The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 59,171 | 10,778,004 | SH | DFND | 5,18 | 10,778,004 | 0 | 0 | |
AC IMMUNE SA | SHS | H00263105 | 13,857 | 1,337,500 | SH | DFND | 8,17,20 | 1,337,500 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 148,717 | 1,226,630 | SH | DFND | 2,8,11 | 1,226,630 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,827,457 | 35,495,289 | SH | DFND | 1,4,14,15,16 | 35,495,289 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 116,788 | 131,735 | SH | DFND | 1,14,16 | 131,735 | 0 | 0 | |
AMYRIS INC | COM | 03236M101 | 27,469 | 51,828,214 | SH | DFND | 2,8,11 | 51,828,214 | 0 | 0 | |
AMYRIS INC | NOTE 6.500% 5/1 | 03236MAC5 | 6,800 | 10,000,000 | PRN | DFND | 2,8,11 | 10,000,000 | 0 | 0 | |
ANTERO RES CORP | COM | 03674X106 | 222,526 | 9,755,618 | SH | DFND | 6,16 | 9,755,618 | 0 | 0 | |
ATHENE HLDG LTD | CL A | G0684D107 | 115,612 | 2,312,694 | SH | DFND | 4,12,14,16 | 2,312,694 | 0 | 0 | |
BEIGENE LTD | SPONSORED ADR | 07725L102 | 13,912 | 380,000 | SH | DFND | 8,17,20 | 380,000 | 0 | 0 | |
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 304,835 | 3,472,712 | SH | DFND | 2,8,11,17,20 | 3,472,712 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 649 | 10,900 | SH | DFND | 1,14,16 | 10,900 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 260,358 | 5,297,205 | SH | DFND | 4,6,14,16 | 5,297,205 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 77,291 | 1,206,167 | SH | DFND | 4,13,14,16 | 1,206,167 | 0 | 0 | |
EROS INTL PLC | SHS NEW | G3788M114 | 28,380 | 2,755,310 | SH | DFND | 4,13,14,16 | 2,755,310 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 981,051 | 14,444,216 | SH | DFND | 1,8,14,16,17,20 | 14,444,216 | 0 | 0 | |
ICICI BK LTD | ADR | 45104G104 | 21,961 | 2,553,625 | SH | DFND | 2,8 | 2,553,625 | 0 | 0 | |
IHS MARKIT LTD | SHS | G47567105 | 888,220 | 21,173,310 | SH | DFND | 5,18 | 21,173,310 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 47,312 | 277,261 | SH | DFND | 1,14,16 | 277,261 | 0 | 0 | |
INTELLIA THERAPEUTICS INC | COM | 45826J105 | 11,139 | 790,527 | SH | DFND | 6,8,16,17 | 790,527 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 227,307 | 7,306,572 | SH | DFND | 6,16 | 7,306,572 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 20,320 | 915,750 | SH | DFND | 8,17,20 | 915,750 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 3,721,112 | 65,031,667 | SH | DFND | 65,031,667 | 0 | 0 | ||
MARIN SOFTWARE INC | COM | 56804T106 | 4,551 | 2,528,205 | SH | DFND | 4,14,15,16 | 2,528,205 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 30,030 | 267,006 | SH | DFND | 1,14,16 | 267,006 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 1,015 | 243,458 | SH | DFND | 4,14,16 | 243,458 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 231,790 | 5,387,963 | SH | DFND | 4,8,10,14,16 | 5,387,963 | 0 | 0 | |
PORTOLA PHARMACEUTICALS INC | COM | 737010108 | 258,010 | 6,583,568 | SH | DFND | 2,8,11,17,20 | 6,583,568 | 0 | 0 | |
PPG INDS INC | COM | 693506107 | 181,541 | 1,727,645 | SH | DFND | 1,14,16 | 1,727,645 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 48,962 | 126,351 | SH | DFND | 8,17,20 | 126,351 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | 22,809 | 408,543 | SH | DFND | 6,16 | 408,543 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 506 | 282,582 | SH | DFND | 7 | 282,582 | 0 | 0 | |
SNAP INC | CL A | 83304A106 | 6,759 | 300,000 | SH | DFND | 1,14,16 | 300,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 248,016 | 1,614,687 | SH | DFND | 2,8,11 | 1,614,687 | 0 | 0 | |
TUNIU CORP | SPONSORED ADS CL | 89977P106 | 71,783 | 8,194,444 | SH | DFND | 5,18 | 8,194,444 | 0 | 0 | |
TURQUOISE HILL RES LTD | COM | 900435108 | 224,767 | 73,213,884 | SH | DFND | 3,18,19 | 73,213,884 | 0 | 0 | |
UNIVAR INC | COM | 91336L107 | 434,317 | 14,165,603 | SH | DFND | 3,18,19 | 14,165,603 | 0 | 0 | |
VIRTU FINL INC | CL A | 928254101 | 209,401 | 12,317,682 | SH | DFND | 7,9 | 12,317,682 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 135,286 | 1,522,287 | SH | DFND | 1,14,16 | 1,522,287 | 0 | 0 | |
ZTO EXPRESS CAYMAN INC | SPONSORED ADR | 98980A105 | 159,394 | 12,176,750 | SH | DFND | 1,14,16 | 12,176,750 | 0 | 0 |