The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 158 | 31,500 | SH | SOLE | N/A | 31,500 | 0 | 0 | |
ACLARIS THERAPEUTICS INC | COM | 00461U105 | 1,781 | 65,680 | SH | SOLE | N/A | 65,680 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 4,609 | 263,515 | SH | SOLE | N/A | 263,515 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 1,872 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 876 | 500,000 | SH | SOLE | N/A | 500,000 | 0 | 0 | |
AEHR TEST SYSTEMS | COM | 00760J108 | 182 | 48,580 | SH | SOLE | N/A | 48,580 | 0 | 0 | |
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 3,256 | 61,959 | SH | SOLE | N/A | 61,959 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 6,481 | 46,000 | SH | SOLE | N/A | 46,000 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 2,324 | 2,500 | SH | SOLE | N/A | 2,500 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 2,541 | 2,625 | SH | SOLE | N/A | 2,625 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,440 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 28,804 | 200,000 | SH | Call | SOLE | N/A | 200,000 | 0 | 0 |
AXOGEN INC | COM | 05463X106 | 4,947 | 295,351 | SH | SOLE | N/A | 295,351 | 0 | 0 | |
AXON ENTERPRISE INC | COM | 05464C101 | 1,508 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
AXT INC | COM | 00246W103 | 298 | 47,000 | SH | SOLE | N/A | 47,000 | 0 | 0 | |
BAIDU INC | SPON ADR REP A | 056752108 | 358 | 2,000 | SH | SOLE | N/A | 2,000 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 2,365 | 97,500 | SH | SOLE | N/A | 97,500 | 0 | 0 | |
BAOZUN INC | SPONSORED ADR | 06684L103 | 333 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
BARCLAYS BK PLC | IPATH S&P500 VIX | 06740Q252 | 319 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
BIOTELEMETRY INC | COM | 090672106 | 1,960 | 58,600 | SH | SOLE | N/A | 58,600 | 0 | 0 | |
BIOTIME INC | COM | 09066L105 | 140 | 44,550 | SH | SOLE | N/A | 44,550 | 0 | 0 | |
BRIGHT SCHOLAR ED HLDGS LTD | SPONSORED ADS | 109199109 | 1,726 | 145,000 | SH | SOLE | N/A | 145,000 | 0 | 0 | |
CANADA GOOSE HOLDINGS INC | SHS SUB VTG | 135086106 | 395 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
CAPRICOR THERAPEUTICS INC | COM | 14070B101 | 28 | 33,750 | SH | SOLE | N/A | 33,750 | 0 | 0 | |
CEVA INC | COM | 157210105 | 227 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
CHART INDS INC | COM PAR $0.01 | 16115Q308 | 2,431 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
CHINA ONLINE ED GROUP | SPONSORED ADR | 16954L105 | 305 | 19,050 | SH | SOLE | N/A | 19,050 | 0 | 0 | |
CHINA RAPID FIN LTD | SPONSORED ADR | 16953Q105 | 471 | 82,415 | SH | SOLE | N/A | 82,415 | 0 | 0 | |
CIGNA CORPORATION | COM | 125509109 | 1,172 | 7,000 | SH | SOLE | N/A | 7,000 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 3,745 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | 1,132 | 82,900 | SH | SOLE | N/A | 82,900 | 0 | 0 | |
DERMIRA INC | COM | 24983L104 | 1,108 | 38,033 | SH | SOLE | N/A | 38,033 | 0 | 0 | |
DINEEQUITY INC | COM | 254423106 | 1,322 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
DYCOM INDS INC | COM | 267475101 | 3,581 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
EMCORE CORP | COM NEW | 290846203 | 1,342 | 126,000 | SH | SOLE | N/A | 126,000 | 0 | 0 | |
ENTELLUS MED INC | COM | 29363K105 | 899 | 54,300 | SH | SOLE | N/A | 54,300 | 0 | 0 | |
EVERBRIDGE INC | COM | 29978A104 | 2,620 | 107,550 | SH | SOLE | N/A | 107,550 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 4,771 | 31,600 | SH | SOLE | N/A | 31,600 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 903 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
FLEX PHARMA INC | COM | 33938A105 | 157 | 40,700 | SH | SOLE | N/A | 40,700 | 0 | 0 | |
GLOBAL EAGLE ENTMT INC | NOTE 2.750% 2/1 | 37951DAB8 | 329 | 500,000 | SH | SOLE | N/A | 500,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 668 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
GOOD TIMES RESTAURANTS INC | COM PAR $.001NEW | 382140879 | 969 | 273,050 | SH | SOLE | N/A | 273,050 | 0 | 0 | |
HABIT RESTAURANTS INC | COM CL A | 40449J103 | 1,580 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
HARMONY MERGER CORP | COM | 413247107 | 3,130 | 303,000 | SH | SOLE | N/A | 303,000 | 0 | 0 | |
HEALTH INS INNOVATIONS INC | COM CL A | 42225K106 | 2,066 | 87,900 | SH | SOLE | N/A | 87,900 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 5,822 | 710,000 | SH | SOLE | N/A | 710,000 | 0 | 0 | |
Himax Technologies, Inc. (ADR) | SPONSORED ADR | 43289P106 | 6,056 | 738,500 | SH | Call | SOLE | N/A | 738,500 | 0 | 0 |
HOSTESS BRANDS INC | CL A | 44109J106 | 1,610 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
HUDSON TECHNOLOGIES INC | COM | 444144109 | 1,690 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 1,203 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
INCYTE CORP | COM | 45337C102 | 1,574 | 12,500 | SH | SOLE | N/A | 12,500 | 0 | 0 | |
iShares Russell 2000 Index (ETF) | RUSSELL 2000 ETF | 464287655 | 52,845 | 375,000 | SH | Put | SOLE | N/A | 375,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,588 | 40,000 | SH | Put | SOLE | N/A | 40,000 | 0 | 0 |
JD COM INC | SPON ADR CL A | 47215P106 | 1,098 | 28,000 | SH | SOLE | N/A | 28,000 | 0 | 0 | |
JDS UNIPHASE CORP | DBCV 0.625% 8/1 | 46612JAF8 | 3,990 | 3,600,000 | SH | SOLE | N/A | 3,600,000 | 0 | 0 | |
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 208 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 3,199 | 35,000 | SH | SOLE | N/A | 35,000 | 0 | 0 | |
LUMENTUM HLDGS INC | COM | 55024U109 | 4,866 | 85,300 | SH | SOLE | N/A | 85,300 | 0 | 0 | |
MACOM TECH SOLUTIONS HLDGS I | COM | 55405Y100 | 6,994 | 125,400 | SH | SOLE | N/A | 125,400 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 400 | 40,781 | SH | SOLE | N/A | 40,781 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 1,050 | 766,448 | SH | SOLE | N/A | 766,448 | 0 | 0 | |
MINDBODY INC | COM CL A | 60255W105 | 2,891 | 106,300 | SH | SOLE | N/A | 106,300 | 0 | 0 | |
NEOPHOTONICS CORP | COM | 64051T100 | 3,252 | 421,304 | SH | SOLE | N/A | 421,304 | 0 | 0 | |
NETEASE INC | SPONSORED ADR | 64110W102 | 2,435 | 8,100 | SH | SOLE | N/A | 8,100 | 0 | 0 | |
NEVRO CORP | COM | 64157F103 | 2,382 | 32,000 | SH | SOLE | N/A | 32,000 | 0 | 0 | |
NORD ANGLIA EDUCATION INC | SHS | G6583A102 | 2,280 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | COM | 67020Y100 | 435 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
NVIDIA CORP | COM | 67066G104 | 1,142 | 7,900 | SH | SOLE | N/A | 7,900 | 0 | 0 | |
ORBCOMM INC | COM | 68555P100 | 565 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 636 | 26,400 | SH | SOLE | N/A | 26,400 | 0 | 0 | |
PHOENIX NEW MEDIA LTD | SPONSORED ADS | 71910C103 | 254 | 96,691 | SH | SOLE | N/A | 96,691 | 0 | 0 | |
POWER INTEGRATIONS INC | COM | 739276103 | 437 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
PowerShares QQQ Trust, Series 1 (ETF) | UNIT SER 1 | 73935A104 | 55,056 | 400,000 | SH | Call | SOLE | N/A | 400,000 | 0 | 0 |
PowerShares QQQ Trust, Series 1 (ETF) | UNIT SER 1 | 73935A104 | 100,477 | 730,000 | SH | Put | SOLE | N/A | 730,000 | 0 | 0 |
PRIMO WTR CORP | COM | 74165N105 | 635 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
RECRO PHARMA INC | COM | 75629F109 | 267 | 38,000 | SH | SOLE | N/A | 38,000 | 0 | 0 | |
RINGCENTRAL INC | CL A | 76680R206 | 765 | 20,925 | SH | SOLE | N/A | 20,925 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 2,131 | 63,220 | SH | SOLE | N/A | 63,220 | 0 | 0 | |
SCYNEXIS INC | COM | 811292101 | 254 | 141,750 | SH | SOLE | N/A | 141,750 | 0 | 0 | |
SEQUANS COMMUNICATIONS S A | SPONSORED ADS | 817323108 | 760 | 229,700 | SH | SOLE | N/A | 229,700 | 0 | 0 | |
SHAKE SHACK INC | CL A | 819047101 | 1,978 | 56,704 | SH | SOLE | N/A | 56,704 | 0 | 0 | |
SOHU COM INC | COM | 83408W103 | 951 | 21,100 | SH | SOLE | N/A | 21,100 | 0 | 0 | |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 7,254 | 30,000 | SH | Put | SOLE | N/A | 30,000 | 0 | 0 |
STRONGBRIDGE BIOPHARMA PLC | SHS USD | G85347105 | 4,060 | 567,896 | SH | SOLE | N/A | 567,896 | 0 | 0 | |
SUMMIT THERAPEUTICS PLC | SPONS ADS | 86627R102 | 1,334 | 117,113 | SH | SOLE | N/A | 117,113 | 0 | 0 | |
TAL ED GROUP | ADS REPSTG COM | 874080104 | 385 | 3,150 | SH | SOLE | N/A | 3,150 | 0 | 0 | |
TARENA INTL INC | ADR | 876108101 | 1,075 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
TELENAV INC | COM | 879455103 | 891 | 110,000 | SH | SOLE | N/A | 110,000 | 0 | 0 | |
TELLURIAN INC NEW | COM | 87968A104 | 1,892 | 188,648 | SH | SOLE | N/A | 188,648 | 0 | 0 | |
TESARO INC | COM | 881569107 | 1,133 | 8,100 | SH | SOLE | N/A | 8,100 | 0 | 0 | |
TYLER TECHNOLOGIES INC | COM | 902252105 | 993 | 5,650 | SH | SOLE | N/A | 5,650 | 0 | 0 | |
UNIVERSAL DISPLAY CORP | COM | 91347P105 | 546 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
VIAVI SOLUTIONS INC | COM | 925550105 | 1,316 | 125,000 | SH | SOLE | N/A | 125,000 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 406 | 38,527 | SH | SOLE | N/A | 38,527 | 0 | 0 | |
WIX COM LTD | SHS | M98068105 | 1,879 | 27,000 | SH | SOLE | N/A | 27,000 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 638 | 11,000 | SH | SOLE | N/A | 11,000 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 833 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
ZOSANO PHARMA CORP | COM | 98979H103 | 212 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 2,294 | 135,200 | SH | SOLE | N/A | 135,200 | 0 | 0 |