The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AIR TRANSPORT SERVICES GRP INC | COM | 00922R105 | 17,445 | 716,714 | SH | SOLE | 716,714 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 5,543 | 167,023 | SH | SOLE | 167,023 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 27,235 | 534,117 | SH | SOLE | 534,117 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 14,571 | 372,000 | SH | Put | SOLE | 372,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 392 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
AV HOMES INC | COM | 00234P102 | 1,649 | 96,129 | SH | SOLE | 96,129 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS INC | COM NEW | 111621306 | 5,771 | 482,944 | SH | SOLE | 482,944 | 0 | 0 | ||
CAPITAL SOUTHWEST CORP | COM | 140501107 | 26,952 | 1,573,359 | SH | SOLE | 1,573,359 | 0 | 0 | ||
CBS CORP NEW | CL B | 124857202 | 7,243 | 124,876 | SH | SOLE | 124,876 | 0 | 0 | ||
COMMERCEHUB INC | COM SER A | 20084V108 | 2,922 | 129,466 | SH | SOLE | 129,466 | 0 | 0 | ||
COMMERCEHUB INC | COM SER C | 20084V306 | 5,155 | 241,432 | SH | SOLE | 241,432 | 0 | 0 | ||
CROWN CRAFTS INC | COM | 228309100 | 4,240 | 652,288 | SH | SOLE | 652,288 | 0 | 0 | ||
GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 6,347 | 1,308,635 | SH | SOLE | 1,308,635 | 0 | 0 | ||
KELLOGG CO | COM | 487836108 | 1,753 | 28,100 | SH | Put | SOLE | 28,100 | 0 | 0 | |
LA QUINTA HLDGS INC | COM | 50420D108 | 4,311 | 246,362 | SH | SOLE | 246,362 | 0 | 0 | ||
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 7,546 | 141,600 | SH | SOLE | 141,600 | 0 | 0 | ||
LUMOS NETWORKS CORP | COM | 550283105 | 12,794 | 713,977 | SH | SOLE | 713,977 | 0 | 0 | ||
MACQUARIE INFRASTRUCTURE CORP LLC | COM | 55608B105 | 31,945 | 442,570 | SH | SOLE | 442,570 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 10,706 | 89,351 | SH | SOLE | 89,351 | 0 | 0 | ||
NAVISTAR INTL CORP NEW | Note 4.5% 10/15/18 | 63934EAQ1 | 14,702 | 14,120,000 | PRN | SOLE | 14,120,000 | 0 | 0 | ||
NEOPHOTONICS CORP | COM | 64051T100 | 1,119 | 201,221 | SH | SOLE | 201,221 | 0 | 0 | ||
NETSOL TECHNOLOGIES INC | COM PAR $.001 | 64115A402 | 3,186 | 910,376 | SH | SOLE | 910,376 | 0 | 0 | ||
PAREXEL INTL CORP | COM | 699462107 | 32,612 | 370,256 | SH | SOLE | 370,256 | 0 | 0 | ||
PERCEPTRON INC | COM | 71361F100 | 6,082 | 770,817 | SH | SOLE | 770,817 | 0 | 0 | ||
PROSHARES TR | SHORT S&P 500 NEW | 74347B425 | 32 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
RADNET INC | COM | 750491102 | 20,866 | 1,806,612 | SH | SOLE | 1,806,612 | 0 | 0 | ||
STAR GAS PARTNERS L P | UNIT LTD PARTNR | 85512C105 | 14,982 | 1,319,999 | SH | SOLE | 1,319,999 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 51,457 | 502,263 | SH | SOLE | 502,263 | 0 | 0 | ||
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 67,181 | 2,184,754 | SH | SOLE | 2,184,754 | 0 | 0 | ||
VIAD CORP | COM NEW | 92552R406 | 71,529 | 1,174,533 | SH | SOLE | 1,174,533 | 0 | 0 | ||
XERIUM TECHNOLOGIES INC | COM NEW | 98416J118 | 2,027 | 423,978 | SH | SOLE | 423,978 | 0 | 0 |