The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Air Transport Services Group, | COM | 00922R105 | 24,761 | 1,017,305 | SH | DFND | 292,588 | 724,717 | 0 | ||
Alere, Inc. | COM | 01449J105 | 35,147 | 689,285 | SH | DFND | 183,675 | 505,610 | 0 | ||
Allergan PLC | COM | G0177J108 | 28,678 | 139,929 | SH | DFND | 33,161 | 106,768 | 0 | ||
Avid Technology, Inc. | COM | 05367P100 | 3,500 | 771,010 | SH | DFND | 215,040 | 555,970 | 0 | ||
CBIZ, Inc. | COM | 124805102 | 9,325 | 573,836 | SH | DFND | 177,130 | 396,706 | 0 | ||
CSW Industrials Inc. | COM | 126402106 | 851 | 19,195 | SH | DFND | 0 | 19,195 | 0 | ||
Caesarstone Ltd. | COM | M20598104 | 7,718 | 259,005 | SH | DFND | 59,395 | 199,610 | 0 | ||
Carrols Restaurant Group, Inc. | COM | 14574X104 | 18,860 | 1,730,253 | SH | DFND | 402,602 | 1,327,651 | 0 | ||
Celanese Corp. | COM | 150870103 | 15,815 | 151,675 | SH | DFND | 23,330 | 128,345 | 0 | ||
Charter Financial Corp. | COM | 16122W108 | 15,805 | 852,957 | SH | DFND | 188,976 | 663,981 | 0 | ||
Community Financial Corporatio | COM | 20368X101 | 1,255 | 35,470 | SH | DFND | 0 | 35,470 | 0 | ||
Dirtt Environmental Solutions | COM | 25490H106 | 14,050 | 3,183,600 | SH | DFND | 587,000 | 2,596,600 | 0 | ||
Everi Holdings, Inc. | COM | 30034T103 | 24,507 | 3,228,883 | SH | DFND | 821,071 | 2,407,812 | 0 | ||
Fiesta Restaurant Group, Inc. | COM | 31660B101 | 22,841 | 1,202,156 | SH | DFND | 284,479 | 917,677 | 0 | ||
First Defiance Financial Corp. | COM | 32006W106 | 466 | 8,887 | SH | DFND | 0 | 8,887 | 0 | ||
First Northwest Bancorp | COM | 335834107 | 3,551 | 207,639 | SH | DFND | 0 | 207,639 | 0 | ||
First South Bancorp Inc. | COM | 33646W100 | 424 | 22,899 | SH | DFND | 0 | 22,899 | 0 | ||
Fogo de Chao, Inc. | COM | 344177100 | 11,306 | 911,788 | SH | DFND | 183,149 | 728,639 | 0 | ||
Gildan Activewear, Inc. | COM | 375916103 | 25,006 | 799,434 | SH | DFND | 175,190 | 624,244 | 0 | ||
Glassbridge Enterprises Inc. | COM | 377185103 | 127 | 63,653 | SH | DFND | 0 | 63,653 | 0 | ||
Golar LNG Limited | COM | G9456A100 | 4,216 | 186,448 | SH | DFND | 21,315 | 165,133 | 0 | ||
INTL FCStone, Inc. | COM | 46116V105 | 27,507 | 717,825 | SH | DFND | 172,136 | 545,689 | 0 | ||
Information Services Group | COM | 45675Y104 | 6,624 | 1,647,658 | SH | DFND | 444,900 | 1,202,758 | 0 | ||
Jamba, Inc. | COM | 47023A309 | 6,551 | 758,172 | SH | DFND | 308,538 | 449,634 | 0 | ||
KKR & Co. L.P. | COM | 48248M102 | 37,323 | 1,835,851 | SH | DFND | 505,405 | 1,330,446 | 0 | ||
National Fuel Gas Co. | COM | 636180101 | 23,290 | 411,405 | SH | DFND | 98,690 | 312,715 | 0 | ||
Northrim BanCorp, Inc. | COM | 666762109 | 4,203 | 120,253 | SH | DFND | 26,200 | 94,053 | 0 | ||
OceanFirst Financial Corp. | COM | 675234108 | 10,479 | 381,176 | SH | DFND | 94,929 | 286,247 | 0 | ||
Old National Bancorp | COM | 680033107 | 4,340 | 237,153 | SH | DFND | 42,560 | 194,593 | 0 | ||
Oppenheimer Holdings, Inc. | COM | 683797104 | 6,112 | 352,250 | SH | DFND | 128,334 | 223,916 | 0 | ||
Peoples United Financial Inc. | COM | 712704105 | 1,671 | 92,125 | SH | DFND | 30,972 | 61,153 | 0 | ||
Pope Resources Limited | COM | 732857107 | 3,488 | 49,595 | SH | DFND | 18,400 | 31,195 | 0 | ||
Quantum Corp. | COM | 747906501 | 9,535 | 1,558,016 | SH | DFND | 457,414 | 1,100,602 | 0 | ||
QuinStreet, Inc. | COM | 74874Q100 | 39,792 | 5,413,918 | SH | DFND | 1,448,378 | 3,965,540 | 0 | ||
Raymond James Financial, Inc. | COM | 754730109 | 18,468 | 218,994 | SH | DFND | 47,025 | 171,969 | 0 | ||
Real Industry, Inc. | COM | 75601W104 | 2,181 | 1,211,735 | SH | DFND | 524,170 | 687,565 | 0 | ||
SpartanNash Co. | COM | 847215100 | 26,659 | 1,010,948 | SH | DFND | 242,427 | 768,521 | 0 | ||
State Bank Financial Corp. | COM | 856190103 | 18,210 | 635,618 | SH | DFND | 145,525 | 490,093 | 0 | ||
Stoneridge, Inc. | COM | 86183P102 | 9,757 | 492,508 | SH | DFND | 239,792 | 252,716 | 0 | ||
Synovus Financial Corp. | COM | 87161C501 | 11,283 | 244,968 | SH | DFND | 51,765 | 193,203 | 0 | ||
Tronox Limited | COM | Q9235V101 | 34,956 | 1,656,664 | SH | DFND | 501,985 | 1,154,679 | 0 | ||
Universal Health Services, Inc | COM | 913903100 | 13,044 | 117,580 | SH | DFND | 26,582 | 90,998 | 0 | ||
Valley National Bancorp | COM | 919794107 | 5,595 | 464,350 | SH | DFND | 76,639 | 387,711 | 0 | ||
Vasco Data Security Intl. | COM | 92230Y104 | 11,004 | 913,193 | SH | DFND | 210,201 | 702,992 | 0 | ||
Vista Outdoor Inc. | COM | 928377100 | 2,454 | 106,960 | SH | DFND | 5,670 | 101,290 | 0 | ||
Visteon Corp. | COM | 92839U206 | 41,375 | 334,292 | SH | DFND | 87,375 | 246,917 | 0 | ||
Zimmer Biomet Holdings, Inc. | COM | 98956P102 | 10,330 | 88,219 | SH | DFND | 17,620 | 70,599 | 0 | ||
iShares Russell 2000 Index | COM | 464287655 | 415 | 2,800 | SH | DFND | 2,800 | 0 | 0 | ||
Alere, Inc Perp Pfd Conv Ser B | PFD | 01449J204 | 1,707 | 4,258 | SH | DFND | 3,257 | 1,001 | 0 |