The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ADIENT PLC | ORD SHS | G0084W101 | 70,361 | 837,731 | SH | SOLE | 837,731 | 0 | 0 | ||
| ALTABA INC | COM | 021346101 | 812,920 | 12,272,350 | SH | SOLE | 12,272,350 | 0 | 0 | ||
| CIT GROUP INC | COM NEW | 125581801 | 119,754 | 2,441,473 | SH | SOLE | 2,441,473 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 123,894 | 1,703,244 | SH | SOLE | 1,703,244 | 0 | 0 | ||
| COBALT INTL ENERGY INC | COM NEW | 19075F304 | 1,352 | 945,600 | SH | SOLE | 945,600 | 0 | 0 | ||
| COLONY CAP INC | NOTE 5.000% 4/1 | 19624RAA4 | 13,098 | 12,500,000 | PRN | SOLE | 12,500,000 | 0 | 0 | ||
| COLONY CAP INC | NOTE 3.875% 1/1 | 19624RAB2 | 4,567 | 4,500,000 | PRN | SOLE | 4,500,000 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | *W EXP 03/23/202 | G2379F116 | 104 | 431,250 | SH | SOLE | 431,250 | 0 | 0 | ||
| CONSTELLATION ALPHA CAP CORP | RIGHT 99/99/9999 | G2379F132 | 184 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
| COTT CORP QUE | COM | 22163N106 | 45,906 | 3,058,363 | SH | SOLE | 3,058,363 | 0 | 0 | ||
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | 76,078 | 1,577,729 | SH | SOLE | 1,577,729 | 0 | 0 | ||
| DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 19,550 | 19,270,000 | PRN | SOLE | 19,270,000 | 0 | 0 | ||
| HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 130,223 | 129,450,000 | PRN | SOLE | 129,450,000 | 0 | 0 | ||
| HERBALIFE LTD | COM USD SHS | G4412G101 | 23,780 | 350,576 | SH | SOLE | 350,576 | 0 | 0 | ||
| INDUSTREA ACQUISITION CORP | UNIT 07/21/2024 | 45579J203 | 10,110 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | COM CL A | 48661U102 | 4,277 | 438,699 | SH | SOLE | 438,699 | 0 | 0 | ||
| KAYNE ANDERSON ACQUISITION | *W EXP 06/30/202 | 48661U110 | 130 | 146,233 | SH | SOLE | 146,233 | 0 | 0 | ||
| LAMB WESTON HLDGS INC | COM | 513272104 | 78,526 | 1,674,678 | SH | SOLE | 1,674,678 | 0 | 0 | ||
| MODERN MEDIA ACQUISITION | RIGHT 99/99/9999 | 60765P129 | 185 | 500,000 | SH | SOLE | 500,000 | 0 | 0 | ||
| NAVIOS MARITIME ACQUIS CORP | SHS | Y62159101 | 3,365 | 2,758,239 | SH | SOLE | 2,758,239 | 0 | 0 | ||
| NRG ENERGY INC | COM NEW | 629377508 | 9,678 | 378,200 | SH | SOLE | 378,200 | 0 | 0 | ||
| PDVWIRELESS INC | COM | 69290R104 | 63,535 | 2,132,038 | SH | SOLE | 2,132,038 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | COM | 70957E105 | 9,196 | 950,000 | SH | SOLE | 950,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | *W EXP 07/27/202 | 70957E113 | 125 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| PENSARE ACQUISITION CORP | RIGHT 99/99/9999 | 70957E121 | 400 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
| SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 94,181 | 2,015,437 | SH | SOLE | 2,015,437 | 0 | 0 | ||
| SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 2,638 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
| SPRINT CORP | COM SER 1 | 85207U105 | 4,604 | 591,800 | SH | SOLE | 591,800 | 0 | 0 | ||
| T MOBILE US INC | COM | 872590104 | 36,793 | 596,700 | SH | SOLE | 596,700 | 0 | 0 | ||
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | 32,238 | 651,400 | SH | SOLE | 651,400 | 0 | 0 | ||
| YAHOO INC | NOTE 12/0 | 984332AF3 | 4,039 | 3,100,000 | PRN | SOLE | 3,100,000 | 0 | 0 | ||