The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | 842 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
ADECOAGRO S A | COM | L00849106 | 3,438 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 25,228 | 347,154 | SH | DFND | 1 | 347,154 | 0 | 0 | |
ADIENT PLC | ORD SHS | G0084W101 | 10,901 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
ADVERUM BIOTECHNOLOGIES INC | COM | 00773U108 | 945 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 18,397 | 77,000 | SH | DFND | 1 | 77,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 13,838 | 270,000 | SH | DFND | 1 | 270,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 890 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 4,868 | 383,000 | SH | Call | DFND | 1 | 383,000 | 0 | 0 |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 3,687 | 290,100 | SH | Put | DFND | 1 | 290,100 | 0 | 0 |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 1,941 | 3,290,000 | SH | DFND | 1 | 3,290,000 | 0 | 0 | |
BANC OF CALIFORNIA INC | COM | 05990K106 | 8,913 | 430,600 | SH | DFND | 1 | 430,600 | 0 | 0 | |
BROOKDALE SR LIVING INC | COM | 112463104 | 1,410 | 105,000 | SH | DFND | 1 | 105,000 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 9,446 | 109,000 | SH | DFND | 1 | 109,000 | 0 | 0 | |
CAPITOL ACQUISITION CORP III | *W EXP 10/19/202 | 14055M114 | 950 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 18,095 | 470,000 | SH | DFND | 1 | 470,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 5,369 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
CHIMERIX INC | COM | 16934W106 | 1,021 | 160,000 | SH | DFND | 1 | 160,000 | 0 | 0 | |
CIMPRESS N V | SHS EURO | N20146101 | 1,207 | 14,000 | SH | DFND | 1 | 14,000 | 0 | 0 | |
COLGATE PALMOLIVE CO | COM | 194162103 | 3,660 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 20,973 | 1,045,000 | SH | DFND | 1 | 1,045,000 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 2,720 | 800,000 | SH | DFND | 1 | 800,000 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 119 | 212,800 | SH | DFND | 1 | 212,800 | 0 | 0 | |
DURECT CORP | COM | 266605104 | 2,336 | 2,225,000 | SH | DFND | 1 | 2,225,000 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 8,508 | 149,397 | SH | DFND | 1 | 149,397 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 600 | 1,333,325 | SH | DFND | 1 | 1,333,325 | 0 | 0 | |
ENERGY RECOVERY INC | COM | 29270J100 | 2,080 | 250,000 | SH | DFND | 1 | 250,000 | 0 | 0 | |
ENOVA INTL INC | COM | 29357K103 | 14,108 | 950,000 | SH | DFND | 1 | 950,000 | 0 | 0 | |
ETSY INC | COM | 29786A106 | 6,955 | 654,300 | SH | DFND | 1 | 654,300 | 0 | 0 | |
FATE THERAPEUTICS INC | COM | 31189P102 | 2,139 | 470,000 | SH | DFND | 1 | 470,000 | 0 | 0 | |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 10,751 | 1,352,300 | SH | DFND | 1 | 1,352,300 | 0 | 0 | |
FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 5,250 | 15,000,000 | PRN | DFND | 1 | 15,000,000 | 0 | 0 | |
GALMED PHARMACEUTICALS INC | SHS | M47238106 | 2,445 | 500,000 | SH | DFND | 1 | 500,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 16,080 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
HERBALIFE LTD | COM USD SHS | G4412G101 | 11,628 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 4,735 | 1,679,000 | SH | DFND | 1 | 1,679,000 | 0 | 0 | |
IFRESH INC | COM | 449538107 | 67 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 5,338 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | |
INSPIRED ENTMT INC | *W EXP 10/20/202 | 45782N116 | 978 | 1,311,448 | SH | DFND | 1 | 1,311,448 | 0 | 0 | |
INSPIRED ENTMT INC | COM | 45782N108 | 5,039 | 483,358 | SH | DFND | 1 | 483,358 | 0 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 11,397 | 465,000 | SH | DFND | 1 | 465,000 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 3,746 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 5,117 | 100,000 | SH | Call | DFND | 1 | 100,000 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 1,104 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
ISHARES | MSCI STH AFR ETF | 464286780 | 121 | 2,200 | SH | Call | DFND | 1 | 2,200 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 5,519 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 3,094 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
ISHARES | MSCI STH KOR ETF | 464286772 | 45,474 | 735,000 | SH | Put | DFND | 1 | 735,000 | 0 | 0 |
ISHARES | MSCI TURKEY ETF | 464286715 | 251 | 7,000 | SH | DFND | 1 | 7,000 | 0 | 0 | |
ISHARES INC | MSCI TAIWAN ETF | 46434G772 | 2,991 | 90,000 | SH | DFND | 1 | 90,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,155 | 30,000 | SH | DFND | 1 | 30,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 5,774 | 150,000 | SH | Call | DFND | 1 | 150,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 50,419 | 1,280,000 | SH | DFND | 1 | 1,280,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 23,989 | 609,000 | SH | Put | DFND | 1 | 609,000 | 0 | 0 |
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 4,780 | 148,000 | SH | DFND | 1 | 148,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,757 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
KKR & CO L P DEL | COM UNITS | 48248M102 | 25,316 | 1,388,700 | SH | DFND | 1 | 1,388,700 | 0 | 0 | |
LENDINGCLUB CORP | COM | 52603A109 | 3,843 | 700,000 | SH | Put | DFND | 1 | 700,000 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 10,982 | 380,000 | SH | DFND | 1 | 380,000 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 2,154 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
NEW SR INVT GROUP INC | COM | 648691103 | 5,806 | 569,200 | SH | DFND | 1 | 569,200 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 612 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
ON DECK CAP INC | COM | 682163100 | 6,300 | 1,250,000 | SH | DFND | 1 | 1,250,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 4,461 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
PAN AMERICAN SILVER CORP | COM | 697900108 | 1,752 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 5,593 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 2,550 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
RPX CORP | COM | 74972G103 | 9,000 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 18,996 | 11,512,500 | SH | Put | DFND | 1 | 11,512,500 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 19,103 | 350,000 | SH | Put | DFND | 1 | 350,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | 5,592 | 80,000 | SH | Put | DFND | 1 | 80,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 10,262 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 10,824 | 2,782,500 | SH | DFND | 1 | 2,782,500 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 11,812 | 2,000,000 | PRN | DFND | 1 | 2,000,000 | 0 | 0 | |
UNIQURE NV | SHS | N90064101 | 5,433 | 940,000 | SH | DFND | 1 | 940,000 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 1,344 | 65,000 | SH | DFND | 1 | 65,000 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 4,134 | 200,000 | SH | Call | DFND | 1 | 200,000 | 0 | 0 |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 4,134 | 200,000 | SH | Put | DFND | 1 | 200,000 | 0 | 0 |
WESTERN UN CO | COM | 959802109 | 2,035 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 1,689 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 19,304 | 800,000 | SH | Put | DFND | 1 | 800,000 | 0 | 0 |
WMIH CORP | COM | 92936P100 | 1,088 | 750,000 | SH | DFND | 1 | 750,000 | 0 | 0 | |
WORLD ACCEP CORP DEL | COM | 981419104 | 5,178 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 952 | 622,434 | SH | DFND | 1 | 622,434 | 0 | 0 | |
XENIA HOTELS & RESORTS INC | COM | 984017103 | 15,790 | 925,000 | SH | DFND | 1 | 925,000 | 0 | 0 | |
ZAFGEN INC | COM | 98885E103 | 2,999 | 643,484 | SH | DFND | 1 | 643,484 | 0 | 0 |