The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AGNC INVT CORP | COM | 00123Q104 | 1,520 | 83,816 | SH | SOLE | 83,816 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 1,140 | 1,520 | SH | SOLE | 1,520 | 0 | 0 | ||
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 489 | 15,824 | SH | OTR | 1 | 0 | 15,824 | 0 | |
ANTERO MIDSTREAM PARTNERS LP | UNT LTD PARTN | 03673L103 | 2,007 | 65,000 | SH | Put | OTR | 1 | 0 | 65,000 | 0 |
APACHE CORP | COM | 037411105 | 781 | 12,300 | SH | SOLE | 12,300 | 0 | 0 | ||
APOLLO COML REAL EST FIN INC | COM | 03762U105 | 208 | 12,540 | SH | SOLE | 12,540 | 0 | 0 | ||
ARMOUR RESIDENTIAL REIT INC | COM NEW | 042315507 | 886 | 40,832 | SH | SOLE | 40,832 | 0 | 0 | ||
AVENUE INCOME CR STRATEGIES | COM | 05358E106 | 892 | 66,384 | SH | SOLE | 66,384 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 318 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 1,137 | 4,351 | SH | SOLE | 4,351 | 0 | 0 | ||
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 1,939 | 179,057 | SH | SOLE | 179,057 | 0 | 0 | ||
BLACKROCK LONG-TERM MUNI ADV | COM | 09250B103 | 395 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
BLACKROCK MUNIHLDGS NY QLTY | COM | 09255C106 | 560 | 41,785 | SH | SOLE | 41,785 | 0 | 0 | ||
BLACKROCK MUNIYIELD FD INC | COM | 09253W104 | 401 | 28,352 | SH | SOLE | 28,352 | 0 | 0 | ||
BLACKROCK MUNIYIELD NY QLTY | COM | 09255E102 | 683 | 53,843 | SH | SOLE | 53,843 | 0 | 0 | ||
BLACKROCK N Y MUN INCOME TR | SH BEN INT | 09248L106 | 368 | 26,458 | SH | SOLE | 26,458 | 0 | 0 | ||
BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | 965 | 35,700 | SH | SOLE | 35,700 | 0 | 0 | ||
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 481 | 27,684 | SH | OTR | 1 | 0 | 27,684 | 0 | |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 896 | 40,148 | SH | SOLE | 40,148 | 0 | 0 | ||
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 15,345 | 231,943 | SH | OTR | 1 | 0 | 231,943 | 0 | |
CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | 115 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 345 | 11,960 | SH | OTR | 1 | 0 | 11,960 | 0 | |
CHIMERA INVT CORP | COM NEW | 16934Q208 | 476 | 27,960 | SH | SOLE | 27,960 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 256 | 10,000 | SH | Put | OTR | 1 | 0 | 10,000 | 0 |
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 814 | 31,861 | SH | SOLE | 31,861 | 0 | 0 | ||
CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344208 | 5,645 | 220,953 | SH | OTR | 1 | 0 | 220,953 | 0 | |
CYS INVESTMENTS INC | COM | 12673A108 | 581 | 75,174 | SH | SOLE | 75,174 | 0 | 0 | ||
DCP MIDSTREAM PARTNERS LP | COM UT LTD PTN | 23311P100 | 3,725 | 97,057 | SH | OTR | 1 | 0 | 97,057 | 0 | |
DREYFUS MUN INCOME INC | COM | 26201R102 | 173 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
EATON VANCE LTD DUR INCOME F | COM | 27828H105 | 635 | 46,268 | SH | SOLE | 46,268 | 0 | 0 | ||
EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | 408 | 33,204 | SH | SOLE | 33,204 | 0 | 0 | ||
EATON VANCE TAX-ADV BD & OPT | COM SH BEN INT | 27829M103 | 557 | 49,183 | SH | SOLE | 49,183 | 0 | 0 | ||
ENBRIDGE ENERGY PARTNERS L P | COM | 29250R106 | 14,982 | 587,997 | SH | OTR | 1 | 0 | 587,997 | 0 | |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 2,510 | 130,000 | SH | Put | OTR | 1 | 0 | 130,000 | 0 |
ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | 14,330 | 742,122 | SH | OTR | 1 | 0 | 742,122 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 485 | 13,546 | SH | SOLE | 13,546 | 0 | 0 | ||
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 23,715 | 662,244 | SH | OTR | 1 | 0 | 662,244 | 0 | |
ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | 1,920 | 100,768 | SH | OTR | 1 | 0 | 100,768 | 0 | |
ENLINK MIDSTREAM PARTNERS LP | COM UNIT REP LTD | 29336U107 | 8,754 | 475,245 | SH | OTR | 1 | 0 | 475,245 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 4,651 | 172,000 | SH | Put | OTR | 1 | 0 | 172,000 | 0 |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 7,473 | 276,380 | SH | OTR | 1 | 0 | 276,380 | 0 | |
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 635 | 17,700 | SH | SOLE | 17,700 | 0 | 0 | ||
EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | 7,005 | 91,359 | SH | OTR | 1 | 0 | 91,359 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 656 | 5,700 | SH | SOLE | 5,700 | 0 | 0 | ||
FIRST NBC BK HLDG CO | COM | 32115D106 | 93 | 12,700 | SH | SOLE | 12,700 | 0 | 0 | ||
FIRST TR INTER DUR PFD & IN | COM | 33718W103 | 973 | 42,865 | SH | SOLE | 42,865 | 0 | 0 | ||
GENESEE & WYO INC | CL A | 371559105 | 354 | 5,100 | SH | SOLE | 5,100 | 0 | 0 | ||
GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | 5,069 | 140,723 | SH | OTR | 1 | 0 | 140,723 | 0 | |
ETFIS SER TR I | INFRAC ACT MLP | 26923G103 | 2,512 | 221,702 | SH | SOLE | 221,702 | 0 | 0 | ||
INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | 947 | 84,675 | SH | SOLE | 84,675 | 0 | 0 | ||
INVESCO QUALITY MUNI INC TRS | COM | 46133G107 | 279 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
INVESCO TR INVT GRADE MUNS | COM | 46131M106 | 824 | 64,661 | SH | SOLE | 64,661 | 0 | 0 | ||
INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | 797 | 60,042 | SH | SOLE | 60,042 | 0 | 0 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 786 | 6,600 | SH | SOLE | 6,600 | 0 | 0 | ||
ISHARES TR | U.S. PFD STK ETF | 464288687 | 372 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
PENNEY J C INC | COM | 708160106 | 83 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 346 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
LEXINGTON REALTY TRUST | PFD CONV SER C | 529043309 | 250 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 1,513 | 20,000 | SH | Put | OTR | 1 | 0 | 20,000 | 0 |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 7,598 | 100,469 | SH | OTR | 1 | 0 | 100,469 | 0 | |
MARATHON PETE CORP | COM | 56585A102 | 217 | 4,300 | SH | SOLE | 4,300 | 0 | 0 | ||
MARATHON PETE CORP | COM | 56585A102 | 1,518 | 30,149 | SH | OTR | 1 | 0 | 30,149 | 0 | |
MFA FINL INC | COM | 55272X102 | 114 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
MFS HIGH INCOME MUN TR | SH BEN INT | 59318D104 | 214 | 43,737 | SH | SOLE | 43,737 | 0 | 0 | ||
MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | 410 | 57,199 | SH | SOLE | 57,199 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 12,993 | 375,301 | SH | OTR | 1 | 0 | 375,301 | 0 | |
NEW YORK MTG TR INC | PFD-C CONV | 649604808 | 229 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | 3,586 | 170,749 | SH | OTR | 1 | 0 | 170,749 | 0 | |
NUSTAR ENERGY LP | UNIT COM | 67058H102 | 337 | 6,761 | SH | OTR | 1 | 0 | 6,761 | 0 | |
NUVEEN AMT FREE MUN CR INC F | COM | 67071L106 | 1,170 | 80,898 | SH | SOLE | 80,898 | 0 | 0 | ||
NUVEEN AMT FREE QLTY MUN INC | COM | 670657105 | 858 | 64,296 | SH | SOLE | 64,296 | 0 | 0 | ||
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 389 | 24,298 | SH | SOLE | 24,298 | 0 | 0 | ||
NUVEEN MUNICIPAL CREDIT INC | COM SH BEN INT | 67070X101 | 803 | 56,801 | SH | SOLE | 56,801 | 0 | 0 | ||
NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | 735 | 57,413 | SH | SOLE | 57,413 | 0 | 0 | ||
NUVEEN NEW YORK AMT QLT MUNI | COM | 670656107 | 661 | 51,600 | SH | SOLE | 51,600 | 0 | 0 | ||
NUVEEN NEW YORK QLT MUN INC | COM | 67066X107 | 592 | 44,119 | SH | SOLE | 44,119 | 0 | 0 | ||
NUVEEN QUALITY MUNCP INCOME | COM | 67066V101 | 1,195 | 85,591 | SH | SOLE | 85,591 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 686 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 301 | 5,249 | SH | OTR | 1 | 0 | 5,249 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 9,787 | 227,548 | SH | OTR | 1 | 0 | 227,548 | 0 | |
PATRIOT NATL INC | COM | 70338T102 | 64 | 13,778 | SH | SOLE | 13,778 | 0 | 0 | ||
PERRIGO CO PLC | SHS | G97822103 | 583 | 7,010 | SH | SOLE | 7,010 | 0 | 0 | ||
PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | 3,824 | 78,615 | SH | OTR | 1 | 0 | 78,615 | 0 | |
PIMCO DYNMIC CREDIT AND MRT | COM SHS | 72202D106 | 380 | 18,775 | SH | SOLE | 18,775 | 0 | 0 | ||
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 397 | 41,800 | SH | SOLE | 41,800 | 0 | 0 | ||
PIMCO NY MUNICIPAL INCOME FD | COM | 72200T103 | 173 | 14,499 | SH | SOLE | 14,499 | 0 | 0 | ||
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 1,130 | 35,000 | SH | Put | OTR | 1 | 0 | 35,000 | 0 |
PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | 7,782 | 241,017 | SH | OTR | 1 | 0 | 241,017 | 0 | |
PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | 425 | 60,077 | SH | SOLE | 60,077 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 1,026 | 124,549 | SH | SOLE | 124,549 | 0 | 0 | ||
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 245 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
SHELL MIDSTREAM PARTNERS L P | UNIT LTD INT | 822634101 | 1,630 | 56,027 | SH | OTR | 1 | 0 | 56,027 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 671 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
SPECTRA ENERGY CORP | COM | 847560109 | 402 | 9,782 | SH | OTR | 1 | 0 | 9,782 | 0 | |
SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | 282 | 6,155 | SH | OTR | 1 | 0 | 6,155 | 0 | |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 721 | 30,000 | SH | Put | OTR | 1 | 0 | 30,000 | 0 |
SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | 11,447 | 476,562 | SH | OTR | 1 | 0 | 476,562 | 0 | |
TARGA RES CORP | COM | 87612G101 | 652 | 11,629 | SH | OTR | 1 | 0 | 11,629 | 0 | |
TC PIPELINES LP | UT COM LTD PRT | 87233Q108 | 2,015 | 34,239 | SH | OTR | 1 | 0 | 34,239 | 0 | |
TESORO LOGISTICS LP | COM UNIT LP | 88160T107 | 8,601 | 169,278 | SH | OTR | 1 | 0 | 169,278 | 0 | |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 2,288 | 195,200 | SH | Call | OTR | 1 | 0 | 195,200 | 0 |
UNITED STATES OIL FUND LP | UNITS | 91232N108 | 12,787 | 1,091,000 | SH | Put | OTR | 1 | 0 | 1,091,000 | 0 |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 1,030 | 110,300 | SH | Call | OTR | 1 | 0 | 110,300 | 0 |
UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | 11,816 | 1,265,100 | SH | Put | OTR | 1 | 0 | 1,265,100 | 0 |
WESTERN ASSET GLB HI INCOME | COM | 95766B109 | 790 | 80,410 | SH | SOLE | 80,410 | 0 | 0 | ||
WESTERN GAS EQUITY PARTNERS | COMUNT LTD PT | 95825R103 | 1,636 | 38,638 | SH | OTR | 1 | 0 | 38,638 | 0 | |
WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | 4,156 | 70,731 | SH | OTR | 1 | 0 | 70,731 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 10,015 | 321,600 | SH | Put | OTR | 1 | 0 | 321,600 | 0 |
WILLIAMS PARTNERS L P NEW | COM UNIT LTD PAR | 96949L105 | 22,155 | 582,554 | SH | OTR | 1 | 0 | 582,554 | 0 |