The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACACIA RESH CORP | ACACIA TCH COM | 003881307 | 1,798 | 438,500 | SH | SOLE | 438,500 | 0 | 0 | ||
| AEHR TEST SYSTEMS | COM | 00760J108 | 225 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| AIRGAIN INC | COM | 00938A104 | 4,424 | 312,000 | SH | SOLE | 312,000 | 0 | 0 | ||
| AK STL HLDG CORP | COM | 001547108 | 986 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| ALERE INC | COM | 01449J105 | 254 | 5,052 | SH | SOLE | 5,052 | 0 | 0 | ||
| ALLSCRIPTS HEALTHCARE SOLUTN | COM | 01988P108 | 201 | 15,750 | SH | SOLE | 15,750 | 0 | 0 | ||
| AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 1,617 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
| ASTERIAS BIOTHERAPEUTICS INC | *W EXP 09/29/201 | 04624N115 | 38 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| ASV HLDGS INC | COM | 00215L104 | 1,915 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
| B RILEY FINL INC | COM | 05580M108 | 3,895 | 210,000 | SH | SOLE | 210,000 | 0 | 0 | ||
| BALLARD PWR SYS INC NEW | COM | 058586108 | 223 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
| BANK AMER CORP | COM | 060505104 | 3,291 | 135,637 | SH | SOLE | 135,637 | 0 | 0 | ||
| BIOTIME INC | COM | 09066L105 | 1,954 | 620,350 | SH | SOLE | 620,350 | 0 | 0 | ||
| BOSTON SCIENTIFIC CORP | COM | 101137107 | 353 | 12,738 | SH | SOLE | 12,738 | 0 | 0 | ||
| CASI PHARMACEUTICALS INC | COM | 14757U109 | 16 | 15,090 | SH | SOLE | 15,090 | 0 | 0 | ||
| CASTLE BRANDS INC | COM | 148435100 | 1,290 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
| CHEGG INC | COM | 163092109 | 492 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| CIENA CORP | COM NEW | 171779309 | 5,004 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
| CITIGROUP INC | COM NEW | 172967424 | 472 | 7,060 | SH | SOLE | 7,060 | 0 | 0 | ||
| COGENTIX MED INC | COM | 19243A104 | 261 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| COOPER TIRE & RUBR CO | COM | 216831107 | 1,083 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| CRAFT BREW ALLIANCE INC | COM | 224122101 | 1,213 | 72,000 | SH | SOLE | 72,000 | 0 | 0 | ||
| CVD EQUIPMENT CORP | COM | 126601103 | 2,552 | 230,500 | SH | SOLE | 230,500 | 0 | 0 | ||
| DIEBOLD NXDF INC | COM | 253651103 | 280 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| DIGILITI MONEY GROUP INC | COM | 25381F102 | 1,413 | 444,444 | SH | SOLE | 444,444 | 0 | 0 | ||
| DYCOM INDS INC | COM | 267475101 | 4,028 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
| EDAP TMS S A | SPONSORED ADR | 268311107 | 884 | 267,900 | SH | SOLE | 267,900 | 0 | 0 | ||
| EZCORP INC | CL A NON VTG | 302301106 | 231 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| FLOOR & DECOR HLDGS INC | CL A | 339750101 | 1,178 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| FORM HLDGS CORP | COM | 34634E102 | 206 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
| GLOBAL WTR RES INC | COM | 379463102 | 763 | 77,100 | SH | SOLE | 77,100 | 0 | 0 | ||
| GOOD TIMES RESTAURANTS INC | COM PAR $.001NEW | 382140879 | 3,697 | 1,041,400 | SH | SOLE | 1,041,400 | 0 | 0 | ||
| GOPRO INC | CL A | 38268T103 | 163 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| GP STRATEGIES CORP | COM | 36225V104 | 1,149 | 43,521 | SH | SOLE | 43,521 | 0 | 0 | ||
| GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | 430 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HMS HLDGS CORP | COM | 40425J101 | 555 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| HOSTESS BRANDS INC | CL A | 44109J106 | 4,508 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | 4,985 | 107,448 | SH | SOLE | 107,448 | 0 | 0 | ||
| HYDROGENICS CORP NEW | COM NEW | 448883207 | 3,030 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| IDENTIV INC | COM NEW | 45170X205 | 709 | 135,000 | SH | SOLE | 135,000 | 0 | 0 | ||
| INFINERA CORPORATION | COM | 45667G103 | 3,201 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
| INFORMATION SERVICES GROUP I | COM | 45675Y104 | 377 | 91,670 | SH | SOLE | 91,670 | 0 | 0 | ||
| INTL FCSTONE INC | COM | 46116V105 | 755 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
| IRIDEX CORP | COM | 462684101 | 593 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
| ISHARES | MSCI STH KOR ETF | 464286772 | 678 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| LAYNE CHRISTENSEN CO | COM | 521050104 | 659 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| LEE ENTERPRISES INC | COM | 523768109 | 143 | 75,400 | SH | SOLE | 75,400 | 0 | 0 | ||
| LIGHTPATH TECHNOLOGIES INC | CL A NEW | 532257805 | 3,038 | 1,125,000 | SH | SOLE | 1,125,000 | 0 | 0 | ||
| LRAD CORP | COM | 50213V109 | 4,020 | 2,364,680 | SH | SOLE | 2,364,680 | 0 | 0 | ||
| LUMENTUM HLDGS INC | COM | 55024U109 | 2,853 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
| MANITEX INTL INC | COM | 563420108 | 524 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
| MARINEMAX INC | COM | 567908108 | 1,732 | 88,600 | SH | SOLE | 88,600 | 0 | 0 | ||
| MATTERSIGHT CORP | COM | 577097108 | 846 | 331,710 | SH | SOLE | 331,710 | 0 | 0 | ||
| MCBC HLDGS INC | COM | 55276F107 | 2,933 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| MGP INGREDIENTS INC NEW | COM | 55303J106 | 9,855 | 192,600 | SH | SOLE | 192,600 | 0 | 0 | ||
| MIX TELEMATICS LTD | SPONSORED ADR | 60688N102 | 2,167 | 275,000 | SH | SOLE | 275,000 | 0 | 0 | ||
| NATIONAL BEVERAGE CORP | COM | 635017106 | 936 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| NATURAL HEALTH TRENDS CORP | COM PAR $.001 | 63888P406 | 2,222 | 79,800 | SH | SOLE | 79,800 | 0 | 0 | ||
| NOW INC | COM | 67011P100 | 1,216 | 75,600 | SH | SOLE | 75,600 | 0 | 0 | ||
| NV5 GLOBAL INC | COM | 62945V109 | 9,920 | 233,407 | SH | SOLE | 233,407 | 0 | 0 | ||
| OCLARO INC | COM NEW | 67555N206 | 3,212 | 343,867 | SH | SOLE | 343,867 | 0 | 0 | ||
| ORASURE TECHNOLOGIES INC | COM | 68554V108 | 518 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| PARK CITY GROUP INC | COM NEW | 700215304 | 2,837 | 233,500 | SH | SOLE | 233,500 | 0 | 0 | ||
| PFSWEB INC | COM NEW | 717098206 | 176 | 21,276 | SH | SOLE | 21,276 | 0 | 0 | ||
| PLUG POWER INC | COM NEW | 72919P202 | 57 | 27,940 | SH | SOLE | 27,940 | 0 | 0 | ||
| PRIMO WTR CORP | COM | 74165N105 | 21,908 | 1,725,000 | SH | SOLE | 1,725,000 | 0 | 0 | ||
| RED LION HOTELS CORP | COM | 756764106 | 7,989 | 1,086,892 | SH | SOLE | 1,086,892 | 0 | 0 | ||
| SEARS HLDGS CORP | COM | 812350106 | 255 | 28,800 | SH | SOLE | 28,800 | 0 | 0 | ||
| SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323108 | 1,033 | 312,000 | SH | SOLE | 312,000 | 0 | 0 | ||
| SHOTSPOTTER INC | COM | 82536T107 | 1,663 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
| SITEONE LANDSCAPE SUPPLY INC | COM | 82982L103 | 6,351 | 122,000 | SH | SOLE | 122,000 | 0 | 0 | ||
| SOCKET MOBILE INC | COM NEW | 83368E200 | 1,145 | 281,430 | SH | SOLE | 281,430 | 0 | 0 | ||
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | 1,770 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
| TEMPUR SEALY INTL INC | COM | 88023U101 | 1,602 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
| TRUECAR INC | COM | 89785L107 | 13,951 | 700,000 | SH | SOLE | 700,000 | 0 | 0 | ||
| UNITED STATES STL CORP NEW | COM | 912909108 | 221 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| VERITONE INC | COM | 92347M100 | 1,757 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| VIAD CORP | COM NEW | 92552R406 | 2,174 | 46,000 | SH | SOLE | 46,000 | 0 | 0 | ||
| VICOR CORP | COM | 925815102 | 3,215 | 179,597 | SH | SOLE | 179,597 | 0 | 0 | ||
| VIVEVE MED INC | COM NEW | 92852W204 | 2,872 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
| VOCERA COMMUNICATIONS INC | COM | 92857F107 | 11,855 | 448,700 | SH | SOLE | 448,700 | 0 | 0 | ||
| WATSCO INC | COM | 942622200 | 2,159 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||