The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
HUMANA INC COM 444859102 241 1,000 SH   DFND   1,000 0 0
WHIRLPOOL CORP COM 963320106 575 3,000 SH Put DFND   3,000 0 0
KANSAS CITY SOUTHERN COM NEW 485170302 523 5,000 SH   DFND   5,000 0 0
PRICELINE GRP INC COM NEW 741503403 9,353 5,000 SH   DFND   5,000 0 0
WGL HLDGS INC COM 92924F106 417 5,000 SH   DFND   5,000 0 0
WEBMD HEALTH CORP COM 94770V102 293 5,000 SH   DFND   5,000 0 0
WEBMD HEALTH CORP COM 94770V102 293 5,000 SH Put DFND   5,000 0 0
WHIRLPOOL CORP COM 963320106 1,150 6,000 SH   DFND   6,000 0 0
WHIRLPOOL CORP COM 963320106 1,322 6,900 SH Call DFND   6,900 0 0
BARD C R INC COM 067383109 2,371 7,500 SH   DFND   7,500 0 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 1,437 8,000 SH   DFND   8,000 0 0
STRAIGHT PATH COMMUNICATNS I CL B 862578101 1,437 8,000 SH Put DFND   8,000 0 0
GOLDMAN SACHS GROUP INC COM 38141G104 1,842 8,301 SH   DFND   8,301 0 0
CABELAS INC COM 126804301 529 8,900 SH Call DFND   8,900 0 0
VALERO ENERGY CORP NEW COM 91913Y100 607 9,000 SH   DFND   9,000 0 0
BARD C R INC COM 067383109 3,161 10,000 SH Put DFND   10,000 0 0
BIO RAD LABS INC CL A 090572207 2,263 10,000 SH   DFND   10,000 0 0
DOMINION DIAMOND CORP COM 257287102 126 10,000 SH Put DFND   10,000 0 0
EASTMAN CHEM CO COM 277432100 840 10,000 SH   DFND   10,000 0 0
GLOBALSTAR INC COM 378973408 21 10,000 SH   DFND   10,000 0 0
MONSANTO CO NEW COM 61166W101 1,184 10,000 SH   DFND   10,000 0 0
ORACLE CORP COM 68389X105 501 10,000 SH   DFND   10,000 0 0
ORACLE CORP COM 68389X105 501 10,000 SH Put DFND   10,000 0 0
PANERA BREAD CO CL A 69840W108 3,146 10,000 SH   DFND   10,000 0 0
PANERA BREAD CO CL A 69840W108 3,146 10,000 SH Put DFND   10,000 0 0
VCA INC COM 918194101 923 10,000 SH   DFND   10,000 0 0
NORD ANGLIA EDUCATION INC SHS G6583A102 326 10,000 SH   DFND   10,000 0 0
VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 900 11,000 SH Put DFND   11,000 0 0
NUVASIVE INC COM 670704105 1,000 13,000 SH   DFND   13,000 0 0
RYERSON HLDG CORP COM 783754104 136 13,712 SH   DFND   13,712 0 0
MCKESSON CORP COM 58155Q103 2,336 14,200 SH   DFND   14,200 0 0
MOLSON COORS BREWING CO CL B 60871R209 1,295 15,000 SH Call DFND   15,000 0 0
OCCIDENTAL PETE CORP DEL COM 674599105 898 15,000 SH Call DFND   15,000 0 0
QUALCOMM INC COM 747525103 828 15,000 SH   DFND   15,000 0 0
REYNOLDS AMERICAN INC COM 761713106 976 15,000 SH   DFND   15,000 0 0
XACTLY CORP COM 98386L101 235 15,000 SH   DFND   15,000 0 0
MOBILEYE N V AMSTELVEEN ORD SHS N51488117 942 15,000 SH   DFND   15,000 0 0
CABELAS INC COM 126804301 1,028 17,300 SH Put DFND   17,300 0 0
ONEBEACON INSURANCE GROUP LT CL A G67742109 332 18,226 SH   DFND   18,226 0 0
PFIZER INC COM 717081103 621 18,500 SH   DFND   18,500 0 0
EDGEWELL PERS CARE CO COM 28035Q102 1,482 19,500 SH Call DFND   19,500 0 0
AMAZON COM INC COM 023135106 19,360 20,000 SH   DFND   20,000 0 0
CARE CAP PPTYS INC COM 141624106 534 20,000 SH Call DFND   20,000 0 0
CATALENT INC COM 148806102 702 20,000 SH   DFND   20,000 0 0
NOVADAQ TECHNOLOGIES INC COM 66987G102 234 20,000 SH   DFND   20,000 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 387 20,000 SH Put DFND   20,000 0 0
VWR CORP COM 91843L103 660 20,000 SH   DFND   20,000 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 4,860 20,100 SH Call DFND   20,100 0 0
JPMORGAN CHASE & CO COM 46625H100 1,933 21,154 SH   DFND   21,154 0 0
ANADARKO PETE CORP COM 032511107 1,043 23,000 SH Call DFND   23,000 0 0
GENERAL MTRS CO COM 37045V100 838 24,000 SH Call DFND   24,000 0 0
ALERE INC COM 01449J105 1,255 25,000 SH   DFND   25,000 0 0
ARCONIC INC COM 03965L100 566 25,000 SH   DFND   25,000 0 0
CARDCONNECT CORP COM 14141X108 376 25,000 SH   DFND   25,000 0 0
LUMENTUM HLDGS INC COM 55024U109 1,426 25,000 SH   DFND   25,000 0 0
LUMINEX CORP DEL COM 55027E102 528 25,000 SH   DFND   25,000 0 0
NUCOR CORP COM 670346105 1,447 25,000 SH   DFND   25,000 0 0
PATHEON N V SHS N6865W105 872 25,000 SH   DFND   25,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 3,010 25,500 SH   DFND   25,500 0 0
CISCO SYS INC COM 17275R102 858 27,400 SH   DFND   27,400 0 0
FREEPORT-MCMORAN INC CL B 35671D857 336 28,000 SH   DFND   28,000 0 0
NETEASE INC SPONSORED ADR 64110W102 8,418 28,000 SH   DFND   28,000 0 0
QUALCOMM INC COM 747525103 1,546 28,000 SH Call DFND   28,000 0 0
TENET HEALTHCARE CORP COM NEW 88033G407 561 29,000 SH   DFND   29,000 0 0
CARDINAL HEALTH INC COM 14149Y108 2,283 29,300 SH   DFND   29,300 0 0
CITIGROUP INC COM NEW 172967424 1,987 29,710 SH   DFND   29,710 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 518 30,000 SH   DFND   30,000 0 0
SAREPTA THERAPEUTICS INC COM 803607100 1,011 30,000 SH   DFND   30,000 0 0
TRIBUNE MEDIA CO CL A 896047503 1,223 30,000 SH   DFND   30,000 0 0
SHERWIN WILLIAMS CO COM 824348106 10,564 30,100 SH   DFND   30,100 0 0
OVID THERAPEUTICS INC COM 690469101 328 31,250 SH   DFND   31,250 0 0
WELLS FARGO CO NEW COM 949746101 1,921 34,661 SH   DFND   34,661 0 0
KINDER MORGAN INC DEL COM 49456B101 671 35,000 SH   DFND   35,000 0 0
ZOETIS INC CL A 98978V103 2,183 35,000 SH   DFND   35,000 0 0
AMERISOURCEBERGEN CORP COM 03073E105 3,384 35,800 SH   DFND   35,800 0 0
PFIZER INC COM 717081103 1,276 38,000 SH Put DFND   38,000 0 0
CLIFFS NAT RES INC COM 18683K101 270 39,000 SH   DFND   39,000 0 0
COMMERCIAL METALS CO COM 201723103 758 39,000 SH   DFND   39,000 0 0
NEVRO CORP COM 64157F103 2,977 40,000 SH   DFND   40,000 0 0
TIME WARNER INC COM NEW 887317303 4,016 40,000 SH Put DFND   40,000 0 0
NEURODERM LTD ORD SHS M74231107 1,196 40,000 SH   DFND   40,000 0 0
MORGAN STANLEY COM NEW 617446448 1,925 43,207 SH   DFND   43,207 0 0
TESLA INC COM 88160R101 16,272 45,000 SH Put DFND   45,000 0 0
L BRANDS INC COM 501797104 2,430 45,100 SH Put DFND   45,100 0 0
NORDSTROM INC COM 655664100 2,157 45,100 SH Call DFND   45,100 0 0
COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 555 48,265 SH   DFND   48,265 0 0
ADAMIS PHARMACEUTICALS CORP COM NEW 00547W208 260 50,000 SH   DFND   50,000 0 0
ISHARES TR 20 YR TR BD ETF 464287432 6,256 50,000 SH Call DFND   50,000 0 0
ISHARES TR 20 YR TR BD ETF 464287432 6,256 50,000 SH Put DFND   50,000 0 0
KRATON CORPORATION COM 50077C106 1,722 50,000 SH Call DFND   50,000 0 0
MAGNACHIP SEMICONDUCTOR CORP COM 55933J203 490 50,000 SH   DFND   50,000 0 0
NOVADAQ TECHNOLOGIES INC COM 66987G102 586 50,000 SH Put DFND   50,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 5,901 50,000 SH Put DFND   50,000 0 0
SPECTRANETICS CORP COM 84760C107 1,920 50,000 SH   DFND   50,000 0 0
TEMPUR SEALY INTL INC COM 88023U101 2,670 50,000 SH Call DFND   50,000 0 0
WHOLE FOODS MKT INC COM 966837106 2,106 50,000 SH Call DFND   50,000 0 0
MOBILEYE N V AMSTELVEEN ORD SHS N51488117 3,310 52,700 SH Put DFND   52,700 0 0
BHP BILLITON PLC SPONSORED ADR 05545E209 1,655 53,808 SH   DFND   53,808 0 0
BRASKEM S A SP ADR PFD A 105532105 1,140 55,000 SH   DFND   55,000 0 0
SABRA HEALTH CARE REIT INC COM 78573L106 1,385 57,460 SH   DFND   57,460 0 0
OLIN CORP COM PAR $1 680665205 1,755 57,959 SH   DFND   57,959 0 0
PFIZER INC COM 717081103 1,948 58,000 SH Call DFND   58,000 0 0
KEY ENERGY SVCS INC DEL COM 49309J103 1,154 60,000 SH   DFND   60,000 0 0
RIO TINTO PLC SPONSORED ADR 767204100 2,539 60,000 SH   DFND   60,000 0 0
SPDR GOLD TRUST GOLD SHS 78463V107 7,081 60,000 SH Call DFND   60,000 0 0
WEST CORP COM 952355204 1,399 60,000 SH   DFND   60,000 0 0
WRIGHT MED GROUP N V ORD SHS 0.03 PAR N96617118 1,649 60,000 SH   DFND   60,000 0 0
HOWARD HUGHES CORP COM 44267D107 7,616 62,000 SH   DFND   62,000 0 0
CIT GROUP INC COM NEW 125581801 3,064 62,910 SH   DFND   62,910 0 0
AKORN INC COM 009728106 2,180 65,000 SH   DFND   65,000 0 0
MELLANOX TECHNOLOGIES LTD SHS M51363113 2,815 65,000 SH   DFND   65,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 10,307 67,000 SH   DFND   67,000 0 0
INTERNATIONAL BUSINESS MACHS COM 459200101 10,307 67,000 SH Put DFND   67,000 0 0
CISCO SYS INC COM 17275R102 2,116 67,600 SH Call DFND   67,600 0 0
MBIA INC COM 55262C100 640 67,879 SH   DFND   67,879 0 0
MASIMO CORP COM 574795100 6,383 70,000 SH   DFND   70,000 0 0
NXP SEMICONDUCTORS N V COM N6596X109 7,662 70,000 SH Put DFND   70,000 0 0
DIAMONDBACK ENERGY INC COM 25278X109 6,574 74,018 SH   DFND   74,018 0 0
PIONEER NAT RES CO COM 723787107 11,862 74,330 SH   DFND   74,330 0 0
DOW CHEM CO COM 260543103 4,704 74,581 SH   DFND   74,581 0 0
AKORN INC COM 009728106 2,516 75,000 SH Put DFND   75,000 0 0
MONEYGRAM INTL INC COM NEW 60935Y208 1,294 75,000 SH Put DFND   75,000 0 0
NETFLIX INC COM 64110L106 11,206 75,000 SH   DFND   75,000 0 0
PAREXEL INTL CORP COM 699462107 6,518 75,000 SH   DFND   75,000 0 0
VULCAN MATLS CO COM 929160109 9,501 75,000 SH   DFND   75,000 0 0
BANK AMER CORP COM 060505104 1,906 78,560 SH   DFND   78,560 0 0
DARDEN RESTAURANTS INC COM 237194105 7,235 80,000 SH Put DFND   80,000 0 0
NANOSTRING TECHNOLOGIES INC COM 63009R109 1,323 80,000 SH   DFND   80,000 0 0
THE TRADE DESK INC COM CL A 88339J105 4,252 84,848 SH   DFND   84,848 0 0
TIFFANY & CO NEW COM 886547108 8,261 88,000 SH Put DFND   88,000 0 0
EIGER BIOPHARMACEUTICALS INC COM 28249U105 711 90,000 SH   DFND   90,000 0 0
NXP SEMICONDUCTORS N V COM N6596X109 9,851 90,000 SH   DFND   90,000 0 0
LULULEMON ATHLETICA INC COM 550021109 5,392 90,366 SH   DFND   90,366 0 0
ALERE INC COM 01449J105 4,628 92,200 SH Put DFND   92,200 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 4,636 93,068 SH   DFND   93,068 0 0
SERVICE CORP INTL COM 817565104 3,195 95,506 SH   DFND   95,506 0 0
ALCOA CORP COM 013872106 3,265 100,000 SH Call DFND   100,000 0 0
ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 14,090 100,000 SH   DFND   100,000 0 0
COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9999 203668116 2 100,000 SH   DFND   100,000 0 0
COTT CORP QUE COM 22163N106 1,444 100,000 SH Call DFND   100,000 0 0
MBIA INC COM 55262C100 943 100,000 SH Call DFND   100,000 0 0
MICROSEMI CORP COM 595137100 4,680 100,000 SH Call DFND   100,000 0 0
SPECTRANETICS CORP COM 84760C107 3,840 100,000 SH Put DFND   100,000 0 0
TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 7,338 100,000 SH   DFND   100,000 0 0
WYNDHAM WORLDWIDE CORP COM 98310W108 10,041 100,000 SH   DFND   100,000 0 0
WYNN RESORTS LTD COM 983134107 13,412 100,000 SH   DFND   100,000 0 0
NABORS INDUSTRIES LTD SHS G6359F103 814 100,000 SH Call DFND   100,000 0 0
GOLAR LNG LTD BERMUDA SHS G9456A100 2,225 100,000 SH Call DFND   100,000 0 0
SCORPIO TANKERS INC SHS Y7542C106 397 100,000 SH   DFND   100,000 0 0
ALBANY MOLECULAR RESH INC COM 012423109 2,181 100,500 SH Call DFND   100,500 0 0
NXP SEMICONDUCTORS N V COM N6596X109 12,040 110,000 SH Call DFND   110,000 0 0
COTT CORP QUE COM 22163N106 1,694 117,300 SH   DFND   117,300 0 0
EXACT SCIENCES CORP COM 30063P105 4,244 120,000 SH   DFND   120,000 0 0
C&J ENERGY SVCS INC NEW COM 12674R100 4,122 120,280 SH   DFND   120,280 0 0
CARMAX INC COM 143130102 7,756 123,000 SH Call DFND   123,000 0 0
NXSTAGE MEDICAL INC COM 67072V103 3,091 123,281 SH   DFND   123,281 0 0
CYPRESS SEMICONDUCTOR CORP COM 232806109 1,701 124,650 SH   DFND   124,650 0 0
CIMAREX ENERGY CO COM 171798101 11,746 124,948 SH   DFND   124,948 0 0
BROOKS AUTOMATION INC COM 114340102 2,711 125,000 SH   DFND   125,000 0 0
CONSTELLATION BRANDS INC CL A 21036P108 24,216 125,000 SH   DFND   125,000 0 0
STAPLES INC COM 855030102 1,259 125,000 SH   DFND   125,000 0 0
K2M GROUP HLDGS INC COM 48273J107 3,167 130,000 SH   DFND   130,000 0 0
EOG RES INC COM 26875P101 11,996 132,525 SH   DFND   132,525 0 0
ASSURED GUARANTY LTD COM G0585R106 5,673 135,907 SH   DFND   135,907 0 0
ENERGEN CORP COM 29265N108 6,736 136,440 SH   DFND   136,440 0 0
NABORS INDUSTRIES LTD SHS G6359F103 1,164 143,000 SH   DFND   143,000 0 0
TARGET CORP COM 87612E106 7,844 150,000 SH Call DFND   150,000 0 0
THOR INDS INC COM 885160101 15,678 150,000 SH   DFND   150,000 0 0
TRIPADVISOR INC COM 896945201 5,730 150,000 SH Call DFND   150,000 0 0
VISA INC COM CL A 92826C839 14,067 150,000 SH   DFND   150,000 0 0
INTERACTIVE BROKERS GROUP IN COM 45841N107 6,016 160,757 SH   DFND   160,757 0 0
SPDR S&P 500 ETF TR TR UNIT 78462F103 40,260 166,500 SH Put DFND   166,500 0 0
TIME WARNER INC COM NEW 887317303 16,938 168,686 SH   DFND   168,686 0 0
BASIC ENERGY SVCS INC NEW COM NEW 06985P209 4,239 170,248 SH   DFND   170,248 0 0
HERON THERAPEUTICS INC COM 427746102 2,424 175,000 SH   DFND   175,000 0 0
APACHE CORP COM 037411105 8,742 182,400 SH Call DFND   182,400 0 0
ILG INC COM 44967H101 5,280 192,073 SH   DFND   192,073 0 0
CENTENNIAL RESOURCE DEV INC CL A 15136A102 3,095 195,614 SH   DFND   195,614 0 0
BAOZUN INC SPONSORED ADR 06684L103 4,360 196,676 SH   DFND   196,676 0 0
GOPRO INC CL A 38268T103 1,626 200,000 SH Call DFND   200,000 0 0
RITE AID CORP COM 767754104 590 200,000 SH Call DFND   200,000 0 0
STAPLES INC COM 855030102 2,014 200,000 SH Call DFND   200,000 0 0
UNITED STATES STL CORP NEW COM 912909108 4,428 200,000 SH Put DFND   200,000 0 0
ALTABA INC COM 021346101 10,950 201,000 SH Put DFND   201,000 0 0
HYATT HOTELS CORP COM CL A 448579102 11,456 203,800 SH Call DFND   203,800 0 0
FOSSIL GROUP INC COM 34988V106 2,112 204,100 SH   DFND   204,100 0 0
FOSSIL GROUP INC COM 34988V106 2,112 204,100 SH Put DFND   204,100 0 0
MICROSEMI CORP COM 595137100 9,632 205,806 SH   DFND   205,806 0 0
RSP PERMIAN INC COM 74978Q105 6,836 211,849 SH   DFND   211,849 0 0
SIGMA DESIGNS INC COM 826565103 1,282 219,096 SH   DFND   219,096 0 0
PLAYA HOTELS & RESORTS NV SHS N70544106 2,912 243,666 SH   DFND   243,666 0 0
COMMSCOPE HLDG CO INC COM 20337X109 9,283 244,100 SH   DFND   244,100 0 0
PARSLEY ENERGY INC CL A 701877102 6,912 249,077 SH   DFND   249,077 0 0
BAYTEX ENERGY CORP COM 07317Q105 607 250,000 SH   DFND   250,000 0 0
BIOSCRIP INC COM 09069N108 679 250,000 SH   DFND   250,000 0 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 1,998 250,000 SH   DFND   250,000 0 0
NEOPHOTONICS CORP COM 64051T100 1,930 250,000 SH Call DFND   250,000 0 0
VIPER ENERGY PARTNERS LP COM UNT RP INT 92763M105 4,078 259,766 SH   DFND   259,766 0 0
GRAN TIERRA ENERGY INC COM 38500T101 616 275,000 SH   DFND   275,000 0 0
KRATON CORPORATION COM 50077C106 9,559 277,556 SH   DFND   277,556 0 0
AKAMAI TECHNOLOGIES INC COM 00971T101 14,943 300,000 SH Call DFND   300,000 0 0
LIBERTY GLOBAL PLC LILAC SHS CL A G5480U138 6,531 300,000 SH Call DFND   300,000 0 0
FORTRESS INVESTMENT GROUP LL CL A 34958B106 2,586 323,600 SH Put DFND   323,600 0 0
TRIPADVISOR INC COM 896945201 12,720 332,986 SH   DFND   332,986 0 0
CARMAX INC COM 143130102 21,314 337,994 SH   DFND   337,994 0 0
CALLON PETE CO DEL COM 13123X102 3,673 346,176 SH   DFND   346,176 0 0
GOGO INC COM 38046C109 3,999 346,871 SH   DFND   346,871 0 0
21VIANET GROUP INC SPONSORED ADR 90138A103 1,786 355,760 SH   DFND   355,760 0 0
AMERICAN AXLE & MFG HLDGS IN COM 024061103 6,240 400,000 SH Put DFND   400,000 0 0
TIDEWATER INC COM 886423102 295 410,000 SH   DFND   410,000 0 0
ALCOA CORP COM 013872106 14,148 433,310 SH   DFND   433,310 0 0
VIAVI SOLUTIONS INC COM 925550105 4,627 439,392 SH   DFND   439,392 0 0
ANADARKO PETE CORP COM 032511107 20,090 443,097 SH   DFND   443,097 0 0
CLIFFS NAT RES INC COM 18683K101 3,114 450,000 SH Put DFND   450,000 0 0
ZOGENIX INC COM NEW 98978L204 6,804 469,248 SH   DFND   469,248 0 0
SIRIUS XM HLDGS INC COM 82968B103 2,594 474,300 SH Put DFND   474,300 0 0
SIRIUS XM HLDGS INC COM 82968B103 2,653 485,058 SH   DFND   485,058 0 0
SRC ENERGY INC COM 78470V108 3,418 507,930 SH   DFND   507,930 0 0
CYMABAY THERAPEUTICS INC COM 23257D103 3,034 526,665 SH   DFND   526,665 0 0
IGNYTA INC COM 451731103 5,951 575,000 SH   DFND   575,000 0 0
RETROPHIN INC COM 761299106 11,634 600,000 SH   DFND   600,000 0 0
CONSTELLIUM NV CL A N22035104 4,318 625,816 SH   DFND   625,816 0 0
ISHARES TR MSCI EMG MKT ETF 464287234 26,904 650,000 SH Call DFND   650,000 0 0
FREEPORT-MCMORAN INC CL B 35671D857 8,767 730,000 SH Put DFND   730,000 0 0
LAUREATE EDUCATION INC CL A 518613203 13,148 750,000 SH   DFND   750,000 0 0
LIBERTY GLOBAL PLC LILAC SHS CL A G5480U138 17,104 785,685 SH   DFND   785,685 0 0
SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 21,340 865,000 SH Call DFND   865,000 0 0
NEOPHOTONICS CORP COM 64051T100 7,472 967,872 SH   DFND   967,872 0 0
ENDOLOGIX INC COM 29266S106 5,346 1,100,000 SH   DFND   1,100,000 0 0
NQ MOBILE INC ADR REPSTG CL A 64118U108 3,791 1,114,995 SH   DFND   1,114,995 0 0
PIERIS PHARMACEUTICALS INC COM 720795103 6,879 1,359,409 SH   DFND   1,359,409 0 0
ZOSANO PHARMA CORP COM 98979H103 1,974 1,400,000 SH   DFND   1,400,000 0 0
ALBANY MOLECULAR RESH INC NOTE 2.250%11/1 012423AB5 2,531 1,769,000 PRN   DFND   1,769,000 0 0
BARCLAYS BK PLC IPATH S&P500 VIX 06740Q252 24,781 1,942,100 SH Put DFND   1,942,100 0 0
AK STL CORP NOTE 5.000%11/1 001546AP5 2,981 2,000,000 PRN   DFND   2,000,000 0 0
ARBOR RLTY TR INC NOTE 6.500%10/0 038923AA6 2,128 2,000,000 PRN   DFND   2,000,000 0 0
BOTTOMLINE TECH DEL INC NOTE 1.500%12/0 101388AA4 6,838 6,750,000 PRN   DFND   6,750,000 0 0
APOLLO COML REAL EST FIN INC NOTE 5.500% 3/1 03762UAA3 11,124 10,152,000 PRN   DFND   10,152,000 0 0
LIBERTY MEDIA CORP DEB 3.500% 1/1 530715AN1 6,024 11,058,000 PRN   DFND   11,058,000 0 0
VECTOR GROUP LTD NOTE 1.750% 4/1 92240MBC1 21,890 19,000,000 PRN   DFND   19,000,000 0 0
VERISIGN INC SDCV 3.250% 8/1 92343EAD4 54,001 19,797,000 PRN   DFND   19,797,000 0 0
CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 24,076 20,000,000 PRN   DFND   20,000,000 0 0
INTEL CORP SDCV 12/1 458140AD2 26,183 20,000,000 PRN   DFND   20,000,000 0 0
YAHOO INC NOTE 12/0 984332AF3 22,684 20,000,000 PRN   DFND   20,000,000 0 0
WEBMD HEALTH CORP NOTE 2.500% 1/3 94770VAF9 20,930 20,140,000 PRN   DFND   20,140,000 0 0