The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AGILE THERAPEUTICS INC | COM | 00847L100 | 11,268 | 3,510,189 | SH | DFND | 3,510,189 | 0 | 0 | ||
| AK STL HLDG CORP | COM | 001547108 | 719 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AUTOLIV INC | COM | 052800109 | 4,090 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
| CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | 392 | 24,600 | SH | SOLE | 24,600 | 0 | 0 | ||
| CHINACACHE INTL HLDG LTD | SPON ADR | 16950M107 | 4,369 | 2,800,492 | SH | DFND | 2,800,492 | 0 | 0 | ||
| CORCEPT THERAPEUTICS INC | COM | 218352102 | 8,225 | 750,423 | SH | DFND | 750,423 | 0 | 0 | ||
| EXCHANGE TRADED CONCEPTS TR | YLD SHS HGH INC | 301505301 | 699 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
| GIGPEAK INC | COM | 37518Q109 | 2,932 | 951,813 | SH | DFND | 951,813 | 0 | 0 | ||
| MARTIN MARIETTA MATLS INC | COM | 573284106 | 1,091 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
| MATTERSIGHT CORP | COM | 577097108 | 9,935 | 2,838,557 | SH | SOLE | 2,838,557 | 0 | 0 | ||
| NASDAQ INC | COM | 631103108 | 1,346,923 | 19,394,142 | SH | SOLE | 19,394,142 | 0 | 0 | ||
| SENSEONICS HLDGS INC | COM | 81727U105 | 712 | 398,025 | SH | DFND | 398,025 | 0 | 0 | ||
| TANGOE INC | COM | 87582Y108 | 7,632 | 1,440,000 | SH | DFND | 1,440,000 | 0 | 0 | ||
| UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,122 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||