The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 14,550 | 1,000,000 | SH | Put | DFND | 1 | 1,000,000 | 0 | 0 |
AGROFRESH SOLUTIONS | COM | 00856G109 | 757 | 173,119 | SH | SOLE | 173,119 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 4,234 | 968,791 | SH | DFND | 1 | 968,791 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC | NOTE 4.750% 7/0 | 01741RAG7 | 11,100 | 7,500,000 | PRN | DFND | 1 | 7,500,000 | 0 | 0 | |
ALLEGHENY TECHNOLOGIES INC | COM | 01741R102 | 6,106 | 340,000 | SH | DFND | 1 | 340,000 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 4,886 | 185,500 | SH | SOLE | 185,500 | 0 | 0 | ||
ARCONIC INC | COM | 03965L100 | 20,598 | 782,000 | SH | DFND | 1 | 782,000 | 0 | 0 | |
ASCENT CAP GROUP INC | NOTE 4.000% 7/1 | 043632AA6 | 782 | 1,035,000 | PRN | SOLE | 1,035,000 | 0 | 0 | ||
ASCENT CAP GROUP INC | NOTE 4.000% 7/1 | 043632AA6 | 3,155 | 4,175,000 | PRN | DFND | 1 | 4,175,000 | 0 | 0 | |
ASCENT CAP GROUP INC | COM SER A | 043632108 | 608 | 43,000 | SH | SOLE | 43,000 | 0 | 0 | ||
ASCENT CAP GROUP INC | COM SER A | 043632108 | 8,337 | 590,000 | SH | DFND | 1 | 590,000 | 0 | 0 | |
BON-TON STORES INC | COM | 09776J101 | 1,108 | 1,318,356 | SH | DFND | 1 | 1,318,356 | 0 | 0 | |
BON-TON STORES INC | COM | 09776J101 | 340 | 405,000 | SH | SOLE | 405,000 | 0 | 0 | ||
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 7,971 | 530,000 | SH | SOLE | 530,000 | 0 | 0 | ||
CALIFORNIA RES CORP | COM NEW | 13057Q206 | 2,256 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
CENVEO INC | COM NEW | 15670S402 | 2,410 | 480,000 | SH | DFND | 1 | 480,000 | 0 | 0 | |
CHENIERE ENERGY INC | COM NEW | 16411R208 | 10,021 | 212,000 | SH | SOLE | 212,000 | 0 | 0 | ||
CONSOL ENERGY INC | COM | 20854P109 | 9,430 | 562,000 | SH | SOLE | 562,000 | 0 | 0 | ||
CSRA INC | COM | 12650T104 | 8,201 | 280,000 | SH | DFND | 1 | 280,000 | 0 | 0 | |
DEERE & CO | COM | 244199105 | 15,240 | 140,000 | SH | Call | DFND | 1 | 140,000 | 0 | 0 |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 3,460 | 54,000 | SH | SOLE | 54,000 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 8,038 | 1,022,594 | SH | SOLE | 1,022,594 | 0 | 0 | ||
DYNEGY INC NEW DEL | COM | 26817R108 | 4,402 | 560,000 | SH | DFND | 1 | 560,000 | 0 | 0 | |
DYNEGY INC NEW DEL | *W EXP 02/02/202 ADDED | 26817R157 | 2 | 39,611 | SH | SOLE | 39,611 | 0 | 0 | ||
FERRO CORP | COM | 315405100 | 17,245 | 1,135,276 | SH | DFND | 1 | 1,135,276 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 1,440 | 40,000 | SH | Put | SOLE | 40,000 | 0 | 0 | |
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 20,160 | 560,000 | SH | Put | DFND | 1 | 560,000 | 0 | 0 |
GRAY TELEVISION INC | COM | 389375106 | 6,163 | 425,000 | SH | DFND | 1 | 425,000 | 0 | 0 | |
HALCON RES CORP | COM PAR NEW | 40537Q605 | 4,331 | 562,500 | SH | SOLE | 562,500 | 0 | 0 | ||
ISHARES TR | IBOXX HI YD ETF | 464288513 | 8,778 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 123,828 | 900,700 | SH | Put | SOLE | 900,700 | 0 | 0 | |
KINDRED HEALTHCARE INC | COM | 494580103 | 985 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
KINDRED HEALTHCARE INC | COM | 494580103 | 1,133 | 135,722 | SH | DFND | 1 | 135,722 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 29,400 | 47,412,000 | PRN | SOLE | 47,412,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 4.000%11/1 | 530715AG6 | 5,469 | 8,820,000 | PRN | DFND | 2 | 8,820,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 51,835 | 85,325,000 | PRN | SOLE | 85,325,000 | 0 | 0 | ||
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 9,249 | 15,225,000 | PRN | DFND | 1 | 15,225,000 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.750% 2/1 | 530715AL5 | 10,771 | 17,730,000 | PRN | DFND | 2 | 17,730,000 | 0 | 0 | |
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 29,892 | 3,130,000 | SH | DFND | 1 | 3,130,000 | 0 | 0 | |
NRG ENERGY INC | COM NEW | 629377508 | 1,216 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
NRG ENERGY INC | COM NEW | 629377508 | 13,745 | 735,000 | SH | DFND | 1 | 735,000 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 9,820 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
OCWEN FINL CORP | COM NEW | 675746309 | 10,065 | 1,840,000 | SH | DFND | 1 | 1,840,000 | 0 | 0 | |
ORION ENGINEERED CARBONS S A | COM | L72967109 | 11,070 | 540,000 | SH | DFND | 1 | 540,000 | 0 | 0 | |
PARKER DRILLING CO | COM | 701081101 | 9,977 | 5,701,250 | SH | SOLE | 5,701,250 | 0 | 0 | ||
PARKER DRILLING CO | COM | 701081101 | 4,200 | 2,400,000 | SH | DFND | 1 | 2,400,000 | 0 | 0 | |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 10,248 | 525,000 | SH | DFND | 1 | 525,000 | 0 | 0 | |
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 13,671 | 1,050,000 | SH | DFND | 1 | 1,050,000 | 0 | 0 | |
RADIO ONE INC | CL D NON VTG | 75040P405 | 11,090 | 3,360,721 | SH | DFND | 1 | 3,360,721 | 0 | 0 | |
RANGE RES CORP | COM | 75281A109 | 10,738 | 369,000 | SH | SOLE | 369,000 | 0 | 0 | ||
ROWAN COMPANIES PLC | SHS CL A | G7665A101 | 3,506 | 225,000 | SH | DFND | 1 | 225,000 | 0 | 0 | |
SANCHEZ ENERGY CORP | COM | 79970Y105 | 2,385 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 1,871 | 101,164 | SH | SOLE | 101,164 | 0 | 0 | ||
SANDRIDGE ENERGY INC | COM NEW | 80007P869 | 465 | 25,161 | SH | DFND | 2 | 25,161 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,089 | 2,419,736 | SH | SOLE | 2,419,736 | 0 | 0 | ||
SANOFI | RIGHT 12/31/2020 | 80105N113 | 4,432 | 9,848,889 | SH | DFND | 1 | 9,848,889 | 0 | 0 | |
SCIENTIFIC GAMES CORP | CL A | 80874P109 | 7,095 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
SELECT MED HLDGS CORP | COM | 81619Q105 | 16,421 | 1,230,000 | SH | DFND | 1 | 1,230,000 | 0 | 0 | |
SEMGROUP CORP | CL A | 81663A105 | 10,530 | 292,500 | SH | SOLE | 292,500 | 0 | 0 | ||
SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | 6,075 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 7,741 | 947,500 | SH | SOLE | 947,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 53,395 | 226,500 | SH | Put | SOLE | 226,500 | 0 | 0 | |
SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | 57,096 | 1,525,000 | SH | Put | SOLE | 1,525,000 | 0 | 0 | |
TENET HEALTHCARE CORP | COM NEW | 88033G407 | 14,788 | 835,000 | SH | DFND | 1 | 835,000 | 0 | 0 | |
TRECORA RES | COM | 894648104 | 1,721 | 155,000 | SH | SOLE | 155,000 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 4,333 | 277,746 | SH | SOLE | 277,746 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 607 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 3,695 | 335,000 | SH | DFND | 1 | 335,000 | 0 | 0 |