The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 11,196 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | 6,220 | 500,000 | SH | Call | DFND | 1 | 500,000 | 0 | 0 |
| ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 20,253 | 1,158,000 | SH | DFND | 1 | 1,158,000 | 0 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 9,717 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | 12,167 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 8,201 | 5,900,000 | SH | DFND | 1 | 5,900,000 | 0 | 0 | |
| ALPHATEC HOLDINGS INC | COM NEW | 02081G201 | 992 | 536,414 | SH | DFND | 1 | 536,414 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 18,354 | 5,700,000 | SH | DFND | 1 | 5,700,000 | 0 | 0 | |
| AVADEL PHARMACEUTICALS PLC | SPONSORED ADR | 05337M104 | 12,685 | 1,150,000 | SH | DFND | 1 | 1,150,000 | 0 | 0 | |
| AVEO PHARMACEUTICALS INC | COM | 053588109 | 3,552 | 1,600,000 | SH | DFND | 1 | 1,600,000 | 0 | 0 | |
| AVEXIS INC | COM | 05366U100 | 2,958 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
| AVIRAGEN THERAPEUTICS INC | COM | 053761102 | 752 | 1,122,829 | SH | DFND | 1 | 1,122,829 | 0 | 0 | |
| BED BATH & BEYOND INC | COM | 075896100 | 10,701 | 352,000 | SH | DFND | 1 | 352,000 | 0 | 0 | |
| BEST BUY INC | COM | 086516101 | 11,466 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| BJS RESTAURANTS INC | COM | 09180C106 | 4,023 | 108,000 | SH | DFND | 1 | 108,000 | 0 | 0 | |
| BLUEBIRD BIO INC | COM | 09609G100 | 2,941 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
| BURLINGTON STORES INC | COM | 122017106 | 3,312 | 36,000 | SH | DFND | 1 | 36,000 | 0 | 0 | |
| CAMPBELL SOUP CO | COM | 134429109 | 25,032 | 480,000 | SH | Call | DFND | 1 | 480,000 | 0 | 0 |
| CARTER INC | COM | 146229109 | 6,938 | 78,000 | SH | DFND | 1 | 78,000 | 0 | 0 | |
| CERECOR INC | COM | 15671L109 | 1,939 | 3,384,224 | SH | DFND | 1 | 3,384,224 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 27,304 | 400,000 | SH | Call | DFND | 1 | 400,000 | 0 | 0 |
| DEPOMED INC | COM | 249908104 | 26,120 | 2,432,000 | SH | DFND | 1 | 2,432,000 | 0 | 0 | |
| DOLLAR GEN CORP NEW | COM | 256677105 | 10,093 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
| DYNATRONICS CORP | COM NEW | 268157401 | 1,400 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | 9,695 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 9,499 | 264,000 | SH | DFND | 1 | 264,000 | 0 | 0 | |
| ENERGIZER HLDGS INC NEW | COM | 29272W109 | 16,807 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| EYEGATE PHARMACEUTICALS INC | COM | 30233M107 | 2,214 | 1,616,000 | SH | DFND | 1 | 1,616,000 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 22,111 | 1,332,000 | SH | DFND | 1 | 1,332,000 | 0 | 0 | |
| FTD COS INC | COM | 30281V108 | 10,560 | 528,000 | SH | DFND | 1 | 528,000 | 0 | 0 | |
| GANNETT CO INC | COM | 36473H104 | 13,394 | 1,536,000 | SH | DFND | 1 | 1,536,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 26,087 | 672,000 | SH | DFND | 1 | 672,000 | 0 | 0 | |
| HANESBRANDS INC | COM | 410345102 | 13,896 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 9,733 | 820,000 | SH | DFND | 1 | 820,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 10,350 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| J JILL INC | COM | 46620W102 | 1,622 | 132,000 | SH | DFND | 1 | 132,000 | 0 | 0 | |
| LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 11,485 | 468,000 | SH | DFND | 1 | 468,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 4,585 | 282,000 | SH | DFND | 1 | 282,000 | 0 | 0 | |
| MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | 13,858 | 820,000 | SH | DFND | 1 | 820,000 | 0 | 0 | |
| NOMAD FOODS LTD | USD ORD SHS | G6564A105 | 20,544 | 1,456,000 | SH | DFND | 1 | 1,456,000 | 0 | 0 | |
| NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 17,094 | 1,852,000 | SH | DFND | 1 | 1,852,000 | 0 | 0 | |
| NUTRI SYS INC NEW | COM | 67069D108 | 5,205 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| OPHTHOTECH CORP | COM | 683745103 | 6,144 | 2,400,000 | SH | DFND | 1 | 2,400,000 | 0 | 0 | |
| OVERSTOCK COM INC DEL | COM | 690370101 | 2,999 | 184,000 | SH | DFND | 1 | 184,000 | 0 | 0 | |
| PENNEY J C INC | COM | 708160106 | 8,370 | 1,800,000 | SH | DFND | 1 | 1,800,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DBCV 4.250% 4/0 | 71426VAK4 | 7,053 | 22,760,000 | PRN | DFND | 1 | 22,760,000 | 0 | 0 | |
| PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 14,938 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
| POLARIS INDS INC | COM | 731068102 | 19,922 | 216,000 | SH | DFND | 1 | 216,000 | 0 | 0 | |
| PREMIER INC | CL A | 74051N102 | 6,552 | 182,000 | SH | DFND | 1 | 182,000 | 0 | 0 | |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | 21,610 | 44,000 | SH | DFND | 1 | 44,000 | 0 | 0 | |
| SEAWORLD ENTMT INC | COM | 81282V100 | 16,270 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| SMART & FINAL STORES INC | COM | 83190B101 | 3,312 | 364,000 | SH | DFND | 1 | 364,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 135,408 | 560,000 | SH | Put | DFND | 1 | 560,000 | 0 | 0 |
| STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 12,098 | 1,692,000 | SH | DFND | 1 | 1,692,000 | 0 | 0 | |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 8,900 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 1,674 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 18,687 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
| TYSON FOODS INC | CL A | 902494103 | 10,021 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 33,643 | 2,064,000 | SH | DFND | 1 | 2,064,000 | 0 | 0 | |