The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
WHIRLPOOL CORP | COM | 963320106 | 553 | 3,000 | SH | Put | DFND | 3,000 | 0 | 0 | |
BARD C R INC | COM | 067383109 | 1,603 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
LANDAUER INC | COM | 51476K103 | 337 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 1,107 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
WHIRLPOOL CORP | COM | 963320106 | 1,273 | 6,900 | SH | Call | DFND | 6,900 | 0 | 0 | |
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 1,445 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
STRAIGHT PATH COMMUNICATNS I | CL B | 862578101 | 1,445 | 8,000 | SH | Put | DFND | 8,000 | 0 | 0 | |
VALERO ENERGY CORP NEW | COM | 91913Y100 | 692 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 1,590 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
BOB EVANS FARMS INC | COM | 096761101 | 775 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 1,798 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 161 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 694 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,216 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
WEST CORP | COM | 952355204 | 235 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 2,680 | 11,000 | SH | DFND | 11,000 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 61 | 11,058 | SH | DFND | 11,058 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 2,889 | 11,500 | SH | Call | DFND | 11,500 | 0 | 0 | |
BARD C R INC | COM | 067383109 | 4,006 | 12,500 | SH | Put | DFND | 12,500 | 0 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 581 | 14,174 | SH | DFND | 14,174 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 3,333 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 606 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 1,225 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 1,797 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 963 | 15,000 | SH | Call | DFND | 15,000 | 0 | 0 | |
QUALCOMM INC | COM | 747525103 | 778 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 1,961 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
TRIBUNE MEDIA CO | CL A | 896047503 | 613 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | 123 | 16,000 | SH | Call | DFND | 16,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 312 | 19,000 | SH | Call | DFND | 19,000 | 0 | 0 | |
EDGEWELL PERS CARE CO | COM | 28035Q102 | 1,419 | 19,500 | SH | Call | DFND | 19,500 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 19,227 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
CHARLES RIV LABS INTL INC | COM | 159864107 | 2,160 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
COOPER COS INC | COM NEW | 216648402 | 4,742 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 1,718 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
ANADARKO PETE CORP | COM | 032511107 | 1,124 | 23,000 | SH | Call | DFND | 23,000 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 561 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
EXA CORP | COM | 300614500 | 605 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
PHARMERICA CORP | COM | 71714F104 | 733 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | 2,147 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
TRIBUNE MEDIA CO | CL A | 896047503 | 1,022 | 25,000 | SH | Put | DFND | 25,000 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 1,013 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 769 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 921 | 27,400 | SH | DFND | 27,400 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,452 | 28,000 | SH | Call | DFND | 28,000 | 0 | 0 | |
AKORN INC | COM | 009728106 | 996 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 1,530 | 30,000 | SH | Put | DFND | 30,000 | 0 | 0 | |
COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 204448104 | 384 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
IDEXX LABS INC | COM | 45168D104 | 5,442 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 671 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
SCHEIN HENRY INC | COM | 806407102 | 2,870 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 11,939 | 35,000 | SH | Put | DFND | 35,000 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 1,863 | 37,977 | SH | DFND | 37,977 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 10,420 | 39,500 | SH | DFND | 39,500 | 0 | 0 | ||
DOWDUPONT INC | COM | 26078J100 | 2,740 | 39,581 | SH | DFND | 39,581 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 478 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CALPINE CORP | COM NEW | 131347304 | 590 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 286 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 3,111 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 3,677 | 40,067 | SH | DFND | 40,067 | 0 | 0 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 1,082 | 41,500 | SH | DFND | 41,500 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 7,895 | 41,639 | SH | DFND | 41,639 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 706 | 43,000 | SH | Put | DFND | 43,000 | 0 | 0 | |
BIOSCRIP INC | COM | 09069N108 | 128 | 46,677 | SH | DFND | 46,677 | 0 | 0 | ||
KRATON CORPORATION | COM | 50077C106 | 2,022 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 806 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 1,101 | 50,193 | SH | DFND | 50,193 | 0 | 0 | ||
PATTERSON COMPANIES INC | COM | 703395103 | 2,048 | 53,000 | SH | DFND | 53,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 2,229 | 53,234 | SH | DFND | 53,234 | 0 | 0 | ||
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 887 | 54,000 | SH | DFND | 54,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 8,705 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 2,831 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 9,633 | 62,500 | SH | DFND | 62,500 | 0 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 4,393 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 837 | 70,000 | SH | Put | DFND | 70,000 | 0 | 0 | |
DIAMONDBACK ENERGY INC | COM | 25278X109 | 6,859 | 70,018 | SH | DFND | 70,018 | 0 | 0 | ||
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 2,616 | 73,808 | SH | DFND | 73,808 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 2,489 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 1,106 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
DIPLOMAT PHARMACY INC | COM | 25456K101 | 1,553 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 8,855 | 75,083 | SH | DFND | 75,083 | 0 | 0 | ||
TERNIUM SA | SPON ADR | 880890108 | 2,351 | 76,000 | SH | DFND | 76,000 | 0 | 0 | ||
BRASKEM S A | SP ADR PFD A | 105532105 | 2,059 | 77,000 | SH | DFND | 77,000 | 0 | 0 | ||
ABERCROMBIE & FITCH CO | CL A | 002896207 | 1,116 | 77,318 | SH | DFND | 77,318 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 11,287 | 77,800 | SH | DFND | 77,800 | 0 | 0 | ||
C&J ENERGY SVCS INC NEW | COM | 12674R100 | 2,398 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,047 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 8,688 | 84,800 | SH | Put | DFND | 84,800 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 15,415 | 85,000 | SH | DFND | 85,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 4,690 | 86,297 | SH | DFND | 86,297 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 4,896 | 87,000 | SH | DFND | 87,000 | 0 | 0 | ||
ILG INC | COM | 44967H101 | 2,327 | 87,073 | SH | DFND | 87,073 | 0 | 0 | ||
TIFFANY & CO NEW | COM | 886547108 | 8,077 | 88,000 | SH | Put | DFND | 88,000 | 0 | 0 | |
CISCO SYS INC | COM | 17275R102 | 2,970 | 88,300 | SH | Call | DFND | 88,300 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 10,178 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
DRIL-QUIP INC | COM | 262037104 | 4,194 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
COMMERCIAL METALS CO | COM | 201723103 | 1,846 | 97,000 | SH | DFND | 97,000 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 4,545 | 97,500 | SH | Call | DFND | 97,500 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 17,271 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668116 | 1 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
GREENHILL & CO INC | COM | 395259104 | 1,660 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
HARLEY DAVIDSON INC | COM | 412822108 | 4,821 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 870 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 3,832 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
WYNN RESORTS LTD | COM | 983134107 | 14,892 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 3,775 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
NABORS INDUSTRIES LTD | SHS | G6359F103 | 807 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
CONSTELLIUM NV | CL A | N22035104 | 1,025 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 3,461 | 100,317 | SH | DFND | 100,317 | 0 | 0 | ||
COTT CORP QUE | COM | 22163N106 | 1,538 | 102,497 | SH | DFND | 102,497 | 0 | 0 | ||
LAUDER ESTEE COS INC | CL A | 518439104 | 11,237 | 104,200 | SH | Call | DFND | 104,200 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 5,490 | 106,634 | SH | DFND | 106,634 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 12,440 | 110,000 | SH | Call | DFND | 110,000 | 0 | 0 | |
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 5,147 | 114,270 | SH | DFND | 114,270 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 17,237 | 116,830 | SH | DFND | 116,830 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 5,553 | 119,110 | SH | DFND | 119,110 | 0 | 0 | ||
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 2,713 | 120,000 | SH | Call | DFND | 120,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 8,179 | 131,387 | SH | DFND | 131,387 | 0 | 0 | ||
PDC ENERGY INC | COM | 69327R101 | 6,619 | 135,000 | SH | DFND | 135,000 | 0 | 0 | ||
KROGER CO | COM | 501044101 | 2,808 | 140,000 | SH | Call | DFND | 140,000 | 0 | 0 | |
OIL STS INTL INC | COM | 678026105 | 3,803 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM | 806857108 | 10,464 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
TARGET CORP | COM | 87612E106 | 8,852 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
CIMAREX ENERGY CO | COM | 171798101 | 17,158 | 150,948 | SH | DFND | 150,948 | 0 | 0 | ||
NABORS INDUSTRIES LTD | SHS | G6359F103 | 1,235 | 153,000 | SH | DFND | 153,000 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 6,201 | 155,346 | SH | DFND | 155,346 | 0 | 0 | ||
GLAUKOS CORP | COM | 377322102 | 5,227 | 158,387 | SH | DFND | 158,387 | 0 | 0 | ||
THOR INDS INC | COM | 885160101 | 20,146 | 160,000 | SH | DFND | 160,000 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 10,826 | 163,435 | SH | DFND | 163,435 | 0 | 0 | ||
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 3,142 | 168,543 | SH | DFND | 168,543 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 24,490 | 168,800 | SH | Put | DFND | 168,800 | 0 | 0 | |
ENERGEN CORP | COM | 29265N108 | 9,374 | 171,440 | SH | DFND | 171,440 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 5,338 | 171,800 | SH | DFND | 171,800 | 0 | 0 | ||
ALTABA INC | COM | 021346101 | 11,400 | 172,100 | SH | Put | DFND | 172,100 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 19,646 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
WYNDHAM WORLDWIDE CORP | COM | 98310W108 | 18,447 | 175,000 | SH | DFND | 175,000 | 0 | 0 | ||
THE TRADE DESK INC | COM CL A | 88339J105 | 10,817 | 175,863 | SH | DFND | 175,863 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 18,665 | 182,191 | SH | DFND | 182,191 | 0 | 0 | ||
NORDSTROM INC | COM | 655664100 | 8,723 | 185,000 | SH | Call | DFND | 185,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 7,028 | 186,184 | SH | DFND | 186,184 | 0 | 0 | ||
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 3,515 | 195,614 | SH | DFND | 195,614 | 0 | 0 | ||
RSP PERMIAN INC | COM | 74978Q105 | 6,913 | 199,849 | SH | DFND | 199,849 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 29,636 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | 17,652 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 20,446 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 7,550 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
SOCIAL CAP HEDOSOPHIA HLDGS | UNIT 99/99/9999 | G8250R111 | 2,110 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 9,893 | 203,068 | SH | DFND | 203,068 | 0 | 0 | ||
HYATT HOTELS CORP | COM CL A | 448579102 | 12,593 | 203,800 | SH | Call | DFND | 203,800 | 0 | 0 | |
YANDEX N V | SHS CLASS A | N97284108 | 6,755 | 205,000 | SH | DFND | 205,000 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 1,919 | 205,700 | SH | DFND | 205,700 | 0 | 0 | ||
FOSSIL GROUP INC | COM | 34988V106 | 1,919 | 205,700 | SH | Put | DFND | 205,700 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 2,371 | 206,500 | SH | Call | DFND | 206,500 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 8,533 | 210,544 | SH | DFND | 210,544 | 0 | 0 | ||
KRATON CORPORATION | COM | 50077C106 | 9,032 | 223,337 | SH | DFND | 223,337 | 0 | 0 | ||
BAYTEX ENERGY CORP | COM | 07317Q105 | 753 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 16,008 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 6,824 | 259,077 | SH | DFND | 259,077 | 0 | 0 | ||
CARVANA CO | CL A | 146869102 | 3,956 | 269,457 | SH | DFND | 269,457 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 14,616 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
CHESAPEAKE ENERGY CORP | COM | 165167107 | 1,290 | 300,000 | SH | Put | DFND | 300,000 | 0 | 0 | |
EVOLENT HEALTH INC | CL A | 30050B101 | 5,340 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 1,050 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | LILAC SHS CL A | G5480U138 | 7,128 | 300,000 | SH | Call | DFND | 300,000 | 0 | 0 | |
SRC ENERGY INC | COM | 78470V108 | 2,929 | 302,930 | SH | DFND | 302,930 | 0 | 0 | ||
GRAN TIERRA ENERGY INC | COM | 38500T101 | 718 | 315,000 | SH | DFND | 315,000 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 3,554 | 316,176 | SH | DFND | 316,176 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 8,211 | 320,000 | SH | Put | DFND | 320,000 | 0 | 0 | |
HALCON RES CORP | COM PAR NEW | 40537Q605 | 2,312 | 340,000 | SH | DFND | 340,000 | 0 | 0 | ||
MBIA INC | COM | 55262C100 | 3,080 | 354,073 | SH | DFND | 354,073 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 9,462 | 380,169 | SH | DFND | 380,169 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 13,013 | 391,853 | SH | DFND | 391,853 | 0 | 0 | ||
HERTZ GLOBAL HLDGS INC | COM | 42806J106 | 8,944 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 2,224 | 400,000 | SH | Call | DFND | 400,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 100,492 | 400,000 | SH | Put | DFND | 400,000 | 0 | 0 | |
CONTINENTAL RESOURCES INC | COM | 212015101 | 15,521 | 402,000 | SH | DFND | 402,000 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 5,115 | 433,071 | SH | DFND | 433,071 | 0 | 0 | ||
CLEVELAND CLIFFS INC | COM | 185899101 | 3,218 | 450,000 | SH | Put | DFND | 450,000 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 2,658 | 481,600 | SH | Put | DFND | 481,600 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06746L422 | 14,031 | 499,975 | SH | Put | DFND | 499,975 | 0 | 0 | |
IGNYTA INC | COM | 451731103 | 6,175 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
SEAWORLD ENTMT INC | COM | 81282V100 | 6,495 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
SPROUTS FMRS MKT INC | COM | 85208M102 | 9,385 | 500,000 | SH | Call | DFND | 500,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 4,232 | 525,000 | SH | DFND | 525,000 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 3,877 | 673,078 | SH | DFND | 673,078 | 0 | 0 | ||
LIBERTY GLOBAL PLC | LILAC SHS CL A | G5480U138 | 16,012 | 673,916 | SH | DFND | 673,916 | 0 | 0 | ||
LAUREATE EDUCATION INC | CL A | 518613203 | 10,913 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
CONSTELLIUM NV | CL A | N22035104 | 7,917 | 772,392 | SH | DFND | 772,392 | 0 | 0 | ||
QEP RES INC | COM | 74733V100 | 7,713 | 900,000 | SH | DFND | 900,000 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 49,291 | 1,100,000 | SH | Call | DFND | 1,100,000 | 0 | 0 | |
MARATHON OIL CORP | COM | 565849106 | 15,933 | 1,175,000 | SH | DFND | 1,175,000 | 0 | 0 | ||
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 4,143 | 1,183,672 | SH | DFND | 1,183,672 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM | 98979H103 | 1,152 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
NEOPHOTONICS CORP | COM | 64051T100 | 8,242 | 1,482,349 | SH | DFND | 1,482,349 | 0 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 7,136 | 1,600,000 | SH | DFND | 1,600,000 | 0 | 0 | ||
AK STL CORP | NOTE 5.000%11/1 | 001546AP5 | 4,024 | 3,000,000 | PRN | DFND | 3,000,000 | 0 | 0 | ||
HORNBECK OFFSHORE SVCS INC N | NOTE 1.500% 9/0 | 440543AN6 | 2,731 | 3,500,000 | PRN | DFND | 3,500,000 | 0 | 0 | ||
BOTTOMLINE TECH DEL INC | NOTE 1.500%12/0 | 101388AA4 | 7,182 | 6,750,000 | PRN | DFND | 6,750,000 | 0 | 0 | ||
ARBOR RLTY TR INC | NOTE 6.500%10/0 | 038923AA6 | 8,649 | 8,066,000 | PRN | DFND | 8,066,000 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | NOTE 5.500% 3/1 | 03762UAA3 | 11,011 | 10,152,000 | PRN | DFND | 10,152,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 6,110 | 11,058,000 | PRN | DFND | 11,058,000 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 4/1 | 92240MBC1 | 20,629 | 18,000,000 | PRN | DFND | 18,000,000 | 0 | 0 | ||
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 17,450 | 18,975,000 | PRN | DFND | 18,975,000 | 0 | 0 | ||
SHIP FINANCE INTERNATIONAL L | NOTE 3.250% 2/0 | G81075AE6 | 21,519 | 19,500,000 | PRN | DFND | 19,500,000 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 61,866 | 19,873,000 | PRN | DFND | 19,873,000 | 0 | 0 | ||
CITRIX SYS INC | NOTE 0.500% 4/1 | 177376AD2 | 23,282 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
INTEL CORP | SDCV 2.950%12/1 | 458140AD2 | 28,448 | 20,000,000 | PRN | DFND | 20,000,000 | 0 | 0 | ||
YUME INC | COM | 98872B104 | 1,175 | 326,000 | SH | DFND | 326,000 | 0 | 0 |