The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Advanced Emissions Solutions Inc. | COM | 00770C101 | 8,776 | 800,000 | SH | DFND | 1 | 0 | 800,000 | 0 | |
| Alliance Data Systems Corp | COM | 018581108 | 6,647 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| Allscripts Healtcare Solutions, Inc. | COM | 01988PAD0 | 1,423 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Alphabet Inc. | CAP STK CL A | 02079K305 | 1,947 | 2,000 | SH | SOLE | 0 | 2,000 | 0 | 0 | |
| American Midstream Partners LP | COM UNIT RP IN | 02752P100 | 9,142 | 669,724 | SH | DFND | 1 | 0 | 669,724 | 0 | |
| American Midstream Partners LP | COM UNIT RP IN | 02752P100 | 215 | 15,775 | SH | SOLE | 0 | 15,775 | 0 | 0 | |
| American River Bankshares | COM | 029326105 | 345 | 24,950 | SH | DFND | 1 | 0 | 24,950 | 0 | |
| Anadarko Petroleum Corp. | COM | 032511107 | 3,029 | 62,000 | SH | DFND | 1 | 0 | 62,000 | 0 | |
| Apache Corporation | COM | 037411105 | 458 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Atlantic Capital Bancshares | COM | 048269203 | 17,244 | 950,093 | SH | DFND | 1 | 0 | 950,093 | 0 | |
| BKF Capital Group, Inc. | COM | 05548G201 | 250 | 29,380 | SH | DFND | 1 | 0 | 29,380 | 0 | |
| BRT Realty Trust | COM | 055645303 | 1,805 | 168,369 | SH | DFND | 1 | 0 | 168,369 | 0 | |
| BMC Stock Holdings Inc. | COM | 05591B109 | 45,612 | 2,136,386 | SH | DFND | 1 | 0 | 2,136,386 | 0 | |
| Babcock & Wilcox Enterprises | COM | 05614L100 | 2,731 | 820,000 | SH | DFND | 1 | 0 | 820,000 | 0 | |
| Baker Hughes a GE Company | CL A | 05722G100 | 732 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| The Bancorp Bank | COM | 05969A105 | 3,370 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Banc of California, Inc. | COM | 05990K106 | 26,819 | 1,292,500 | SH | DFND | 1 | 0 | 1,292,500 | 0 | |
| Bank of America Corporation | COM | 060505104 | 507 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Barnes & Noble Edu. Inc | COM | 06777U101 | 2,554 | 392,300 | SH | DFND | 1 | 0 | 392,300 | 0 | |
| Barnes & Noble Edu. Inc | COM | 06777U101 | 69 | 10,554 | SH | SOLE | 0 | 10,554 | 0 | 0 | |
| Boston Scientific Corp. | COM | 101137107 | 8,290 | 284,200 | SH | DFND | 1 | 0 | 284,200 | 0 | |
| Brighthouse Financial Inc. | COM | 10922N103 | 12,160 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| CIBL, Inc. | COM | 12543Y104 | 285 | 215 | SH | DFND | 1 | 0 | 215 | 0 | |
| CIT Group Inc. | COM NEW | 125581801 | 25,997 | 530,000 | SH | DFND | 1 | 0 | 530,000 | 0 | |
| CIT Group Inc. | COM | 125581801 | 491 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Campbell Soup Company | COM | 134429109 | 5,618 | 120,000 | SH | DFND | 1 | 0 | 120,000 | 0 | |
| Carbon Natural Gas Co. | COM | 14115T208 | 1,267 | 211,112 | SH | DFND | 1 | 0 | 211,112 | 0 | |
| Carrizo Oil & Gas, Inc. | COM | 144577103 | 1,816 | 106,000 | SH | DFND | 1 | 0 | 106,000 | 0 | |
| Carter Bank & Trust | COM | 146102108 | 1,766 | 103,600 | SH | DFND | 1 | 0 | 103,600 | 0 | |
| Central Steel & Wire Company | COM | 155411101 | 51 | 108 | SH | DFND | 1 | 0 | 108 | 0 | |
| Citizens Financial Group | COM | 174610105 | 6,627 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Clifton Bancorp, Inc. | COM | 186873105 | 4,908 | 293,568 | SH | DFND | 1 | 0 | 293,568 | 0 | |
| Continental Resources Inc. | COM | 212015101 | 3,861 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Continental Resources Inc. | COM | 212015101 | 10,039 | 260,000 | SH | SOLE | 0 | 260,000 | 0 | 0 | |
| Crimson Wine Group Ltd. | COM | 22662X100 | 10,419 | 969,200 | SH | DFND | 1 | 0 | 969,200 | 0 | |
| Devon Energy Corp. New | COM | 25179M103 | 2,570 | 70,000 | SH | SOLE | 0 | 70,000 | 0 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 48,317 | 840,000 | SH | DFND | 1 | 0 | 840,000 | 0 | |
| Dolby Laboratories Inc. | COM | 25659T107 | 475 | 8,255 | SH | SOLE | 0 | 8,255 | 0 | 0 | |
| Donnelley Financial Solutions, Inc. | COM | 25787G100 | 2,695 | 125,000 | SH | DFND | 1 | 0 | 125,000 | 0 | |
| DowDuPont Inc. | COM | 26078J100 | 10,207 | 147,430 | SH | DFND | 1 | 0 | 147,430 | 0 | |
| DowDuPont Inc. | COM | 26078J100 | 2,219 | 32,050 | SH | SOLE | 0 | 32,050 | 0 | 0 | |
| Energen Corporation | COM | 29265N108 | 3,418 | 62,500 | SH | DFND | 1 | 0 | 62,500 | 0 | |
| Enduro Royalty Trust | TR UNIT | 29269K100 | 343 | 78,860 | SH | DFND | 1 | 0 | 78,860 | 0 | |
| Exxon Mobil Corp. | COM | 30231G102 | 1,640 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| FMC Corp. | COM | 30249U101 | 17,862 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| FMC Corp. | COM | 30249U101 | 4,466 | 50,000 | SH | SOLE | 0 | 50,000 | 0 | 0 | |
| FSB Bancorp | COM | 30289C102 | 2,760 | 166,286 | SH | DFND | 1 | 0 | 166,286 | 0 | |
| Farmers & Merchants Bank | COM | 308243104 | 1,583 | 203 | SH | SOLE | 0 | 203 | 0 | 0 | |
| First Bank | COM | 31931U102 | 2,661 | 200,100 | SH | DFND | 1 | 0 | 200,100 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 14,243 | 320,000 | SH | DFND | 1 | 0 | 320,000 | 0 | |
| Franklin Resources Inc. | COM | 354613101 | 1,225 | 27,530 | SH | SOLE | 0 | 27,530 | 0 | 0 | |
| GAMCO Investors, Inc. | COM | 361438104 | 491 | 16,500 | SH | DFND | 1 | 0 | 16,500 | 0 | |
| General Electric Co. | COM | 369604103 | 242 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Getty Realty Corp. | COM | 374297109 | 1,042 | 36,427 | SH | SOLE | 0 | 36,427 | 0 | 0 | |
| Global Eagle Entertainment | COM | 37951D102 | 342 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Groupon, Inc. | COM | 399473107 | 520 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | COM | 40222T104 | 225 | 5,000,000 | SH | DFND | 1 | 0 | 5,000,000 | 0 | |
| Gulf Coast Ultra Deep Rty Trust Unit | UNIT BEN INT | 40222T104 | 32 | 721,942 | SH | SOLE | 0 | 721,942 | 0 | 0 | |
| GulfMark Offshore, Inc. | CL A NEW | 402629208 | 51 | 277,793 | SH | DFND | 1 | 0 | 277,793 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 1,762 | 81,000 | SH | DFND | 1 | 0 | 81,000 | 0 | |
| Gyrodyne, LLC | COM | 403829104 | 101 | 4,658 | SH | SOLE | 0 | 4,658 | 0 | 0 | |
| Halliburton Co. | COM | 406216101 | 921 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Helmerich & Payne Inc. | COM | 423452101 | 5,211 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 8,206 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Hess Corporation | COM | 42809H107 | 8,909 | 190,000 | SH | SOLE | 0 | 190,000 | 0 | 0 | |
| Highland Bankshares Inc. | COM | 430893107 | 2,775 | 396,458 | SH | DFND | 1 | 0 | 396,458 | 0 | |
| Howard Bancorp Inc. | COM | 442496105 | 1,045 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Hugoton Realty Trust TEX Unit Ben Int | UNIT BEN INT | 444717102 | 352 | 190,440 | SH | SOLE | 0 | 190,440 | 0 | 0 | |
| ICTC Group | COM | 44931F108 | 147 | 3,687 | SH | DFND | 1 | 0 | 3,687 | 0 | |
| ICC Holdings, Inc. | COM | 44931Q104 | 540 | 30,000 | SH | DFND | 1 | 0 | 30,000 | 0 | |
| Innoviva, Inc. | COM | 45781M101 | 741 | 52,500 | SH | DFND | 1 | 0 | 52,500 | 0 | |
| Intel Corp. | COM | 458140100 | 19,040 | 500,000 | SH | DFND | 1 | 0 | 500,000 | 0 | |
| Intel Corp. | COM | 458140100 | 48,552 | 1,275,000 | SH | SOLE | 0 | 1,275,000 | 0 | 0 | |
| Investar Holding Corporation | COM | 46134L105 | 4,218 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| Investors Bancorp, Inc. | COM | 46146L101 | 7,366 | 540,000 | SH | DFND | 1 | 0 | 540,000 | 0 | |
| JBG SMITH Properties | COM | 46590V100 | 103 | 3,000 | SH | DFND | 1 | 0 | 3,000 | 0 | |
| Kaiser Aluminum Corp. | COM PAR $0.01 | 483007704 | 6,377 | 61,827 | SH | DFND | 1 | 0 | 61,827 | 0 | |
| Kearny Financial Corp. | COM | 48716P108 | 15,350 | 1,000,000 | SH | DFND | 1 | 0 | 1,000,000 | 0 | |
| Kemper Corp. | COM | 488401100 | 530 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Keweenaw Land Association LTD. | COM | 493026108 | 102 | 1,000 | SH | SOLE | 0 | 1,000 | 0 | 0 | |
| Keysight Technologies, Inc. | COM | 49338L103 | 4,812 | 115,500 | SH | DFND | 1 | 0 | 115,500 | 0 | |
| LICT Corp. | COM | 50187G104 | 3,410 | 275 | SH | DFND | 1 | 0 | 275 | 0 | |
| MB Bancorp Inc. | COM | 55280E104 | 2,601 | 170,559 | SH | DFND | 1 | 0 | 170,559 | 0 | |
| MSB Financial | COM | 55352L101 | 3,122 | 174,897 | SH | DFND | 1 | 0 | 174,897 | 0 | |
| The Macerich Company | COM | 554382101 | 2,749 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Meridian Bancorp, Inc. | COM | 58958U103 | 1,865 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| National Presto Industries, Inc. | COM | 637215104 | 2,502 | 23,500 | SH | DFND | 1 | 0 | 23,500 | 0 | |
| News Corp | COM | 65249B109 | 6,100 | 460,000 | SH | DFND | 1 | 0 | 460,000 | 0 | |
| NI Holdings Inc. | COM | 65342T106 | 4,632 | 258,750 | SH | DFND | 1 | 0 | 258,750 | 0 | |
| Nordstrom, Inc. | COM | 655664100 | 71 | 1,500 | SH | DFND | 1 | 0 | 1,500 | 0 | |
| Northeast Bancorp | COM | 663904209 | 5,295 | 202,500 | SH | DFND | 1 | 0 | 202,500 | 0 | |
| Oaktree Specialty Lending Corp. | COM | 67401P108 | 547 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| PCSB Financial | COM | 69324R104 | 377 | 20,000 | SH | SOLE | 0 | 20,000 | 0 | 0 | |
| Pacific Premier Bancorp, Inc. | COM | 69478X105 | 327 | 8,675 | SH | DFND | 1 | 0 | 8,675 | 0 | |
| Pandora Media Inc. | COM | 698354107 | 1,540 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |
| Papa Murphy's Holdings | COM | 698814100 | 13,787 | 2,317,178 | SH | DFND | 1 | 0 | 2,317,178 | 0 | |
| Peapack-Gladstone Financial Corp. | COM | 704699107 | 3,401 | 100,800 | SH | DFND | 1 | 0 | 100,800 | 0 | |
| Permian Basin Rlty Trust | UNIT BEN INT | 714236106 | 208 | 23,841 | SH | SOLE | 0 | 23,841 | 0 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 8,635 | 407,500 | SH | DFND | 1 | 0 | 407,500 | 0 | |
| Plains All American Pipeline | UNIT LTD PARTN | 726503105 | 235 | 11,081 | SH | SOLE | 0 | 11,081 | 0 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 3,633 | 166,130 | SH | DFND | 1 | 0 | 166,130 | 0 | |
| Plains GP Holdings LP | LTD PARTNR INT A | 72651A207 | 2,064 | 94,388 | SH | SOLE | 0 | 94,388 | 0 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 10,782 | 300,000 | SH | DFND | 1 | 0 | 300,000 | 0 | |
| Popular, Inc. | COM NEW | 733174700 | 359 | 10,000 | SH | SOLE | 0 | 10,000 | 0 | 0 | |
| Prudential Bancorp Inc. | COM | 74431A101 | 2,247 | 121,287 | SH | DFND | 1 | 0 | 121,287 | 0 | |
| Quality Care Properties, Inc. | COM | 747545101 | 1,550 | 100,000 | SH | DFND | 1 | 0 | 100,000 | 0 | |
| Randolph Bancorp, Inc. | COM | 752378109 | 876 | 57,200 | SH | DFND | 1 | 0 | 57,200 | 0 | |
| Regions Financial Corp. | COM | 7591EP100 | 7,942 | 521,500 | SH | DFND | 1 | 0 | 521,500 | 0 | |
| SI Financial Group | COM | 78425V104 | 1,633 | 109,241 | SH | DFND | 1 | 0 | 109,241 | 0 | |
| S&W Seed Company | COM | 785135104 | 14,200 | 4,507,838 | SH | DFND | 1 | 0 | 4,507,838 | 0 | |
| William H. Sadlier, Inc. | COM | 786327106 | 1,337 | 21,217 | SH | DFND | 1 | 0 | 21,217 | 0 | |
| San Juan Basin Realty Trust Unit | UNIT BEN INT | 798241105 | 786 | 100,240 | SH | SOLE | 0 | 100,240 | 0 | 0 | |
| Sanofi-Aventis SA, CVR | SPONSORED ADR | 80105N113 | 1,165 | 3,235,625 | SH | DFND | 1 | 0 | 3,235,625 | 0 | |
| Sanofi-Aventis SA, CVR | SPONSORED ADR | 80105N113 | 125 | 348,043 | SH | SOLE | 0 | 348,043 | 0 | 0 | |
| Steel Holdings LP Ltd Prshp Unit | LTD PRTRSHIP U | 85814R107 | 106 | 5,773 | SH | SOLE | 0 | 5,773 | 0 | 0 | |
| Tejon Ranch Co. | COM | 879080109 | 10,972 | 520,000 | SH | DFND | 1 | 0 | 520,000 | 0 | |
| Teva Pharmaceutical Industries Ltd. | SPONSORED ADR | 881624209 | 966 | 54,875 | SH | SOLE | 0 | 54,875 | 0 | 0 | |
| Time Warner Inc. | COM | 887317303 | 5,123 | 50,000 | SH | DFND | 1 | 0 | 50,000 | 0 | |
| Trinity Place Holdings Inc. | COM | 89656D101 | 29,891 | 4,258,001 | SH | DFND | 1 | 0 | 4,258,001 | 0 | |
| Vornado Realty Trust | SH BEN INT | 929042109 | 461 | 6,000 | SH | DFND | 1 | 0 | 6,000 | 0 | |
| Waterstone Financial Inc. | COM | 94188P101 | 23,198 | 1,189,617 | SH | DFND | 1 | 0 | 1,189,617 | 0 | |
| Westlake Chemical Corp. | COM | 960413102 | 18,695 | 225,000 | SH | DFND | 1 | 0 | 225,000 | 0 | |
| Wright Investors Service Holdings | COM | 982345100 | 293 | 825,691 | SH | DFND | 1 | 0 | 825,691 | 0 | |
| XPO Logistics, Inc. | COM | 983793100 | 11,862 | 175,000 | SH | DFND | 1 | 0 | 175,000 | 0 | |
| XPO Logistics, Inc. | COM | 983793100 | 542 | 8,000 | SH | SOLE | 0 | 8,000 | 0 | 0 | |
| York Traditions Bank | COM | 987159100 | 2,273 | 131,000 | SH | DFND | 1 | 0 | 131,000 | 0 | |
| Belmond Ltd. Class A | COM | G1154H107 | 4,641 | 340,000 | SH | DFND | 1 | 0 | 340,000 | 0 | |
| TechnipFMC plc | COM | G87110105 | 12,151 | 435,200 | SH | DFND | 1 | 0 | 435,200 | 0 | |
| Chubb Limited | COM | h1467j104 | 4,805 | 33,706 | SH | DFND | 1 | 0 | 33,706 | 0 | |
| Constellium N.V. | COM | N22035104 | 2,050 | 200,000 | SH | DFND | 1 | 0 | 200,000 | 0 | |