The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVISORY BRD CO | COM | 00762W107 | 8,632 | 184,441 | SH | DFND | 1 | 184,441 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 4,739 | 5,345 | SH | DFND | 1 | 5,345 | 0 | 0 | |
BLACKHAWK NETWORK HLDGS INC | COM | 09238E104 | 13,630 | 335,721 | SH | DFND | 1 | 335,721 | 0 | 0 | |
BOTTOMLINE TECH DEL INC | COM | 101388106 | 11,633 | 491,892 | SH | DFND | 1 | 491,892 | 0 | 0 | |
COMMVAULT SYSTEMS INC | COM | 204166102 | 12,731 | 250,614 | SH | DFND | 1 | 250,614 | 0 | 0 | |
CSRA INC | COM | 12650T104 | 17,306 | 590,857 | SH | DFND | 1 | 590,857 | 0 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 1,272 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 6,104 | 120,000 | SH | Call | DFND | 1 | 0 | 0 | 120,000 |
CYBERARK SOFTWARE LTD | SHS | M2682V108 | 7,122 | 140,000 | SH | Put | DFND | 1 | 0 | 0 | 140,000 |
HOUGHTON MIFFLIN HARCOURT CO | COM | 44157R109 | 9,268 | 913,150 | SH | DFND | 1 | 913,150 | 0 | 0 | |
HUBSPOT INC | COM | 443573100 | 9,806 | 161,953 | SH | DFND | 1 | 161,953 | 0 | 0 | |
INSTRUCTURE INC | COM | 45781U103 | 18,699 | 799,117 | SH | DFND | 1 | 799,117 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 11,685 | 177,428 | SH | DFND | 1 | 177,428 | 0 | 0 | |
NEW RELIC INC | COM | 64829B100 | 2,224 | 60,000 | SH | DFND | 1 | 60,000 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 1,700 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PEGASYSTEMS INC | COM | 705573103 | 13,268 | 302,571 | SH | DFND | 1 | 302,571 | 0 | 0 | |
PROOFPOINT INC | COM | 743424103 | 4,141 | 55,688 | SH | DFND | 1 | 55,688 | 0 | 0 | |
PTC INC | COM | 69370C100 | 13,717 | 261,028 | SH | DFND | 1 | 261,028 | 0 | 0 | |
Q2 HLDGS INC | COM | 74736L109 | 2,999 | 86,044 | SH | DFND | 1 | 86,044 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 6,013 | 68,743 | SH | DFND | 1 | 68,743 | 0 | 0 | |
SHORETEL INC | COM | 825211105 | 2,337 | 380,000 | SH | DFND | 1 | 380,000 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 7,244 | 116,300 | SH | Put | DFND | 1 | 0 | 0 | 116,300 |
VERIFONE SYS INC | COM | 92342Y109 | 8,082 | 431,503 | SH | DFND | 1 | 431,503 | 0 | 0 | |
VERIFONE SYS INC | COM | 92342Y109 | 9,254 | 494,100 | SH | Call | DFND | 1 | 0 | 0 | 494,100 |
VERINT SYS INC | COM | 92343X100 | 15,743 | 362,941 | SH | DFND | 1 | 362,941 | 0 | 0 |