The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 2,077 | 296,232 | SH | DFND | 296,232 | 0 | 0 | ||
AFFIMED N V | COM | N01045108 | 440 | 244,688 | SH | DFND | 244,688 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,274 | 25,893 | SH | DFND | 25,893 | 0 | 0 | ||
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 7 | 24,200 | SH | DFND | 24,200 | 0 | 0 | ||
ASSURED GUARANTY LTD | COM | G0585R106 | 3,777 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
ASSURED GUARANTY LTD | COM | G0585R106 | 5,333 | 141,207 | SH | DFND | 141,207 | 0 | 0 | ||
B/E AEROSPACE INC | COM | 073302101 | 24 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
BHP BILLITON PLC | SPONSORED ADR | 05545E209 | 5,258 | 167,133 | SH | DFND | 167,133 | 0 | 0 | ||
BRASKEM S A | SP ADR PFD A | 105532105 | 567 | 26,748 | SH | DFND | 26,748 | 0 | 0 | ||
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 7 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
COMMUNITY HEALTH SYS INC NEW | RIGHT 99/99/9999 | 203668108 | 0 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 204448104 | 620 | 55,000 | SH | DFND | 55,000 | 0 | 0 | ||
COMSCORE INC | COM | 20564W105 | 129 | 4,089 | SH | DFND | 4,089 | 0 | 0 | ||
FANG HLDGS LTD | ADR | 30711Y102 | 328 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
FANG HLDGS LTD | ADR | 30711Y102 | 2,778 | 847,028 | SH | DFND | 847,028 | 0 | 0 | ||
ICON PLC | SHS | G4705A100 | 4,512 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287101 | 20,228 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
LIBERTY GLOBAL PLC | LILAC SHS CL A | G5480U104 | 2,214 | 100,800 | SH | Call | DFND | 100,800 | 0 | 0 | |
LIBERTY GLOBAL PLC | LILAC SHS CL A | G5480U104 | 17,659 | 804,164 | SH | DFND | 804,164 | 0 | 0 | ||
LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | 6,325 | 206,782 | SH | DFND | 206,782 | 0 | 0 | ||
MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | 2,247 | 362,375 | SH | DFND | 362,375 | 0 | 0 | ||
MEDTRONIC PLC | SHS | G5960L103 | 997 | 14,000 | SH | DFND | 14,000 | 0 | 0 | ||
MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | 3,207 | 78,409 | SH | DFND | 78,409 | 0 | 0 | ||
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 3,059 | 950,000 | SH | Call | DFND | 950,000 | 0 | 0 | |
NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | 2,495 | 774,904 | SH | DFND | 774,904 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | 62952QAB6 | 5,881 | 60,000 | SH | DFND | 60,000 | 0 | 0 | ||
PRIVATEBANCORP INC | COM | 742962103 | 76 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
SYNGENTA AG | SPONSORED ADR | 87160A100 | 7,194 | 91,000 | SH | Put | DFND | 91,000 | 0 | 0 | |
SYNGENTA AG | SPONSORED ADR | 87160A100 | 692 | 82,800 | SH | DFND | 82,800 | 0 | 0 | ||
TIME WARNER INC | COM NEW | 887317303 | 140 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
YY INC | ADS REPCOM CLA | 98426T106 | 2,988 | 75,787 | SH | DFND | 75,787 | 0 | 0 |