The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
CF CORP CLASS A | SHS CL A | G20307107 | 412 | 36,800 | SH | DFND | 0 | 36,800 | 0 | ||
CF CORP CLASS A | SHS CL A | G20307107 | 4,180 | 373,200 | SH | SOLE | 373,200 | 0 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 17 | 1,400 | SH | DFND | 0 | 1,400 | 0 | ||
CF CORP | UNIT 99/99/9999E | G20307123 | 167 | 13,600 | SH | SOLE | 13,600 | 0 | 0 | ||
EROS INTL PLC | SHS NEW | G3788M114 | 143 | 10,000 | SH | Put | DFND | 0 | 10,000 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 1,287 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
AV HOMES INC | COM | 00234P102 | 1,012 | 59,023 | SH | DFND | 0 | 59,023 | 0 | ||
AV HOMES INC | COM | 00234P102 | 9,946 | 579,954 | SH | SOLE | 579,954 | 0 | 0 | ||
ADOBE SYSTEMS INC | COM | 00724F101 | 90 | 600 | SH | DFND | 0 | 600 | 0 | ||
ADOBE SYSTEMS INC | COM | 00724F101 | 656 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 1,678 | 14,065 | SH | DFND | 0 | 14,065 | 0 | ||
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 15,640 | 131,100 | SH | SOLE | 131,100 | 0 | 0 | ||
ATLANTIC CAPITAL BANCSHARES | COM | 048269203 | 2,273 | 125,208 | SH | DFND | 0 | 125,208 | 0 | ||
ATLANTIC CAPITAL BANCSHARES | COM | 048269203 | 12,780 | 704,159 | SH | SOLE | 704,159 | 0 | 0 | ||
BOFI HOLDING INC | COM | 05566U108 | 256 | 9,000 | SH | Put | DFND | 0 | 9,000 | 0 | |
BOFI HOLDING INC | COM | 05566U108 | 2,591 | 91,000 | SH | Put | SOLE | 91,000 | 0 | 0 | |
BANK OF CALIFORNIA INC | COM | 05990K106 | 907 | 43,700 | SH | DFND | 0 | 43,700 | 0 | ||
BANK OF CALIFORNIA INC | COM | 05990K106 | 8,846 | 426,300 | SH | SOLE | 426,300 | 0 | 0 | ||
BANK OF AMERICA CORP | COM | 060505104 | 127 | 5,000 | SH | Call | DFND | 0 | 5,000 | 0 | |
BANK OF AMERICA CORP | COM | 060505104 | 1,140 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 1,380 | 31,500 | SH | DFND | 0 | 31,500 | 0 | ||
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 11,064 | 252,600 | SH | SOLE | 252,600 | 0 | 0 | ||
BRIDGE BANCORP INC | COM | 108035106 | 12,860 | 378,805 | SH | SOLE | 378,805 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 319 | 5,000 | SH | Call | DFND | 0 | 5,000 | 0 | |
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,868 | 45,000 | SH | Call | SOLE | 45,000 | 0 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 104 | 3,100 | SH | Call | DFND | 0 | 3,100 | 0 | |
CISCO SYSTEMS INC | COM | 17275R102 | 1,106 | 32,900 | SH | Call | SOLE | 32,900 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,870 | 53,200 | SH | DFND | 0 | 53,200 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,549 | 21,300 | SH | Call | DFND | 0 | 21,300 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 23,764 | 326,700 | SH | SOLE | 326,700 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 9,907 | 136,200 | SH | Call | SOLE | 136,200 | 0 | 0 | |
COMCAST CORP. CL A | CL A | 20030N101 | 369 | 9,600 | SH | DFND | 0 | 9,600 | 0 | ||
COMCAST CORP. CL A | CL A | 20030N101 | 2,709 | 70,400 | SH | SOLE | 70,400 | 0 | 0 | ||
DIEBOLD NIXDORF INC. | COM | 253651103 | 169 | 7,400 | SH | DFND | 0 | 7,400 | 0 | ||
DIEBOLD NIXDORF INC. | COM | 253651103 | 1,659 | 72,600 | SH | SOLE | 72,600 | 0 | 0 | ||
DIME COMMUNITY BANCSHARES | COM | 253922108 | 198 | 9,200 | SH | DFND | 0 | 9,200 | 0 | ||
DIME COMMUNITY BANCSHARES | COM | 253922108 | 1,952 | 90,800 | SH | SOLE | 90,800 | 0 | 0 | ||
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 2,773 | 43,000 | SH | DFND | 0 | 43,000 | 0 | ||
DISCOVER FINANCIAL SERVICES | COM | 254709108 | 16,571 | 257,000 | SH | SOLE | 257,000 | 0 | 0 | ||
EBAY INC | COM | 278642103 | 1,938 | 50,400 | SH | DFND | 0 | 50,400 | 0 | ||
EBAY INC | COM | 278642103 | 14,215 | 369,600 | SH | SOLE | 369,600 | 0 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 854 | 148,600 | SH | DFND | 0 | 148,600 | 0 | ||
ERICSSON | ADR B SEK 10 | 294821608 | 8,346 | 1,451,400 | SH | SOLE | 1,451,400 | 0 | 0 | ||
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 574 | 22,500 | SH | DFND | 0 | 22,500 | 0 | ||
FOREST CITY RLTY TR INC | COM CL A | 345605109 | 4,400 | 172,500 | SH | SOLE | 172,500 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 71 | 300 | SH | DFND | 0 | 300 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 593 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
GROUPON INC | COM | 399473107 | 559 | 107,500 | SH | DFND | 0 | 107,500 | 0 | ||
GROUPON INC | COM | 399473107 | 5,811 | 1,117,500 | SH | SOLE | 1,117,500 | 0 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 1,728 | 47,904 | SH | DFND | 0 | 47,904 | 0 | ||
HD SUPPLY HLDGS INC | COM | 40416M105 | 15,878 | 440,200 | SH | SOLE | 440,200 | 0 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 3,260 | 27,722 | SH | DFND | 0 | 27,722 | 0 | ||
IAC INTERACTIVECORP | COM | 44919P508 | 20,212 | 171,900 | SH | SOLE | 171,900 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,248 | 10,000 | SH | Put | DFND | 0 | 10,000 | 0 | |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 11,228 | 90,000 | SH | Put | SOLE | 90,000 | 0 | 0 | |
ISHARES TR | NASDAQ BIOTECH | 464287556 | 200 | 600 | SH | DFND | 0 | 600 | 0 | ||
ISHARES TR | NASDAQ BIOTECH | 464287556 | 1,801 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 5,927 | 40,000 | SH | Put | DFND | 0 | 40,000 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 53,345 | 360,000 | SH | Put | SOLE | 360,000 | 0 | 0 | |
LAMAR ADVERTISING CO | CL A | 512816109 | 329 | 4,800 | SH | DFND | 0 | 4,800 | 0 | ||
LAMAR ADVERTISING CO | CL A | 512816109 | 2,412 | 35,200 | SH | SOLE | 35,200 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 1,676 | 71,100 | SH | DFND | 0 | 71,100 | 0 | ||
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 354 | 15,000 | SH | Call | DFND | 0 | 15,000 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 14,043 | 595,800 | SH | SOLE | 595,800 | 0 | 0 | ||
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 3,182 | 135,000 | SH | Call | SOLE | 135,000 | 0 | 0 | |
MACERICH CO | COM | 554382101 | 1,918 | 34,900 | SH | DFND | 0 | 34,900 | 0 | ||
MACERICH CO | COM | 554382101 | 2,199 | 40,000 | SH | Call | DFND | 0 | 40,000 | 0 | |
MACERICH CO | COM | 554382101 | 18,146 | 330,100 | SH | SOLE | 330,100 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 19,789 | 360,000 | SH | Call | SOLE | 360,000 | 0 | 0 | |
MATCH GROUP INC | COM | 57665R106 | 888 | 38,282 | SH | DFND | 0 | 38,282 | 0 | ||
MATCH GROUP INC | COM | 57665R106 | 3,838 | 165,520 | SH | SOLE | 165,520 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,981 | 26,600 | SH | DFND | 0 | 26,600 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 17,200 | 230,900 | SH | SOLE | 230,900 | 0 | 0 | ||
MIDSOUTH BANCORP INC | COM | 598039105 | 219 | 18,202 | SH | DFND | 0 | 18,202 | 0 | ||
MIDSOUTH BANCORP INC | COM | 598039105 | 2,216 | 183,900 | SH | SOLE | 183,900 | 0 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 215 | 1,000 | SH | DFND | 0 | 1,000 | 0 | ||
O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | 1,938 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
ONEMAIN HOLDINGS INC COM | COM | 68268W103 | 276 | 9,800 | SH | DFND | 0 | 9,800 | 0 | ||
ONEMAIN HOLDINGS INC COM | COM | 68268W103 | 1,838 | 65,200 | SH | SOLE | 65,200 | 0 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 214 | 8,900 | SH | DFND | 0 | 8,900 | 0 | ||
OPUS BK IRVINE CALIF | COM | 684000102 | 2,186 | 91,100 | SH | SOLE | 91,100 | 0 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 975 | 25,448 | SH | DFND | 0 | 25,448 | 0 | ||
PJT PARTNERS INC | COM CL A | 69343T107 | 7,765 | 202,700 | SH | SOLE | 202,700 | 0 | 0 | ||
PACIFIC BIOSCIENCES OF CALIFORNIA INC | COM | 69404D108 | 1,180 | 224,827 | SH | SOLE | 224,827 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 4,829 | 33,200 | SH | Put | DFND | 0 | 33,200 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 43,533 | 299,300 | SH | Put | SOLE | 299,300 | 0 | 0 | |
REPUBLIC FIRST BANCORP INC | COM | 760416107 | 986 | 106,554 | SH | DFND | 0 | 106,554 | 0 | ||
REPUBLIC FIRST BANCORP INC | COM | 760416107 | 3,002 | 324,541 | SH | SOLE | 324,541 | 0 | 0 | ||
SBA COMMUNICATIONS CORP | CL A | 78410G104 | 303 | 2,100 | SH | DFND | 0 | 2,100 | 0 | ||
SBA COMMUNICATIONS CORP | CL A | 78410G104 | 2,578 | 17,900 | SH | SOLE | 17,900 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 40,197 | 160,000 | SH | Put | DFND | 0 | 160,000 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 361,771 | 1,440,000 | SH | Put | SOLE | 1,440,000 | 0 | 0 | |
CHARLES SCHWAB CORP | COM | 808513105 | 101 | 2,300 | SH | DFND | 0 | 2,300 | 0 | ||
CHARLES SCHWAB CORP | COM | 808513105 | 884 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 3,732 | 76,974 | SH | DFND | 0 | 76,974 | 0 | ||
SHUTTERFLY INC | COM | 82568P304 | 28,061 | 578,814 | SH | SOLE | 578,814 | 0 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 158 | 13,500 | SH | DFND | 0 | 13,500 | 0 | ||
SIMPLY GOOD FOODS CO | COM | 82900L102 | 1,598 | 136,500 | SH | SOLE | 136,500 | 0 | 0 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 734 | 22,772 | SH | DFND | 0 | 22,772 | 0 | ||
TRIUMPH BANCORP INC | COM | 89679E300 | 4,587 | 142,228 | SH | SOLE | 142,228 | 0 | 0 | ||
XO GROUP INC | COM | 983772104 | 396 | 20,144 | SH | DFND | 0 | 20,144 | 0 | ||
XO GROUP INC | COM | 983772104 | 3,932 | 199,900 | SH | SOLE | 199,900 | 0 | 0 |