The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVT CORP | COM | 00123Q104 | 1,372 | 63,291 | SH | SOLE | 63,291 | 0 | 0 | ||
ALEXANDRIA REAL ESTATE EQ IN | PFD CONV SER D | 015271505 | 609 | 17,045 | SH | OTR | 1 | 0 | 17,045 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 293 | 301 | SH | SOLE | 301 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,068 | 1,111 | SH | SOLE | 1,111 | 0 | 0 | ||
ANDEAVOR LOGISTICS LP | COM UNIT LP INT | 03350F106 | 27,887 | 557,073 | SH | OTR | 1 | 0 | 557,073 | 0 | |
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 8,021 | 254,406 | SH | OTR | 1 | 0 | 254,406 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 67 | 11,180 | SH | SOLE | 11,180 | 0 | 0 | ||
APACHE CORP | COM | 037411105 | 275 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 378 | 2,454 | SH | SOLE | 2,454 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 | 957 | 35,570 | SH | SOLE | 35,570 | 0 | 0 | ||
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 1,265 | 85,794 | SH | SOLE | 85,794 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 476 | 18,800 | SH | SOLE | 18,800 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 841 | 2,685 | SH | SOLE | 2,685 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 2,590 | 229,196 | SH | SOLE | 229,196 | 0 | 0 | ||
BLACKROCK LONG-TERM MUNI ADV | COM | 09250B103 | 424 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 589 | 41,785 | SH | SOLE | 41,785 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 427 | 28,352 | SH | SOLE | 28,352 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 657 | 49,843 | SH | SOLE | 49,843 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 399 | 26,458 | SH | SOLE | 26,458 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 2,232 | 66,900 | SH | SOLE | 66,900 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 1,022 | 69,557 | SH | OTR | 1 | 0 | 69,557 | 0 | |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 962 | 40,429 | SH | SOLE | 40,429 | 0 | 0 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 48,874 | 857,445 | SH | OTR | 1 | 0 | 857,445 | 0 | |
CALPINE CORP | COM NEW | 131347304 | 156 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 123 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 620 | 1,705 | SH | SOLE | 1,705 | 0 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 1,255 | 43,552 | SH | OTR | 1 | 0 | 43,552 | 0 | |
CHIMERA INVT CORP | COM NEW | 16934Q208 | 458 | 24,220 | SH | SOLE | 24,220 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 8,163 | 334,558 | SH | OTR | 1 | 0 | 334,558 | 0 | |
CYS INVTS INC | COM | 12673A108 | 811 | 93,854 | SH | SOLE | 93,854 | 0 | 0 | ||
DCP MIDSTREAM LP | COM UT LTD PTN | 23311P100 | 8,438 | 243,601 | SH | OTR | 1 | 0 | 243,601 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 238 | 2,410 | SH | SOLE | 2,410 | 0 | 0 | ||
DREYFUS MUN INCOME INC | COM | 26201R102 | 183 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 657 | 46,798 | SH | SOLE | 46,798 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 429 | 33,204 | SH | SOLE | 33,204 | 0 | 0 | ||
EATON VANCE TAX ADV BD OPT S | COM SH BEN INT | 27829M103 | 561 | 49,183 | SH | SOLE | 49,183 | 0 | 0 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 34,157 | 2,137,474 | SH | OTR | 1 | 0 | 2,137,474 | 0 | |
ENBRIDGE INC | COM | 29250N105 | 1,457 | 34,816 | SH | OTR | 1 | 0 | 34,816 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 45,178 | 2,599,426 | SH | OTR | 1 | 0 | 2,599,426 | 0 | |
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 1,211 | 66,219 | SH | SOLE | 66,219 | 0 | 0 | ||
ENERGY TRANSFER PARTNERS LP | UNIT LTD PRT INT | 29278N103 | 93,549 | 5,114,749 | SH | OTR | 1 | 0 | 5,114,749 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 6,285 | 364,345 | SH | OTR | 1 | 0 | 364,345 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 40,745 | 1,562,909 | SH | OTR | 1 | 0 | 1,562,909 | 0 | |
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 644 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 24,261 | 323,612 | SH | OTR | 1 | 0 | 323,612 | 0 | |
ETFIS SER TR I | INFRAC ACT MLP | 26923G103 | 3,334 | 357,328 | SH | SOLE | 357,328 | 0 | 0 | ||
ETFIS SER TR I | INFRACP REIT PFD | 26923G400 | 1,978 | 75,224 | SH | SOLE | 75,224 | 0 | 0 | ||
F M C CORP | COM NEW | 302491303 | 211 | 2,360 | SH | SOLE | 2,360 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 251 | 1,470 | SH | SOLE | 1,470 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 593 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
FOGO DE CHAO INC | COM | 344177100 | 130 | 10,496 | SH | SOLE | 10,496 | 0 | 0 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 96 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
GENERAL ELECTRIC CO | COM | 369604103 | 293 | 12,124 | SH | SOLE | 12,124 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 13,941 | 529,074 | SH | OTR | 1 | 0 | 529,074 | 0 | |
HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | 184 | 16,540 | SH | SOLE | 16,540 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 894 | 77,675 | SH | SOLE | 77,675 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 275 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 866 | 64,661 | SH | SOLE | 64,661 | 0 | 0 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 823 | 60,042 | SH | SOLE | 60,042 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 1,747 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 171,855 | 1,383,200 | SH | Call | OTR | 1 | 0 | 1,383,200 | 0 |
ISHARES TR | S&P US PFD STK | 464288687 | 389 | 10,015 | SH | SOLE | 10,015 | 0 | 0 | ||
KINDER MORGAN INC DEL | COM | 49456B101 | 10,851 | 565,747 | SH | OTR | 1 | 0 | 565,747 | 0 | |
LEXINGTON REALTY TRUST | PFD CONV SER C | 529043309 | 256 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 17,494 | 246,189 | SH | OTR | 1 | 0 | 246,189 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 22,738 | 405,455 | SH | OTR | 1 | 0 | 405,455 | 0 | |
MFA FINL INC | COM | 55272X102 | 187 | 21,370 | SH | SOLE | 21,370 | 0 | 0 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 229 | 43,737 | SH | SOLE | 43,737 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 324 | 2,702 | SH | SOLE | 2,702 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 461 | 57,399 | SH | SOLE | 57,399 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 35,769 | 1,021,677 | SH | OTR | 1 | 0 | 1,021,677 | 0 | |
NEW MTN FIN CORP | COM | 647551100 | 187 | 13,140 | SH | SOLE | 13,140 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 7,132 | 617,529 | SH | OTR | 1 | 0 | 617,529 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 214 | 5,260 | SH | SOLE | 5,260 | 0 | 0 | ||
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 10,555 | 260,030 | SH | OTR | 1 | 0 | 260,030 | 0 | |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,230 | 79,898 | SH | SOLE | 79,898 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 890 | 64,296 | SH | SOLE | 64,296 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 422 | 24,298 | SH | SOLE | 24,298 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 781 | 57,413 | SH | SOLE | 57,413 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 864 | 56,801 | SH | SOLE | 56,801 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 668 | 50,600 | SH | SOLE | 50,600 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 622 | 44,119 | SH | SOLE | 44,119 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,215 | 85,591 | SH | SOLE | 85,591 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 10,548 | 190,355 | SH | OTR | 1 | 0 | 190,355 | 0 | |
PARK HOTELS RESORTS INC | COM | 700517105 | 489 | 17,726 | SH | SOLE | 17,726 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 14,955 | 284,541 | SH | OTR | 1 | 0 | 284,541 | 0 | |
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 433 | 18,775 | SH | SOLE | 18,775 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 611 | 57,110 | SH | SOLE | 57,110 | 0 | 0 | ||
PIMCO NY MUNICIPAL INCOME FD | COM | 72200T103 | 189 | 14,499 | SH | SOLE | 14,499 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 15,284 | 721,306 | SH | OTR | 1 | 0 | 721,306 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 376 | 4,128 | SH | SOLE | 4,128 | 0 | 0 | ||
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 133 | 19,835 | SH | SOLE | 19,835 | 0 | 0 | ||
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 454 | 60,077 | SH | SOLE | 60,077 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 1,399 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 221 | 3,650 | SH | SOLE | 3,650 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 501 | 18,010 | SH | OTR | 1 | 0 | 18,010 | 0 | |
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 993 | 22,367 | SH | OTR | 1 | 0 | 22,367 | 0 | |
T MOBILE US INC | COM | 872590104 | 482 | 7,810 | SH | SOLE | 7,810 | 0 | 0 | ||
TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | 9,775 | 204,111 | SH | OTR | 1 | 0 | 204,111 | 0 | |
TARGA RES CORP | COM | 87612G101 | 4,287 | 90,638 | SH | OTR | 1 | 0 | 90,638 | 0 | |
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 6,463 | 123,526 | SH | OTR | 1 | 0 | 123,526 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 207 | 12,600 | SH | SOLE | 12,600 | 0 | 0 | ||
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 27,434 | 4,175,600 | SH | Call | OTR | 1 | 0 | 4,175,600 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 83,302 | 7,986,800 | SH | Call | OTR | 1 | 0 | 7,986,800 | 0 |
UNITEDHEALTH GROUP INC | COM | 91324P102 | 588 | 3,003 | SH | SOLE | 3,003 | 0 | 0 | ||
WELLTOWER INC | 6.50% PFD PREPET | 95040Q203 | 1,638 | 25,828 | SH | OTR | 1 | 0 | 25,828 | 0 | |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 1,008 | 97,921 | SH | SOLE | 97,921 | 0 | 0 | ||
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 5,762 | 139,927 | SH | OTR | 1 | 0 | 139,927 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 12,649 | 246,660 | SH | OTR | 1 | 0 | 246,660 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 9,512 | 316,952 | SH | OTR | 1 | 0 | 316,952 | 0 | |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 65,031 | 1,671,737 | SH | OTR | 1 | 0 | 1,671,737 | 0 |