 88 | 428 | SH | DFND | 0 | 428 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 84,503 | 86,784 | SH | DFND | 0 | 86,784 | 0 | ||
AMAZON COM INC | COM | 023135106 | 90,686 | 94,332 | SH | DFND | 0 | 94,332 | 0 | ||
ANTHEM INC | COM | 036752103 | 120,065 | 632,321 | SH | DFND | 0 | 632,321 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 103,077 | 1,642,668 | SH | DFND | 0 | 1,642,668 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 20,267 | 45,330 | SH | DFND | 0 | 45,330 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 113,498 | 1,629,086 | SH | DFND | 0 | 1,629,086 | 0 | ||
BOX INC | CL A | 10316T104 | 55,955 | 2,896,214 | SH | DFND | 0 | 2,896,214 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 12,552 | 445,891 | SH | DFND | 0 | 445,891 | 0 | ||
CENTENE CORP DEL | COM | 15135B101 | 69,316 | 716,300 | SH | Call | DFND | 0 | 716,300 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 85,576 | 884,325 | SH | DFND | 0 | 884,325 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 79,893 | 427,374 | SH | DFND | 0 | 427,374 | 0 | ||
CLEMENTIA PHARMACEUTICALS IN | COM | 185575107 | 5,695 | 337,201 | SH | DFND | 0 | 337,201 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 18,168 | 220,487 | SH | DFND | 0 | 220,487 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 53,670 | 34,710,000 | PRN | DFND | 0 | 34,710,000 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 60 | 1,937 | SH | DFND | 0 | 1,937 | 0 | ||
CUTERA INC | COM | 232109108 | 17,663 | 427,163 | SH | DFND | 0 | 427,163 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 40,223 | 468,360 | SH | DFND | 0 | 468,360 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 113,401 | 1,037,424 | SH | DFND | 0 | 1,037,424 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 29,699 | 6,658,983 | SH | DFND | 0 | 6,658,983 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 35,156 | 40,409,000 | PRN | DFND | 0 | 40,409,000 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 27,500 | 548,682 | SH | DFND | 0 | 548,682 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 36,722 | 2,063,033 | SH | DFND | 0 | 2,063,033 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 38,394 | 224,700 | SH | Call | DFND | 0 | 224,700 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 100,520 | 588,286 | SH | DFND | 0 | 588,286 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 18,566 | 25,122,500 | PRN | DFND | 0 | 25,122,500 | 0 | ||
GODADDY INC | CL A | 380237107 | 108,022 | 2,482,695 | SH | DFND | 0 | 2,482,695 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 22,551 | 304,738 | SH | DFND | 0 | 304,738 | 0 | ||
HUMANA INC | COM | 444859102 | 49,016 | 201,190 | SH | DFND | 0 | 201,190 | 0 | ||
ICON PLC | SHS | G4705A100 | 32,250 | 283,195 | SH | DFND | 0 | 283,195 | 0 | ||
INCYTE CORP | COM | 45337C102 | 47,747 | 409,000 | SH | Put | DFND | 0 | 409,000 | 0 | |
INOGEN INC | COM | 45780L104 | 22,925 | 241,057 | SH | DFND | 0 | 241,057 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 23,935 | 768,366 | SH | DFND | 0 | 768,366 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 8,271 | 929,293 | SH | DFND | 0 | 929,293 | 0 | ||
ISHARES TR | RUSSELL 2000 | 464287655 | 23,961 | 161,700 | SH | DFND | 0 | 161,700 | 0 | ||
JD COM INC | SPON ADR CL A | 47215P106 | 78,638 | 2,058,588 | SH | DFND | 0 | 2,058,588 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 26,922 | 1,727,997 | SH | DFND | 0 | 1,727,997 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 65,074 | 1,450,607 | SH | DFND | 0 | 1,450,607 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 529 | 2,944 | SH | DFND | 0 | 2,944 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 36,053 | 2,411,552 | SH | DFND | 0 | 2,411,552 | 0 | ||
LENDINGCLUB CORP | COM | 52603A109 | 9,939 | 1,631,945 | SH | DFND | 0 | 1,631,945 | 0 | ||
LENDINGTREE INC NEW | COM | 52603B107 | 21,263 | 86,982 | SH | DFND | 0 | 86,982 | 0 | ||
MEDICINES CO | COM | 584688105 | 55,597 | 1,501,003 | SH | DFND | 0 | 1,501,003 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 31,098 | 29,442,000 | PRN | DFND | 0 | 29,442,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 29,960 | 707,440 | SH | DFND | 0 | 707,440 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 77,981 | 1,046,867 | SH | DFND | 0 | 1,046,867 | 0 | ||
MIMEDX GROUP INC | COM | 602496101 | 11,659 | 981,400 | SH | Put | DFND | 0 | 981,400 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 33,713 | 490,300 | SH | Call | DFND | 0 | 490,300 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 49,239 | 716,094 | SH | DFND | 0 | 716,094 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 69,286 | 1,616,954 | SH | DFND | 0 | 1,616,954 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 34,292 | 129,987 | SH | DFND | 0 | 129,987 | 0 | ||
NETFLIX INC | COM | 64110L106 | 49,133 | 270,929 | SH | DFND | 0 | 270,929 | 0 | ||
NIGHTSTAR THERAPEUTICS PLC | ADR | 65413A101 | 9,877 | 514,427 | SH | DFND | 0 | 514,427 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 22,245 | 124,434 | SH | DFND | 0 | 124,434 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 38,547 | 267,499 | SH | DFND | 0 | 267,499 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 48,091 | 751,075 | SH | DFND | 0 | 751,075 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 53,338 | 590,673 | SH | DFND | 0 | 590,673 | 0 | ||
PERKINELMER INC | COM | 714046109 | 46,504 | 674,267 | SH | DFND | 0 | 674,267 | 0 | ||
PFIZER INC | COM | 717081103 | 200,534 | 5,617,200 | SH | Call | DFND | 0 | 5,617,200 | 0 | |
PFIZER INC | COM | 717081103 | 54,637 | 1,530,437 | SH | DFND | 0 | 1,530,437 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 274,372 | 5,078,146 | SH | DFND | 0 | 5,078,146 | 0 | ||
POWERSHARES QQQ TRUST | COM | 73935A104 | 229,520 | 1,578,000 | SH | Put | DFND | 0 | 1,578,000 | 0 | |
POWERSHARES QQQ TRUST | COM | 73935A104 | 163,180 | 1,121,900 | SH | Put | DFND | 0 | 1,121,900 | 0 | |
PRA HEALTH SCIENCES INC | COM | 69354M108 | 8,629 | 113,283 | SH | DFND | 0 | 113,283 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 164,007 | 1,369,579 | SH | DFND | 0 | 1,369,579 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 34,931 | 223,475 | SH | DFND | 0 | 223,475 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 89,269 | 955,567 | SH | DFND | 0 | 955,567 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 61,961 | 527,190 | SH | DFND | 0 | 527,190 | 0 | ||
SIENNA BIOPHARMACEUTICALS IN | COM | 82622H108 | 35,164 | 1,580,410 | SH | DFND | 0 | 1,580,410 | 0 | ||
SKYWORKS SOLUTIONS INC | COM | 83088M102 | 20,526 | 201,435 | SH | DFND | 0 | 201,435 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 58,147 | 231,451 | SH | DFND | 0 | 231,451 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 184,126 | 2,126,900 | SH | Call | DFND | 0 | 2,126,900 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 39,920 | 461,125 | SH | DFND | 0 | 461,125 | 0 | ||
SQUARE INC | CL A | 852234103 | 20,401 | 708,119 | SH | DFND | 0 | 708,119 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 59,748 | 305,072 | SH | DFND | 0 | 305,072 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS | 92189F106 | 82,056 | 879,300 | SH | Put | DFND | 0 | 879,300 | 0 | |
VISA INC | COM CL A | 92826C839 | 20,011 | 190,147 | SH | DFND | 0 | 190,147 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 8,193 | 397,923 | SH | DFND | 0 | 397,923 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 14,202 | 118,745 | SH | DFND | 0 | 118,745 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 69,453 | 2,017,797 | SH | DFND | 0 | 2,017,797 | 0 | ||
ZENDESK INC | COM | 98936J101 | 28,581 | 981,832 | SH | DFND | 0 | 981,832 | 0 |