The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACTUA CORP | COM | 005094107 | 11,486 | 817,515 | SH | SOLE | 817,515 | 0 | 0 | ||
ACTUANT CORP | CL A NEW | 00508X203 | 5,810 | 220,500 | SH | SOLE | 220,500 | 0 | 0 | ||
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 12,039 | 81,200 | SH | SOLE | 81,200 | 0 | 0 | ||
ADVANCED DISP SVCS INC DEL | COM | 00790X101 | 10,443 | 462,100 | SH | SOLE | 462,100 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 9,873 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 78,759 | 730,400 | SH | Put | SOLE | 0 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 20,739 | 25,000 | SH | Call | SOLE | 0 | 0 | 0 | |
ALTERYX INC | COM CL A | 02156B103 | 5,899 | 377,400 | SH | SOLE | 377,400 | 0 | 0 | ||
AMETEK INC NEW | COM | 031100100 | 18,939 | 350,200 | SH | SOLE | 350,200 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | SHS | G0441P104 | 6,054 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | UNIT 99/99/9999 | G0441P112 | 2,160 | 200,000 | SH | SOLE | 200,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | RIGHT 09/01/2017 | G0441P120 | 288 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
ANDINA ACQUISITION CORP II | *W EXP 11/23/202 | G0441P138 | 164 | 563,800 | SH | SOLE | 563,800 | 0 | 0 | ||
ANTHEM INC | NOTE 2.750%10/1 | 94973VBG1 | 34,271 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ARRIS INTL INC | SHS | G0551A103 | 14,312 | 541,100 | SH | SOLE | 541,100 | 0 | 0 | ||
ASHLAND GLOBAL HLDGS INC | COM | 044186104 | 13,638 | 110,154 | SH | SOLE | 110,154 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,285 | 55,000 | SH | Put | SOLE | 0 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 3,961 | 52,100 | SH | Call | SOLE | 0 | 0 | 0 | |
AVISTA HEALTHCARE PUB ACQ CO | CL A | G0726L125 | 10,325 | 1,045,000 | SH | SOLE | 1,045,000 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | UNIT 99/99/9999 | G0726L109 | 9,546 | 925,032 | SH | SOLE | 925,032 | 0 | 0 | ||
AVISTA HEALTHCARE PUB ACQ CO | *W EXP 99/99/999 | G0726L117 | 542 | 1,191,000 | SH | SOLE | 1,191,000 | 0 | 0 | ||
AXAR ACQUISITION CORP | COM | 05455L102 | 3,264 | 332,018 | SH | SOLE | 332,018 | 0 | 0 | ||
AXAR ACQUISITION CORP | *W EXP 12/31/202 | 05455L110 | 46 | 633,524 | SH | SOLE | 633,524 | 0 | 0 | ||
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 6,559 | 702,200 | SH | SOLE | 702,200 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 12,385 | 525,000 | SH | SOLE | 525,000 | 0 | 0 | ||
BANK AMER CORP | *W EXP 01/16/201 | 060505146 | 8,264 | 731,000 | SH | SOLE | 731,000 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 1,022 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | RIGHT 02/13/2017 | 06759V119 | 188 | 610,900 | SH | SOLE | 610,900 | 0 | 0 | ||
BARINGTON HILCO ACQUISITION | *W EXP 02/11/201 | 06759V127 | 100 | 589,000 | SH | SOLE | 589,000 | 0 | 0 | ||
BELLATRIX EXPLORATION LTD | COM | 078314101 | 4,034 | 5,106,000 | SH | SOLE | 5,106,000 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 18,718 | 112,300 | SH | SOLE | 112,300 | 0 | 0 | ||
BIO RAD LABS INC | CL A | 090572207 | 13,195 | 66,195 | SH | SOLE | 66,195 | 0 | 0 | ||
BOULEVARD ACQUISITION | CL A | 10157Q102 | 13,860 | 1,383,262 | SH | SOLE | 1,383,262 | 0 | 0 | ||
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 4,385 | 420,026 | SH | SOLE | 420,026 | 0 | 0 | ||
BOULEVARD ACQUISITION | *W EXP 09/25/202 | 10157Q110 | 1,091 | 1,330,151 | SH | SOLE | 1,330,151 | 0 | 0 | ||
BROADSOFT INC | NOTE 1.000% 9/0 | 11133BAD4 | 11,969 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 4,992 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 4,780 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 1,099 | 20,700 | SH | Put | SOLE | 0 | 0 | 0 | |
CANADIAN NAT RES LTD | COM | 136385101 | 656 | 20,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CAPITOL ACQUISITION CORP III | COM | 14055M106 | 13,888 | 1,316,431 | SH | SOLE | 1,316,431 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | UNIT 99/99/9999 | 14055M205 | 11,358 | 983,763 | SH | SOLE | 983,763 | 0 | 0 | ||
CAPITOL ACQUISITION CORP III | *W EXP 10/19/202 | 14055M114 | 1,532 | 827,900 | SH | SOLE | 827,900 | 0 | 0 | ||
CARDTRONICS INC | NOTE 1.000%12/0 | 14161HAG3 | 5,429 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CARLISLE COS INC | COM | 142339100 | 9,396 | 88,300 | SH | SOLE | 88,300 | 0 | 0 | ||
CARNIVAL PLC | ADR | 14365C103 | 1,737 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CARRIAGE SVCS INC | COM | 143905107 | 2,983 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
CBIZ INC | COM | 124805102 | 11,940 | 881,150 | SH | SOLE | 881,150 | 0 | 0 | ||
CENOVUS ENERGY INC | COM | 15135U109 | 2,444 | 216,300 | SH | Call | SOLE | 0 | 0 | 0 | |
CENTRAL FD CDA LTD | CL A | 153501101 | 35,516 | 2,761,751 | SH | SOLE | 2,761,751 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 354 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CF CORP | UNIT 99/99/9999E | G20307123 | 17,403 | 1,626,470 | SH | SOLE | 1,626,470 | 0 | 0 | ||
CF CORP | SHS CL A | G20307107 | 11,580 | 1,156,872 | SH | SOLE | 1,156,872 | 0 | 0 | ||
CF CORP | *W EXP 05/25/202 | G20307115 | 533 | 389,000 | SH | SOLE | 389,000 | 0 | 0 | ||
CHEMTURA CORP | COM NEW | 163893209 | 3,006 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
CIENA CORP | COM NEW | 171779309 | 12,310 | 521,400 | SH | SOLE | 521,400 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 18,837 | 314,900 | SH | SOLE | 314,900 | 0 | 0 | ||
COACH INC | COM | 189754104 | 22,559 | 545,817 | SH | SOLE | 545,817 | 0 | 0 | ||
COLFAX CORP | COM | 194014106 | 3,357 | 85,505 | SH | SOLE | 85,505 | 0 | 0 | ||
CONVERGYS CORP | SDCV 5.750% 9/1 | 212485AE6 | 19,765 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CONYERS PK ACQUISITION | UNIT 99/99/99991 | 212894208 | 1,355 | 120,799 | SH | SOLE | 120,799 | 0 | 0 | ||
CONYERS PK ACQUISITION | CL A COM | 212894109 | 1,015 | 95,800 | SH | SOLE | 95,800 | 0 | 0 | ||
CONYERS PK ACQUISITION | *W EXP 07/20/202 | 212894117 | 53 | 20,050 | SH | SOLE | 20,050 | 0 | 0 | ||
CRESCENT PT ENERGY CORP | COM | 22576C101 | 216 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
CSRA INC | COM | 12650T104 | 18,579 | 634,323 | SH | SOLE | 634,323 | 0 | 0 | ||
CST BRANDS INC | COM | 12646R105 | 1,924 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.250%10/1 | 22943FAD2 | 26,254 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
CTRIP COM INTL LTD | NOTE 1.990% 7/0 | 22943FAH3 | 11,572 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
DASEKE INC | *W EXP 03/31/202 | 23753F115 | 285 | 255,845 | SH | SOLE | 255,845 | 0 | 0 | ||
DEL TACO RESTAURANTS INC | COM | 245496104 | 7,897 | 595,535 | SH | SOLE | 595,535 | 0 | 0 | ||
DEVRY ED GROUP INC | COM | 251893103 | 13,145 | 370,800 | SH | SOLE | 370,800 | 0 | 0 | ||
DIGI INTL INC | COM | 253798102 | 416 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
DIGIMARC CORP NEW | COM | 25381B101 | 7,578 | 280,675 | SH | SOLE | 280,675 | 0 | 0 | ||
DOLBY LABORATORIES INC | COM | 25659T107 | 13,722 | 261,823 | SH | SOLE | 261,823 | 0 | 0 | ||
DOMINION DIAMOND CORP | COM | 257287102 | 947 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 16,249 | 1,624,910 | SH | SOLE | 1,624,910 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | UNIT 99/99/9999 | G28195108 | 10,671 | 1,011,465 | SH | SOLE | 1,011,465 | 0 | 0 | ||
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 654 | 1,167,632 | SH | SOLE | 1,167,632 | 0 | 0 | ||
DST SYS INC DEL | COM | 233326107 | 13,039 | 106,440 | SH | SOLE | 106,440 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | COM | 27616L102 | 32,672 | 3,280,568 | SH | SOLE | 3,280,568 | 0 | 0 | ||
EASTERLY ACQUISITION CORP | *W EXP 07/29/202 | 27616L110 | 820 | 2,011,436 | SH | SOLE | 2,011,436 | 0 | 0 | ||
EATON CORP PLC | SHS | G29183103 | 22,505 | 303,500 | SH | SOLE | 303,500 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 18,584 | 1,870,539 | SH | SOLE | 1,870,539 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | UNIT 99/99/9999 | G3105C120 | 1,504 | 143,900 | SH | SOLE | 143,900 | 0 | 0 | ||
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 88 | 197,172 | SH | SOLE | 197,172 | 0 | 0 | ||
EVERBANK FINL CORP | COM | 29977G102 | 4,870 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 7,086 | 300,000 | SH | Call | SOLE | 0 | 0 | 0 | |
EXAR CORP | COM | 300645108 | 650 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
EXETER RES CORP | COM | 301835104 | 260 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 3,280 | 40,000 | SH | Call | SOLE | 0 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 17,259 | 121,500 | SH | SOLE | 121,500 | 0 | 0 | ||
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 166 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
FARO TECHNOLOGIES INC | COM | 311642102 | 6,192 | 173,192 | SH | SOLE | 173,192 | 0 | 0 | ||
FEDERATED INVS INC PA | CL B | 314211103 | 15,119 | 574,000 | SH | SOLE | 574,000 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 11,995 | 1,161,173 | SH | SOLE | 1,161,173 | 0 | 0 | ||
FIDELITY NATIONAL FINANCIAL | NOTE 4.250% 8/1 | 31620RAE5 | 164,249 | 75,045,000 | PRN | SOLE | 0 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | COM | 31810G109 | 9,160 | 930,000 | SH | SOLE | 930,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | UNIT 99/99/9999 | 31810G208 | 6,181 | 606,000 | SH | SOLE | 606,000 | 0 | 0 | ||
FINTECH ACQUISITION CORP II | *W EXP 01/19/202 | 31810G117 | 457 | 413,400 | SH | SOLE | 413,400 | 0 | 0 | ||
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 11,288 | 969,800 | SH | SOLE | 969,800 | 0 | 0 | ||
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 5,168 | 650,000 | SH | SOLE | 650,000 | 0 | 0 | ||
GENESEE & WYO INC | CL A | 371559105 | 9,507 | 140,100 | SH | SOLE | 140,100 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | COM | 37954X105 | 9,714 | 971,446 | SH | SOLE | 971,446 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | UNIT 07/01/2020 | 37954X204 | 746 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
GLOBAL PARTNER ACQUISITION C | *W EXP 07/01/202 | 37954X113 | 466 | 1,369,567 | SH | SOLE | 1,369,567 | 0 | 0 | ||
GLOBAL WTR RES INC | COM | 379463102 | 3,790 | 435,618 | SH | SOLE | 435,618 | 0 | 0 | ||
GOLDCORP INC NEW | COM | 380956409 | 365 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
GORES HLDGS II INC | UNIT 99/99/9999 | 382867208 | 6,174 | 600,000 | SH | SOLE | 600,000 | 0 | 0 | ||
GP INVTS ACQUISITION COR | SHS | G40357124 | 32,073 | 3,207,333 | SH | SOLE | 3,207,333 | 0 | 0 | ||
GP INVTS ACQUISITION COR | *W EXP 05/19/202 | G40357108 | 491 | 982,367 | SH | SOLE | 982,367 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | UNIT 99/99/9999 | G4182A110 | 10,612 | 1,028,334 | SH | SOLE | 1,028,334 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | CL A | G4182A102 | 9,037 | 900,000 | SH | SOLE | 900,000 | 0 | 0 | ||
GTY TECHNOLOGY HOLDINGS INC | *W EXP 99/99/999 | G4182A128 | 348 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
HABIT RESTAURANTS INC | COM CL A | 40449J103 | 7,930 | 448,029 | SH | SOLE | 448,029 | 0 | 0 | ||
HARMONIC INC | NOTE 4.000%12/0 | 413160AB8 | 6,261 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
HARMONY MERGER CORP | COM | 413247107 | 14,988 | 1,467,975 | SH | SOLE | 1,467,975 | 0 | 0 | ||
HARMONY MERGER CORP | *W EXP 01/01/202 | 413247123 | 960 | 1,811,500 | SH | SOLE | 1,811,500 | 0 | 0 | ||
HEALTHSTREAM INC | COM | 42222N103 | 7,444 | 307,222 | SH | SOLE | 307,222 | 0 | 0 | ||
HONEYWELL INTL INC | COM | 438516106 | 15,009 | 120,200 | SH | SOLE | 120,200 | 0 | 0 | ||
HUDSON GLOBAL INC | COM | 443787106 | 2,153 | 1,708,765 | SH | SOLE | 1,708,765 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | UNIT 99/99/9999 | Y37828103 | 5,350 | 521,468 | SH | SOLE | 521,468 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | CL A | Y37828111 | 4,278 | 433,500 | SH | SOLE | 433,500 | 0 | 0 | ||
HUNTER MARITIME ACQUISITION | *W EXP 99/99/999 | Y37828129 | 191 | 216,750 | SH | SOLE | 216,750 | 0 | 0 | ||
IFRESH INC | COM | 449538107 | 460 | 34,065 | SH | SOLE | 34,065 | 0 | 0 | ||
INPHI CORP | NOTE 1.125%12/0 | 45772FAB3 | 27,612 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INPHI CORP | COM | 45772F107 | 10,057 | 206,000 | SH | SOLE | 206,000 | 0 | 0 | ||
INSPIRED ENTMT INC | *W EXP 10/20/202 | 45782N116 | 864 | 1,191,201 | SH | SOLE | 1,191,201 | 0 | 0 | ||
INTEL CORP | SDCV 3.250% 8/0 | 458140AF7 | 209,747 | 120,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INTERDIGITAL INC | NOTE 1.500% 3/0 | 458660AD9 | 39,113 | 30,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
INVENSENSE INC | COM | 46123D205 | 5,052 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
IPG PHOTONICS CORP | COM | 44980X109 | 6,373 | 52,800 | SH | SOLE | 52,800 | 0 | 0 | ||
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 18,702 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 240,590 | 1,750,000 | SH | Put | SOLE | 0 | 0 | 0 | |
ISHARES TR | U.S. REAL ES ETF | 464287739 | 12,613 | 160,700 | SH | SOLE | 160,700 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 3,939 | 100,000 | SH | Put | SOLE | 0 | 0 | 0 | |
J2 GLOBAL INC | NOTE 3.250% 6/1 | 48123VAC6 | 27,083 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
JENSYN ACQUISITION CORP | COM | 47632B102 | 4,920 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
JENSYN ACQUISITION CORP | UNIT 99/99/9999 | 47632B201 | 3,243 | 300,000 | SH | SOLE | 300,000 | 0 | 0 | ||
JENSYN ACQUISITION CORP | *W EXP 03/01/202 | 47632B110 | 120 | 480,000 | SH | SOLE | 480,000 | 0 | 0 | ||
JENSYN ACQUISITION CORP | RIGHT 99/99/9999 | 47632B128 | 167 | 452,000 | SH | SOLE | 452,000 | 0 | 0 | ||
JM GLOBAL HLDG CO | COM | 46590H101 | 1,051 | 105,012 | SH | SOLE | 105,012 | 0 | 0 | ||
JM GLOBAL HLDG CO | UNIT 99/99/9999 | 46590H200 | 508 | 48,528 | SH | SOLE | 48,528 | 0 | 0 | ||
JM GLOBAL HLDG CO | *W EXP 07/29/201 | 46590H119 | 37 | 95,000 | SH | SOLE | 95,000 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 8,902 | 383,200 | SH | SOLE | 383,200 | 0 | 0 | ||
KATE SPADE & CO | COM | 485865109 | 4,646 | 200,000 | SH | Call | SOLE | 0 | 0 | 0 | |
KAYNE ANDERSON ACQUISITION | UNIT 06/30/2022 | 48661U201 | 11,022 | 1,100,000 | SH | SOLE | 1,100,000 | 0 | 0 | ||
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 2 | 1,000,000 | SH | SOLE | 1,000,000 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 8,448 | 818,000 | SH | SOLE | 818,000 | 0 | 0 | ||
KLR ENERGY ACQUISITION CORP | *W EXP 09/16/202 | 49877M116 | 577 | 495,425 | SH | SOLE | 495,425 | 0 | 0 | ||
LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | 18,622 | 129,800 | SH | SOLE | 129,800 | 0 | 0 | ||
LAM RESEARCH CORP | NOTE 1.250% 5/1 | 512807AL2 | 79,534 | 37,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
LANDCADIA HLDGS INC | UNIT 12/31/2021T | 51476W206 | 9,244 | 863,885 | SH | SOLE | 863,885 | 0 | 0 | ||
LANDCADIA HLDGS INC | CL A | 51476W107 | 7,350 | 737,187 | SH | SOLE | 737,187 | 0 | 0 | ||
LANDCADIA HLDGS INC | *W EXP 06/01/202 | 51476W115 | 647 | 937,917 | SH | SOLE | 937,917 | 0 | 0 | ||
LAS VEGAS SANDS CORP | COM | 517834107 | 9,690 | 169,800 | SH | SOLE | 169,800 | 0 | 0 | ||
LKQ CORP | COM | 501889208 | 19,532 | 667,300 | SH | SOLE | 667,300 | 0 | 0 | ||
LOWES COS INC | COM | 548661107 | 18,711 | 227,600 | SH | SOLE | 227,600 | 0 | 0 | ||
LUMOS NETWORKS CORP | COM | 550283105 | 1,770 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
M I ACQUISITIONS INC | COM | 55304A104 | 5,141 | 510,500 | SH | SOLE | 510,500 | 0 | 0 | ||
M I ACQUISITIONS INC | UNIT 99/99/9999 | 55304A203 | 1,988 | 194,500 | SH | SOLE | 194,500 | 0 | 0 | ||
M I ACQUISITIONS INC | *W EXP 99/99/999 | 55304A112 | 171 | 510,500 | SH | SOLE | 510,500 | 0 | 0 | ||
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 8,648 | 858,750 | SH | SOLE | 858,750 | 0 | 0 | ||
M III ACQUISITION CORP | COM | 55378T104 | 8,487 | 865,950 | SH | SOLE | 865,950 | 0 | 0 | ||
M III ACQUISITION CORP | *W EXP 10/10/202 | 55378T112 | 282 | 866,550 | SH | SOLE | 866,550 | 0 | 0 | ||
MANITEX INTL INC | COM | 563420108 | 2,030 | 303,057 | SH | SOLE | 303,057 | 0 | 0 | ||
MATLIN & PARTNERS ACQUISITIO | UNIT 05/28/2021A | 57682V205 | 19,038 | 1,900,000 | SH | SOLE | 1,900,000 | 0 | 0 | ||
MATTERSIGHT CORP | COM | 577097108 | 1,359 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 11,135 | 125,000 | SH | Call | SOLE | 0 | 0 | 0 | |
MEAD JOHNSON NUTRITION CO | COM | 582839106 | 3,563 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
MEDICINES CO | NOTE 2.500% 1/1 | 584688AE5 | 26,836 | 17,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 86,115 | 60,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC | COM | 595017104 | 12,602 | 170,800 | SH | SOLE | 170,800 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 2.375% 5/0 | 595112AW3 | 173,882 | 57,500,000 | PRN | SOLE | 0 | 0 | 0 | ||
MICRON TECHNOLOGY INC | NOTE 3.125% 5/0 | 595112AX1 | 44,317 | 15,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MIDCOAST ENERGY PARTNERS L P | COM UT LTD PTN | 59564N103 | 2,012 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | 3,070 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
MOHAWK INDS INC | COM | 608190104 | 15,605 | 68,000 | SH | SOLE | 68,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 12,779 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
MONDELEZ INTL INC | CL A | 609207105 | 11,601 | 269,300 | SH | SOLE | 269,300 | 0 | 0 | ||
MONEYGRAM INTL INC | COM NEW | 60935Y208 | 504 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 13,358 | 118,000 | SH | SOLE | 118,000 | 0 | 0 | ||
MONSANTO CO NEW | COM | 61166W101 | 1,698 | 15,000 | SH | Call | SOLE | 0 | 0 | 0 | |
NORTH AMERN ENERGY PARTNERS | COM | 656844107 | 2,128 | 430,000 | SH | SOLE | 430,000 | 0 | 0 | ||
NOVANTA INC | COM | 67000B104 | 16,976 | 639,400 | SH | SOLE | 639,400 | 0 | 0 | ||
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 54,677 | 40,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | DBCV 1.000%12/0 | 62952QAB6 | 57,868 | 50,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 4,658 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 1,552 | 15,000 | SH | Put | SOLE | 0 | 0 | 0 | |
OCLARO INC | COM NEW | 67555N206 | 13,178 | 1,341,988 | SH | SOLE | 1,341,988 | 0 | 0 | ||
ON ASSIGNMENT INC | COM | 682159108 | 12,710 | 261,900 | SH | SOLE | 261,900 | 0 | 0 | ||
ORIGO ACQUISITION CORP | SHS | G67789126 | 3,449 | 330,000 | SH | SOLE | 330,000 | 0 | 0 | ||
ORIGO ACQUISITION CORP | RIGHT 09/12/2017 | G67789134 | 113 | 600,200 | SH | SOLE | 600,200 | 0 | 0 | ||
ORIGO ACQUISITION CORP | *W EXP 12/17/202 | G67789118 | 41 | 363,450 | SH | SOLE | 363,450 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 5,489 | 530,300 | SH | SOLE | 530,300 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | RIGHT 03/15/2017 | G68588113 | 284 | 668,194 | SH | SOLE | 668,194 | 0 | 0 | ||
PACIFIC SPL ACQUISITION CORP | *W EXP 10/20/202 | G68588121 | 215 | 651,100 | SH | SOLE | 651,100 | 0 | 0 | ||
PANERA BREAD CO | CL A | 69840W108 | 10,187 | 38,900 | SH | SOLE | 38,900 | 0 | 0 | ||
PATTERN ENERGY GROUP INC | NOTE 4.000% 7/1 | 70338PAB6 | 9,956 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 356 | 3,185 | SH | SOLE | 3,185 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | SHS | N70544106 | 7,721 | 735,377 | SH | SOLE | 735,377 | 0 | 0 | ||
PLAYA HOTELS & RESORTS NV | *W EXP 03/10/202 | N70544114 | 167 | 214,732 | SH | SOLE | 214,732 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 92,666 | 700,000 | SH | Put | SOLE | 0 | 0 | 0 | |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 7,943 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 2,375 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | COM | 74874U101 | 19,746 | 1,980,553 | SH | SOLE | 1,980,553 | 0 | 0 | ||
QUINPARIO ACQUISITION CORP 2 | *W EXP 01/01/202 | 74874U119 | 601 | 1,266,157 | SH | SOLE | 1,266,157 | 0 | 0 | ||
REALOGY HLDGS CORP | COM | 75605Y106 | 1,311 | 44,000 | SH | SOLE | 44,000 | 0 | 0 | ||
RED LION HOTELS CORP | COM | 756764106 | 3,069 | 435,351 | SH | SOLE | 435,351 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 3,151 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 3,251 | 765,000 | SH | SOLE | 765,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 1,700 | 400,000 | SH | Put | SOLE | 0 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 1,062 | 250,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SABAN CAP ACQUISITION CORP | UNIT 99/99/9999 | 78516C205 | 2,037 | 192,700 | SH | SOLE | 192,700 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | COM CL A | 78516C106 | 950 | 95,048 | SH | SOLE | 95,048 | 0 | 0 | ||
SABAN CAP ACQUISITION CORP | *W EXP 09/21/202 | 78516C114 | 64 | 48,000 | SH | SOLE | 48,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 15,136 | 295,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 11,865 | 500,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SERVICE CORP INTL | COM | 817565104 | 20,903 | 676,900 | SH | SOLE | 676,900 | 0 | 0 | ||
SILVER RUN ACQUISITION | UNIT 99/99/9999 | 82812A202 | 15,645 | 1,500,000 | SH | SOLE | 1,500,000 | 0 | 0 | ||
SIRIUS XM HLDGS INC | COM | 82968B103 | 154 | 30,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SOUTHWESTERN ENERGY CO | COM | 845467109 | 3,268 | 400,000 | SH | SOLE | 400,000 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 483,267 | 2,050,000 | SH | Put | SOLE | 0 | 0 | 0 | |
SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | 25,067 | 673,300 | SH | SOLE | 673,300 | 0 | 0 | ||
SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | 103,501 | 10,127,258 | SH | SOLE | 10,127,258 | 0 | 0 | ||
SPROTT PHYSICAL PLAT PALLAD | UNIT | 85207Q104 | 3,542 | 457,002 | SH | SOLE | 457,002 | 0 | 0 | ||
SPROTT PHYSICAL SILVER TR | TR UNIT | 85207K107 | 19,585 | 2,838,381 | SH | SOLE | 2,838,381 | 0 | 0 | ||
SPS COMM INC | COM | 78463M107 | 7,545 | 129,000 | SH | SOLE | 129,000 | 0 | 0 | ||
STELLAR ACQUISITION III INC | COM | Y8172W107 | 1,732 | 170,100 | SH | SOLE | 170,100 | 0 | 0 | ||
STELLAR ACQUISITION III INC | UNIT 03/22/2022 | Y8172W123 | 1,570 | 151,000 | SH | SOLE | 151,000 | 0 | 0 | ||
STELLAR ACQUISITION III INC | *W EXP 03/22/202 | Y8172W115 | 78 | 232,100 | SH | SOLE | 232,100 | 0 | 0 | ||
STERIS PLC | SHS USD | G84720104 | 9,506 | 136,849 | SH | SOLE | 136,849 | 0 | 0 | ||
STILLWATER MNG CO | NOTE 1.750%10/1 | 86074QAL6 | 13,276 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
SWIFT TRANSN CO | CL A | 87074U101 | 3,081 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
SYNGENTA AG | SPONSORED ADR | 87160A100 | 3,098 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 18,601 | 121,100 | SH | SOLE | 121,100 | 0 | 0 | ||
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 7,680 | 50,000 | SH | Put | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 4,886 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
TIME WARNER INC | COM NEW | 887317303 | 2,443 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 449 | 4,600 | SH | Put | SOLE | 0 | 0 | 0 | |
TIPTREE INC | CL A | 88822Q103 | 3,166 | 433,700 | SH | SOLE | 433,700 | 0 | 0 | ||
TOTAL SYS SVCS INC | COM | 891906109 | 28,660 | 536,100 | SH | SOLE | 536,100 | 0 | 0 | ||
TRANSALTA CORP | COM | 89346D107 | 22,796 | 3,896,716 | SH | SOLE | 3,896,716 | 0 | 0 | ||
TRANSDIGM GROUP INC | COM | 893641100 | 3,809 | 17,300 | SH | Put | SOLE | 0 | 0 | 0 | |
TTM TECHNOLOGIES INC | NOTE 1.750%12/1 | 87305RAD1 | 35,258 | 20,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 636 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
UNI PIXEL INC | COM NEW | 904572203 | 1,105 | 1,300,000 | SH | SOLE | 1,300,000 | 0 | 0 | ||
UNITED STATES STL CORP NEW | COM | 912909108 | 5,072 | 150,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VCA INC | COM | 918194101 | 3,660 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
VECTOR GROUP LTD | FRNT 1/1 | 92240MAY4 | 14,528 | 10,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VEECO INSTRS INC DEL | NOTE 2.700% 1/1 | 922417AD2 | 5,211 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
VERIFONE SYS INC | COM | 92342Y109 | 9,238 | 493,200 | SH | SOLE | 493,200 | 0 | 0 | ||
VERISIGN INC | SDCV 3.250% 8/1 | 92343EAD4 | 132,911 | 52,092,000 | PRN | SOLE | 0 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,438 | 50,000 | SH | Call | SOLE | 0 | 0 | 0 | |
VIASAT INC | COM | 92552V100 | 18,685 | 292,783 | SH | SOLE | 292,783 | 0 | 0 | ||
VIAVI SOLUTIONS INC | COM | 925550105 | 6,190 | 577,444 | SH | SOLE | 577,444 | 0 | 0 | ||
VIVOPOWER INTERNATIONAL PLC | SHS | G9376R100 | 855 | 189,894 | SH | SOLE | 189,894 | 0 | 0 | ||
WESTAR ENERGY INC | COM | 95709T100 | 2,171 | 40,000 | SH | SOLE | 40,000 | 0 | 0 | ||
WGL HLDGS INC | COM | 92924F106 | 6,190 | 75,000 | SH | SOLE | 75,000 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 5,615 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 6,132 | 5,000,000 | PRN | SOLE | 0 | 0 | 0 | ||
ZELTIQ AESTHETICS INC | COM | 98933Q108 | 1,946 | 35,000 | SH | SOLE | 35,000 | 0 | 0 |