The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABEONA THERAPEUTICS INC | COM | 00289Y107 | 224 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 263 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ADOBE SYS INC | COM | 00724F101 | 12,490 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
AETNA INC NEW | COM | 00817Y108 | 638 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
AKORN INC | COM | 009728106 | 12,160 | 505,000 | SH | SOLE | 505,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 208 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 242 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 431 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 14,517 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 4,433 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
AMERICAN SUPERCONDUCTOR CORP | SHS NEW | 030111207 | 1,858 | 270,800 | SH | SOLE | 270,800 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 328 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
APPLIED MATLS INC | COM | 038222105 | 525 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
AQUA METALS INC | COM | 03837J101 | 420 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
AQUAVENTURE HLDGS LTD | SHS | G0443N107 | 256 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 4,182 | 134,300 | SH | Call | SOLE | 134,300 | 0 | 0 | |
ASTRAZENECA PLC | SPONSORED ADR | 046353108 | 4,182 | 134,300 | SH | Put | SOLE | 134,300 | 0 | 0 | |
ATLANTICA YIELD PLC | SHS | G0751N103 | 25,988 | 1,239,900 | SH | SOLE | 1,239,900 | 0 | 0 | ||
ATLANTICA YIELD PLC | SHS | G0751N103 | 10,824 | 516,400 | SH | Call | SOLE | 516,400 | 0 | 0 | |
ATRICURE INC | COM | 04963C209 | 364 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
AUDENTES THERAPEUTICS INC | COM | 05070R104 | 214 | 12,572 | SH | SOLE | 12,572 | 0 | 0 | ||
AVIS BUDGET GROUP | COM | 053774105 | 370 | 12,500 | SH | Put | SOLE | 12,500 | 0 | 0 | |
AXT INC | COM | 00246W103 | 725 | 125,000 | SH | SOLE | 125,000 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 259 | 1,500 | SH | Call | SOLE | 1,500 | 0 | 0 | |
BANK OF NT BUTTERFIELD&SON L | SHS NEW | G0772R208 | 3,670 | 115,000 | SH | SOLE | 115,000 | 0 | 0 | ||
BENEFITFOCUS INC | COM | 08180D106 | 252 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 7,856 | 89,500 | SH | SOLE | 89,500 | 0 | 0 | ||
BIOSCRIP INC | COM | 09069N108 | 8,976 | 5,280,000 | SH | SOLE | 5,280,000 | 0 | 0 | ||
BLUEROCK RESIDENTIAL GRW REI | COM CL A | 09627J102 | 7,940 | 645,000 | SH | SOLE | 645,000 | 0 | 0 | ||
BROADCOM LTD | SHS | Y09827109 | 657 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BUILDERS FIRSTSOURCE INC | COM | 12008R107 | 171 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
BUNGE LIMITED | COM | G16962105 | 793 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
CAMECO CORP | COM | 13321L108 | 277 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 4,877 | 397,500 | SH | SOLE | 397,500 | 0 | 0 | ||
CAPSTONE TURBINE CORP | COM NEW | 14067D409 | 115 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
CARDIOME PHARMA CORP | COM NO PAR | 14159U301 | 120 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CELGENE CORP | COM | 151020104 | 13,438 | 108,000 | SH | SOLE | 108,000 | 0 | 0 | ||
CIT GROUP INC | COM NEW | 125581801 | 5,474 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 7,627 | 127,500 | SH | SOLE | 127,500 | 0 | 0 | ||
CITRIX SYS INC | COM | 177376100 | 417 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
CITY OFFICE REIT INC | COM | 178587101 | 9,113 | 750,000 | SH | SOLE | 750,000 | 0 | 0 | ||
COMPUTER SCIENCES CORP | COM | 205363104 | 483 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
COUPA SOFTWARE INC | COM | 22266L106 | 508 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CREDIT SUISSE GROUP | SPONSORED ADR | 225401108 | 5,936 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 130 | 30,210 | SH | SOLE | 30,210 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 3,266 | 30,000 | SH | Put | SOLE | 30,000 | 0 | 0 | |
DEUTSCHE BANK AG | NAMEN AKT | D18190898 | 1,716 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
EDWARDS LIFESCIENCES CORP | COM | 28176E108 | 235 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 137 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ENTELLUS MED INC | COM | 29363K105 | 138 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 5,492 | 232,500 | SH | SOLE | 232,500 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 532 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 2,686 | 260,000 | SH | SOLE | 260,000 | 0 | 0 | ||
FLOTEK INDS INC DEL | COM | 343389102 | 4,477 | 350,000 | SH | SOLE | 350,000 | 0 | 0 | ||
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 10,661 | 715,000 | SH | SOLE | 715,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 1,336 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 8,490 | 125,000 | SH | Call | SOLE | 125,000 | 0 | 0 | |
GOLAR LNG LTD BERMUDA | SHS | G9456A100 | 10,041 | 359,500 | SH | SOLE | 359,500 | 0 | 0 | ||
GREEN PLAINS INC | COM | 393222104 | 5,940 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 1,937 | 96,387 | SH | SOLE | 96,387 | 0 | 0 | ||
GW PHARMACEUTICALS PLC | ADS | 36197T103 | 484 | 4,001 | SH | SOLE | 4,001 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 32,499 | 1,608,857 | SH | SOLE | 1,608,857 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 7,990 | 460,500 | SH | SOLE | 460,500 | 0 | 0 | ||
HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | 1,735 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 347 | 23,500 | SH | SOLE | 23,500 | 0 | 0 | ||
HOSTESS BRANDS INC | CL A | 44109J106 | 4,721 | 297,500 | SH | SOLE | 297,500 | 0 | 0 | ||
HUDSON TECHNOLOGIES INC | COM | 444144109 | 495 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
I D SYSTEMS INC | COM | 449489103 | 894 | 141,242 | SH | SOLE | 141,242 | 0 | 0 | ||
IMMUNOMEDICS INC | COM | 452907108 | 65 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
IMPINJ INC | COM | 453204109 | 212 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
IMPRIMIS PHARMACEUTICALS INC | COM NEW | 45323A201 | 42 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 468 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 5,395 | 110,500 | SH | SOLE | 110,500 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 3,483 | 20,000 | SH | Call | SOLE | 20,000 | 0 | 0 | |
INTUIT | COM | 461202103 | 348 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 3,789 | 300,000 | SH | Put | SOLE | 300,000 | 0 | 0 | |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 1,173 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 12,336 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 331 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | 1,243 | 75,000 | SH | Call | SOLE | 75,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 631 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
LUMENTUM HLDGS INC | COM | 55024U109 | 7,682 | 144,000 | SH | SOLE | 144,000 | 0 | 0 | ||
MARRONE BIO INNOVATIONS INC | COM | 57165B106 | 1,510 | 774,438 | SH | SOLE | 774,438 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 214 | 14,000 | SH | SOLE | 14,000 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 201 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
METLIFE INC | COM | 59156R108 | 7,923 | 150,000 | SH | Call | SOLE | 150,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 5,722 | 198,000 | SH | SOLE | 198,000 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 1,647 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 235 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NETAPP INC | COM | 64110D104 | 628 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 17,506 | 1,031,000 | SH | SOLE | 1,031,000 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 25,470 | 1,500,000 | SH | Call | SOLE | 1,500,000 | 0 | 0 | |
NRG YIELD INC | CL A NEW | 62942X306 | 8,556 | 492,000 | SH | SOLE | 492,000 | 0 | 0 | ||
NUVECTRA CORP | COM | 67075N108 | 185 | 27,095 | SH | SOLE | 27,095 | 0 | 0 | ||
OUTFRONT MEDIA INC | COM | 69007J106 | 284 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
OUTFRONT MEDIA INC | COM | 69007J106 | 266 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
OXFORD IMMUNOTEC GLOBAL PLC | ORD SHS | G6855A103 | 465 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 308 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 12,191 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 25,746 | 1,279,000 | SH | SOLE | 1,279,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 582 | 17,000 | SH | SOLE | 17,000 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 10,243 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 6,322 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 6,673 | 512,500 | SH | SOLE | 512,500 | 0 | 0 | ||
POTASH CORP SASK INC | COM | 73755L107 | 999 | 58,500 | SH | SOLE | 58,500 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 26,476 | 200,000 | SH | Put | SOLE | 200,000 | 0 | 0 | |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 989 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
PROGENICS PHARMACEUTICALS IN | COM | 743187106 | 3,573 | 378,500 | SH | SOLE | 378,500 | 0 | 0 | ||
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 235 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
PTC INC | COM | 69370C100 | 263 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
PURE STORAGE INC | CL A | 74624M102 | 442 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
RED HAT INC | COM | 756577102 | 433 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
RINGCENTRAL INC | CL A | 76680R206 | 849 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SANTANDER CONSUMER USA HDG I | COM | 80283M101 | 5,328 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SEMTECH CORP | COM | 816850101 | 406 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
SERVICENOW INC | COM | 81762P102 | 5,467 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 16,726 | 96,000 | SH | SOLE | 96,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 17,424 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 4,290 | 380,000 | SH | SOLE | 380,000 | 0 | 0 | ||
SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | 2,320 | 67,500 | SH | SOLE | 67,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 5,894 | 25,000 | SH | Put | SOLE | 25,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 15,220 | 219,500 | SH | SOLE | 219,500 | 0 | 0 | ||
STMICROELECTRONICS N V | NY REGISTRY | 861012102 | 5,875 | 380,000 | SH | SOLE | 380,000 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 2,074 | 83,930 | SH | SOLE | 83,930 | 0 | 0 | ||
SUNOPTA INC | COM | 8676EP108 | 24,870 | 3,578,425 | SH | SOLE | 3,578,425 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 2,256 | 417,700 | SH | SOLE | 417,700 | 0 | 0 | ||
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 593 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TELIGENT INC NEW | COM | 87960W104 | 195 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TESLA INC | COM | 88160R101 | 2,783 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 63 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 481 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 1,605 | 50,000 | SH | Call | SOLE | 50,000 | 0 | 0 | |
TIVITY HEALTH INC | COM | 88870R102 | 6,984 | 240,000 | SH | SOLE | 240,000 | 0 | 0 | ||
TWITTER INC | COM | 90184L102 | 150 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 8,638 | 180,000 | SH | SOLE | 180,000 | 0 | 0 | ||
UNDER ARMOUR INC | CL A | 904311107 | 495 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 183 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 656 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
VERTEX ENERGY INC | COM | 92534K107 | 2,277 | 1,799,682 | SH | SOLE | 1,799,682 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 765 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
VIVINT SOLAR INC | COM | 92854Q106 | 3,103 | 1,108,100 | SH | SOLE | 1,108,100 | 0 | 0 | ||
VONAGE HLDGS CORP | COM | 92886T201 | 3,634 | 575,000 | SH | SOLE | 575,000 | 0 | 0 | ||
WESTERN DIGITAL CORP | COM | 958102105 | 578 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
WEYERHAEUSER CO | COM | 962166104 | 1,529 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 3,417 | 1,975,000 | SH | SOLE | 1,975,000 | 0 | 0 | ||
XILINX INC | COM | 983919101 | 3,965 | 68,500 | SH | SOLE | 68,500 | 0 | 0 | ||
ZAYO GROUP HLDGS INC | COM | 98919V105 | 526 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 6,589 | 235,000 | SH | SOLE | 235,000 | 0 | 0 | ||
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 549 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 217 | 20,000 | SH | SOLE | 20,000 | 0 | 0 |