The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACCELERON PHARMA INC | COM | 00434H108 | 2,647 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
ACHAOGEN INC | COM | 004449104 | 5,046 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 3,421 | 195,500 | SH | DFND | 1,2 | 195,500 | 0 | 0 | |
ADVANCE AUTO PARTS INC | CALL | 00751Y906 | 2,843 | 200 | SH | Call | DFND | 0 | 0 | 0 | |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 1,666 | 11,237 | SH | DFND | 11,237 | 0 | 0 | ||
AEVI GENOMIC MEDICINE INC | COM | 00835P105 | 753 | 405,000 | SH | DFND | 1,2 | 405,000 | 0 | 0 | |
ALDEYRA THERAPEUTICS INC | COM | 01438T106 | 3,343 | 668,500 | SH | DFND | 1,2 | 668,500 | 0 | 0 | |
ALPHABET INC | CAP STK CL A | 02079K305 | 3,685 | 4,346 | SH | DFND | 4,346 | 0 | 0 | ||
AMICUS THERAPEUTICS INC | COM | 03152W109 | 3,565 | 500,000 | SH | DFND | 1,2 | 500,000 | 0 | 0 | |
ANAPTYSBIO INC | COM | 032724106 | 708 | 25,500 | SH | DFND | 1,2 | 25,500 | 0 | 0 | |
ARDELYX INC | COM | 039697107 | 4,364 | 345,000 | SH | DFND | 1,2 | 345,000 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 6,258 | 700,000 | SH | DFND | 1,2 | 700,000 | 0 | 0 | |
ASCENDIS PHARMA A S | SPONSORED ADR | 04351P101 | 7,153 | 255,455 | SH | DFND | 1,2 | 255,455 | 0 | 0 | |
ATHERSYS INC | COM | 04744L106 | 1 | 773 | SH | DFND | 1,2 | 773 | 0 | 0 | |
AVEO PHARMACEUTICALS INC | COM | 053588109 | 1,711 | 2,900,000 | SH | DFND | 1,2 | 2,900,000 | 0 | 0 | |
AVEXIS INC | COM | 05366U100 | 3,421 | 45,000 | SH | DFND | 1,2 | 45,000 | 0 | 0 | |
AXSOME THERAPEUTICS INC | COM | 05464T104 | 1,564 | 401,000 | SH | DFND | 1,2 | 401,000 | 0 | 0 | |
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 2,468 | 200,000 | SH | DFND | 1,2 | 200,000 | 0 | 0 | |
BIOGEN INC | COM | 09062X103 | 20,507 | 75,000 | SH | DFND | 1,2 | 75,000 | 0 | 0 | |
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 8,157 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
CAESARSTONE LTD | ORD SHS | M20598104 | 3,262 | 89,974 | SH | DFND | 89,974 | 0 | 0 | ||
CASCADIAN THERAPEUTICS INC | COM NEW | 14740B606 | 2,406 | 581,210 | SH | DFND | 1,2 | 581,210 | 0 | 0 | |
CATABASIS PHARMACEUTICALS IN | COM | 14875P107 | 621 | 388,030 | SH | DFND | 1,2 | 388,030 | 0 | 0 | |
CELGENE CORP | CALL | 151020904 | 14,886 | 1,200 | SH | Call | DFND | 1,2 | 0 | 0 | 0 |
CELGENE CORP | COM | 151020104 | 31,108 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
CELLECTIS S A | SPONSORED ADS | 15117K103 | 3,832 | 159,664 | SH | DFND | 1,2 | 159,664 | 0 | 0 | |
CHARTER COMMUNICATIONS INC N | CL A | 16119P108 | 3,915 | 11,960 | SH | DFND | 11,960 | 0 | 0 | ||
CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | 178 | 400 | SH | DFND | 400 | 0 | 0 | ||
CLEARSIDE BIOMEDICAL INC | COM | 185063104 | 2,382 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | |
CORVUS PHARMACEUTICALS INC | COM | 221015100 | 5,798 | 279,166 | SH | DFND | 1,2 | 279,166 | 0 | 0 | |
CYTOKINETICS INC | COM NEW | 23282W605 | 1,956 | 152,200 | SH | DFND | 1,2 | 152,200 | 0 | 0 | |
CYTOMX THERAPEUTICS INC | COM | 23284F105 | 2,591 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
DBV TECHNOLOGIES S A | SPONSORED ADR | 23306J101 | 3,176 | 90,167 | SH | DFND | 1,2 | 90,167 | 0 | 0 | |
EDGE THERAPEUTICS INC | COM | 279870109 | 1,367 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 4,412 | 385,301 | SH | DFND | 1,2 | 385,301 | 0 | 0 | |
EVOKE PHARMA INC | COM | 30049G104 | 1,550 | 500,000 | SH | DFND | 1,2 | 500,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 2,570 | 18,092 | SH | DFND | 18,092 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 4,085 | 165,700 | SH | DFND | 1,2 | 165,700 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 1,446 | 40,000 | SH | DFND | 1,2 | 40,000 | 0 | 0 | |
FOAMIX PHARMACEUTICALS LTD | SHS | M46135105 | 1,198 | 242,000 | SH | DFND | 1,2 | 242,000 | 0 | 0 | |
FORWARD PHARMA A/S | SPONSORED ADR | 34986J105 | 2,328 | 108,023 | SH | DFND | 1,2 | 108,023 | 0 | 0 | |
GENOCEA BIOSCIENCES INC | COM | 372427104 | 3,936 | 646,273 | SH | DFND | 1,2 | 646,273 | 0 | 0 | |
GLYCOMIMETICS INC | COM | 38000Q102 | 4,213 | 775,796 | SH | DFND | 1,2 | 775,796 | 0 | 0 | |
HERON THERAPEUTICS INC | COM | 427746102 | 3,750 | 250,000 | SH | DFND | 1,2 | 250,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 7,094 | 480,000 | SH | DFND | 1,2 | 480,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 6,147 | 950,000 | SH | DFND | 1,2 | 950,000 | 0 | 0 | |
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 804 | 401,764 | SH | DFND | 1,2 | 401,764 | 0 | 0 | |
INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | 1,697 | 15,000 | SH | DFND | 1,2 | 15,000 | 0 | 0 | |
ISHARES TR | PUT | 464287955 | 6,953 | 500 | SH | Put | DFND | 500 | 0 | 0 | |
ISHARES TR | CALL | 464287905 | 1,391 | 100 | SH | Call | DFND | 0 | 0 | 0 | |
ITURAN LOCATION AND CONTROL | SHS | M6158M104 | 8,680 | 281,356 | SH | DFND | 281,356 | 0 | 0 | ||
KITE PHARMA INC | COM | 49803L109 | 2,747 | 35,000 | SH | DFND | 1,2 | 35,000 | 0 | 0 | |
KORNIT DIGITAL LTD | SHS | M6372Q113 | 17 | 900 | SH | DFND | 900 | 0 | 0 | ||
LA JOLLA PHARMACEUTICAL CO | COM PAR $.0001 2 | 503459604 | 3,284 | 110,000 | SH | DFND | 1,2 | 110,000 | 0 | 0 | |
LOWES COS INC | COM | 548661107 | 214 | 2,600 | SH | DFND | 2,600 | 0 | 0 | ||
MACROGENICS INC | COM | 556099109 | 1,510 | 81,200 | SH | DFND | 1,2 | 81,200 | 0 | 0 | |
MARINUS PHARMACEUTICALS INC | COM | 56854Q101 | 2,357 | 1,331,421 | SH | DFND | 1,2 | 1,331,421 | 0 | 0 | |
MASTERCARD INCORPORATED | CL A | 57636Q104 | 1,296 | 11,525 | SH | DFND | 11,525 | 0 | 0 | ||
MERCK & CO INC | COM | 58933Y105 | 18,744 | 295,000 | SH | DFND | 1,2 | 295,000 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 252 | 1,100 | SH | DFND | 1,100 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | PUT | 64125C959 | 8,010 | 1,500 | SH | Put | DFND | 1,2 | 1,500 | 0 | 0 |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 6,495 | 150,000 | SH | DFND | 1,2 | 150,000 | 0 | 0 | |
NICE LTD | SPONSORED ADR | 653656108 | 4,318 | 63,520 | SH | DFND | 63,520 | 0 | 0 | ||
NOVARTIS A G | SPONSORED ADR | 66987V109 | 18,959 | 255,000 | SH | DFND | 1,2 | 255,000 | 0 | 0 | |
OBSEVA SA | COM | H5861P103 | 2,197 | 211,086 | SH | DFND | 1,2 | 211,086 | 0 | 0 | |
ORBOTECH LTD | ORD | M75253100 | 5,066 | 157,096 | SH | DFND | 157,096 | 0 | 0 | ||
PALATIN TECHNOLOGIES INC | COM PAR $ .01 | 696077403 | 952 | 2,906,037 | SH | DFND | 1,2 | 2,906,037 | 0 | 0 | |
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 2,695 | 140,000 | SH | DFND | 1,2 | 140,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 13,342 | 390,000 | SH | DFND | 1,2 | 390,000 | 0 | 0 | |
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 2,600 | 1,000,000 | SH | DFND | 1,2 | 1,000,000 | 0 | 0 | |
PROQR THRAPEUTICS N V | SHS EURO | N71542109 | 1,650 | 330,000 | SH | DFND | 1,2 | 330,000 | 0 | 0 | |
PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | 2,189 | 55,950 | SH | DFND | 55,950 | 0 | 0 | ||
RA PHARMACEUTICALS INC | COM | 74933V108 | 1,277 | 60,000 | SH | DFND | 1,2 | 60,000 | 0 | 0 | |
REPROS THERAPEUTICS INC | COM NEW | 76028H209 | 935 | 778,800 | SH | DFND | 1,2 | 778,800 | 0 | 0 | |
RETROPHIN INC | COM | 761299106 | 3,861 | 209,131 | SH | DFND | 1,2 | 209,131 | 0 | 0 | |
SAGE THERAPEUTICS INC | COM | 78667J108 | 3,554 | 50,000 | SH | DFND | 1,2 | 50,000 | 0 | 0 | |
SAPIENS INTL CORP N V | SHS NEW | N7716A151 | 1,897 | 147,306 | SH | DFND | 147,306 | 0 | 0 | ||
SAREPTA THERAPEUTICS INC | COM | 803607100 | 14,298 | 483,047 | SH | DFND | 1,2 | 483,047 | 0 | 0 | |
SCHLUMBERGER LTD | COM | 806857108 | 2,727 | 34,911 | SH | DFND | 34,911 | 0 | 0 | ||
SEALED AIR CORP NEW | COM | 81211K100 | 196 | 4,500 | SH | DFND | 4,500 | 0 | 0 | ||
SEATTLE GENETICS INC | COM | 812578102 | 2,263 | 36,000 | SH | DFND | 1,2 | 36,000 | 0 | 0 | |
SELECTA BIOSCIENCES INC | COM | 816212104 | 3,273 | 228,534 | SH | DFND | 1,2 | 228,534 | 0 | 0 | |
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 209 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
SHIRE PLC | SPONSORED ADR | 82481R106 | 15,424 | 214,539 | SH | DFND | 1,2 | 214,539 | 0 | 0 | |
SNAP ON INC | COM | 833034101 | 2,664 | 15,797 | SH | DFND | 15,797 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 729 | 46,750 | SH | DFND | 46,750 | 0 | 0 | ||
SPDR S&P 500 ETF TR | PUT | 78462F953 | 23,808 | 1,000 | SH | Put | DFND | 1,000 | 0 | 0 | |
SPDR SERIES TRUST | PUT | 78464A950 | 57,152 | 8,000 | SH | Put | DFND | 1,2 | 8,000 | 0 | 0 |
STARBUCKS CORP | COM | 855244109 | 2,723 | 46,631 | SH | DFND | 46,631 | 0 | 0 | ||
STEMLINE THERAPEUTICS INC | COM | 85858C107 | 2,565 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | |
SUMMIT THERAPEUTICS PLC | SPONS ADS | 86627R102 | 1,967 | 147,450 | SH | DFND | 1,2 | 147,450 | 0 | 0 | |
SUNESIS PHARMACEUTICALS INC | COM PAR | 867328700 | 513 | 125,000 | SH | DFND | 1,2 | 125,000 | 0 | 0 | |
SYNDAX PHARMACEUTICALS INC | COM | 87164F105 | 2,282 | 166,310 | SH | DFND | 1,2 | 166,310 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 3,800 | 6,585 | SH | DFND | 6,585 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | CALL | 881624909 | 4,737 | 1,500 | SH | Call | DFND | 0 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 5,519 | 172,000 | SH | DFND | 1,2 | 172,000 | 0 | 0 | |
THERAPEUTICSMD INC | COM | 88338N107 | 4,176 | 580,000 | SH | DFND | 1,2 | 580,000 | 0 | 0 | |
THERMO FISHER SCIENTIFIC INC | COM | 883556102 | 1,062 | 6,913 | SH | DFND | 6,913 | 0 | 0 | ||
TJX COS INC NEW | COM | 872540109 | 1,795 | 22,700 | SH | DFND | 22,700 | 0 | 0 | ||
TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | 1,548 | 67,155 | SH | DFND | 67,155 | 0 | 0 | ||
TREVENA INC | COM | 89532E109 | 429 | 116,800 | SH | DFND | 1,2 | 116,800 | 0 | 0 | |
TRIPADVISOR INC | COM | 896945201 | 173 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 156 | 800 | SH | DFND | 800 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 3,037 | 28,670 | SH | DFND | 28,670 | 0 | 0 | ||
UNITEDHEALTH GROUP INC | COM | 91324P102 | 328 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
VERSARTIS INC | COM | 92529L102 | 6,405 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | |
VISA INC | COM CL A | 92826C839 | 4,706 | 52,951 | SH | DFND | 52,951 | 0 | 0 | ||
VISTAGEN THERAPEUTICS INC | COM NEW | 92840H202 | 1,066 | 544,100 | SH | DFND | 1,2 | 544,100 | 0 | 0 | |
VTV THERAPEUTICS INC | CL A | 918385105 | 1,965 | 300,000 | SH | DFND | 1,2 | 300,000 | 0 | 0 | |
XENON PHARMACEUTICALS INC | COM | 98420N105 | 1,312 | 328,029 | SH | DFND | 1,2 | 328,029 | 0 | 0 | |
ZOGENIX INC | COM NEW | 98978L204 | 1,085 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 | |
ZYNERBA PHARMACEUTICALS INC | COM | 98986X109 | 2,010 | 100,000 | SH | DFND | 1,2 | 100,000 | 0 | 0 |