The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 53,606 | 1,102,781 | SH | DFND | 0 | 1,102,781 | 0 | ||
ACCURAY INC | COM | 004397105 | 22,878 | 4,816,334 | SH | DFND | 0 | 4,816,334 | 0 | ||
ACORDA THERAPEUTICS INC | COM | 00484M106 | 50,987 | 2,588,157 | SH | DFND | 0 | 2,588,157 | 0 | ||
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 10,685 | 12,380,000 | PRN | DFND | 0 | 12,380,000 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 28,427 | 493,776 | SH | DFND | 0 | 493,776 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 91,860 | 1,748,040 | SH | DFND | 0 | 1,748,040 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 9,551 | 834,191 | SH | DFND | 0 | 834,191 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 99,059 | 703,046 | SH | DFND | 0 | 703,046 | 0 | ||
ALPHABET INC | CAP STK CL A | 02079K305 | 38,468 | 41,378 | SH | DFND | 0 | 41,378 | 0 | ||
AMAZON COM INC | COM | 023135106 | 58,479 | 60,412 | SH | DFND | 0 | 60,412 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 30,215 | 228,350 | SH | DFND | 0 | 228,350 | 0 | ||
ANTHEM INC | COM | 036752103 | 104,472 | 555,316 | SH | DFND | 0 | 555,316 | 0 | ||
APPLE INC | COM | 037833100 | 19,271 | 133,808 | SH | DFND | 0 | 133,808 | 0 | ||
BAXTER INTL INC | COM | 071813109 | 71,472 | 1,180,582 | SH | DFND | 0 | 1,180,582 | 0 | ||
BIOGEN INC | COM | 09062X103 | 1,098 | 4,046 | SH | DFND | 0 | 4,046 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 13,897 | 153,018 | SH | DFND | 0 | 153,018 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 19,406 | 45,942 | SH | DFND | 0 | 45,942 | 0 | ||
BLUEPRINT MEDICINES CORP | COM | 09627Y109 | 65,184 | 1,286,450 | SH | DFND | 0 | 1,286,450 | 0 | ||
BOX INC | CL A | 10316T104 | 22,871 | 1,253,879 | SH | DFND | 0 | 1,253,879 | 0 | ||
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 10,997 | 341,216 | SH | DFND | 0 | 341,216 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 60,971 | 364,245 | SH | DFND | 0 | 364,245 | 0 | ||
CLOVIS ONCOLOGY INC | COM | 189464100 | 34,656 | 370,141 | SH | DFND | 0 | 370,141 | 0 | ||
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 79,428 | 46,790,999 | PRN | DFND | 0 | 46,790,999 | 0 | ||
COHERUS BIOSCIENCES INC | COM | 19249H103 | 895 | 62,400 | SH | Call | DFND | 0 | 62,400 | 0 | |
COHERUS BIOSCIENCES INC | COM | 19249H103 | 25,867 | 1,802,611 | SH | DFND | 0 | 1,802,611 | 0 | ||
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 3,739 | 104,588 | SH | DFND | 0 | 104,588 | 0 | ||
CORNERSTONE ONDEMAND INC | NOTE 1.500% 7/0 | 21925YAB9 | 22,836 | 22,666,000 | PRN | DFND | 0 | 22,666,000 | 0 | ||
DXC TECHNOLOGY CO | COM | 23355L106 | 59,986 | 781,879 | SH | DFND | 0 | 781,879 | 0 | ||
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 72,695 | 614,811 | SH | DFND | 0 | 614,811 | 0 | ||
ENDOLOGIX INC | COM | 29266S106 | 27,213 | 5,599,466 | SH | DFND | 0 | 5,599,466 | 0 | ||
ENDOLOGIX INC | NOTE 3.250%11/0 | 29266SAB2 | 16,473 | 19,141,000 | PRN | DFND | 0 | 19,141,000 | 0 | ||
ENVISION HEALTHCARE CORP | COM | 29414D100 | 6,729 | 107,370 | SH | DFND | 0 | 107,370 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 9,903 | 213,980 | SH | DFND | 0 | 213,980 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 11,361 | 448,178 | SH | DFND | 0 | 448,178 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 46,230 | 306,199 | SH | DFND | 0 | 306,199 | 0 | ||
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 9,875 | 15,675,000 | PRN | DFND | 0 | 15,675,000 | 0 | ||
GODADDY INC | CL A | 380237107 | 89,406 | 2,107,643 | SH | DFND | 0 | 2,107,643 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 46,322 | 3,344,517 | SH | DFND | 0 | 3,344,517 | 0 | ||
HILL ROM HLDGS INC | COM | 431475102 | 11,727 | 147,304 | SH | DFND | 0 | 147,304 | 0 | ||
HUMANA INC | COM | 444859102 | 80,922 | 336,307 | SH | DFND | 0 | 336,307 | 0 | ||
ICON PLC | SHS | G4705A100 | 21,532 | 220,190 | SH | DFND | 0 | 220,190 | 0 | ||
IGNYTA INC | COM | 451731103 | 18,842 | 1,820,496 | SH | DFND | 0 | 1,820,496 | 0 | ||
INTERSECT ENT INC | COM | 46071F103 | 11,022 | 394,338 | SH | DFND | 0 | 394,338 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 3,275 | 451,761 | SH | DFND | 0 | 451,761 | 0 | ||
ISHARES TR | RUSSELL 2000 | 464287655 | 5,327 | 37,800 | SH | Put | DFND | 0 | 37,800 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 33,051 | 842,701 | SH | DFND | 0 | 842,701 | 0 | ||
JOUNCE THERAPEUTICS INC | COM | 481116101 | 9,795 | 698,159 | SH | DFND | 0 | 698,159 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 3,428 | 114,695 | SH | DFND | 0 | 114,695 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 180,733 | 1,743,351 | SH | DFND | 0 | 1,743,351 | 0 | ||
KURA ONCOLOGY INC | COM | 50127T109 | 18,949 | 2,037,493 | SH | DFND | 0 | 2,037,493 | 0 | ||
LENDINGTREE INC NEW | COM | 52603B107 | 12,344 | 71,685 | SH | DFND | 0 | 71,685 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 37,123 | 1,155,765 | SH | DFND | 0 | 1,155,765 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 19,920 | 1,205,837 | SH | DFND | 0 | 1,205,837 | 0 | ||
MCKESSON CORP | COM | 58155Q103 | 72,078 | 438,055 | SH | DFND | 0 | 438,055 | 0 | ||
MEDICINES CO | COM | 584688105 | 42,085 | 1,107,200 | SH | Call | DFND | 0 | 1,107,200 | 0 | |
MEDICINES CO | COM | 584688105 | 68,912 | 1,813,002 | SH | DFND | 0 | 1,813,002 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 13,282 | 10,183,000 | PRN | DFND | 0 | 10,183,000 | 0 | ||
MEDICINES CO | NOTE 2.750% 7/1 | 584688AG0 | 28,247 | 26,870,000 | PRN | DFND | 0 | 26,870,000 | 0 | ||
MERIT MED SYS INC | COM | 589889104 | 14,684 | 384,901 | SH | DFND | 0 | 384,901 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 81,014 | 1,175,303 | SH | DFND | 0 | 1,175,303 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 60,906 | 880,402 | SH | DFND | 0 | 880,402 | 0 | ||
MYOKARDIA INC | COM | 62857M105 | 21,871 | 1,669,524 | SH | DFND | 0 | 1,669,524 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 29,966 | 99,676 | SH | DFND | 0 | 99,676 | 0 | ||
NVIDIA CORP | COM | 67066G104 | 14,738 | 101,949 | SH | DFND | 0 | 101,949 | 0 | ||
PACIRA PHARMACEUTICALS INC | COM | 695127100 | 87,797 | 1,840,618 | SH | DFND | 0 | 1,840,618 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 35,794 | 267,499 | SH | DFND | 0 | 267,499 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 20,148 | 375,399 | SH | DFND | 0 | 375,399 | 0 | ||
PEABODY ENERGY CORP NEW | COM | 704551100 | 2,985 | 122,101 | SH | DFND | 0 | 122,101 | 0 | ||
PENUMBRA INC | COM | 70975L107 | 37,470 | 427,005 | SH | DFND | 0 | 427,005 | 0 | ||
PERKINELMER INC | COM | 714046109 | 40,103 | 588,540 | SH | DFND | 0 | 588,540 | 0 | ||
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 154,234 | 2,745,842 | SH | DFND | 0 | 2,745,842 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SERIES 1 | 73935A954 | 98,715 | 717,200 | SH | Put | DFND | 0 | 717,200 | 0 | |
PRICELINE GRP INC | COM NEW | 741503403 | 14,880 | 7,955 | SH | DFND | 0 | 7,955 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 27,015 | 309,100 | SH | Call | DFND | 0 | 309,100 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 147,021 | 1,682,158 | SH | DFND | 0 | 1,682,158 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 5,364 | 271,603 | SH | DFND | 0 | 271,603 | 0 | ||
S&P GLOBAL INC | COM | 78409V104 | 37,760 | 258,649 | SH | DFND | 0 | 258,649 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 38,857 | 448,700 | SH | DFND | 0 | 448,700 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 130,556 | 1,647,600 | SH | Call | DFND | 0 | 1,647,600 | 0 | |
SERVICENOW INC | COM | 81762P102 | 65,586 | 618,736 | SH | DFND | 0 | 618,736 | 0 | ||
SPECTRANETICS CORP | COM | 84760C107 | 25,935 | 675,383 | SH | DFND | 0 | 675,383 | 0 | ||
SQUARE INC | CL A | 852234103 | 19,578 | 834,542 | SH | DFND | 0 | 834,542 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 60,971 | 328,829 | SH | DFND | 0 | 328,829 | 0 | ||
UNIVERSAL HLTH SVCS INC | CL B | 913903100 | 91,078 | 746,051 | SH | DFND | 0 | 746,051 | 0 | ||
VISA INC | COM CL A | 92826C839 | 52,675 | 561,690 | SH | DFND | 0 | 561,690 | 0 | ||
VOYAGER THERAPEUTICS INC | COM | 92915B106 | 7,644 | 853,125 | SH | DFND | 0 | 853,125 | 0 | ||
VULCAN MATLS CO | COM | 929160109 | 15,043 | 118,745 | SH | DFND | 0 | 118,745 | 0 | ||
WEATHERFORD INTL LTD | NOTE 5.875% 7/0 | 947075AH0 | 82,690 | 81,518,000 | PRN | DFND | 0 | 81,518,000 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 33,652 | 1,089,069 | SH | DFND | 0 | 1,089,069 | 0 | ||
ZENDESK INC | COM | 98936J101 | 15,294 | 550,532 | SH | DFND | 0 | 550,532 | 0 |