The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADVANCE AUTO PARTS INC | COM | 00751Y106 | 12,817 | 75,789 | SH | DFND | 75,789 | 0 | 0 | ||
ADVANTAGE OIL & GAS LTD | COM | 00765F101 | 529 | 77,913 | SH | DFND | 77,913 | 0 | 0 | ||
ALCOA CORP | COM | 013872106 | 7,563 | 269,320 | SH | DFND | 269,320 | 0 | 0 | ||
ALERE INC | COM | 01449J105 | 585 | 15,000 | SH | Put | DFND | 15,000 | 0 | 0 | |
ANADARKO PETE CORP | COM | 032511107 | 12,748 | 182,820 | SH | DFND | 182,820 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,085 | 18,000 | SH | Call | DFND | 18,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 793 | 6,850 | SH | DFND | 6,850 | 0 | 0 | ||
ARRIS INTL INC | SHS | G0551A103 | 4,711 | 156,349 | SH | DFND | 156,349 | 0 | 0 | ||
AXSOME THERAPEUTICS INC | COM | 05464T104 | 1,688 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
BAKER HUGHES INC | COM | 057224107 | 4,077 | 62,757 | SH | DFND | 62,757 | 0 | 0 | ||
BASIC ENERGY SVCS INC NEW | COM NEW | 06985P209 | 4,419 | 125,000 | SH | DFND | 125,000 | 0 | 0 | ||
BURLINGTON STORES INC | COM | 122017106 | 6,423 | 75,789 | SH | DFND | 75,789 | 0 | 0 | ||
CABELAS INC | COM | 126804301 | 4,391 | 75,000 | SH | Put | DFND | 75,000 | 0 | 0 | |
CABELAS INC | COM | 126804301 | 293 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
CAL MAINE FOODS INC | COM NEW | 128030202 | 6,626 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
CALLON PETE CO DEL | COM | 13123X102 | 3,569 | 232,229 | SH | DFND | 232,229 | 0 | 0 | ||
CALPINE CORP | COM NEW | 131347304 | 5,144 | 450,000 | SH | DFND | 450,000 | 0 | 0 | ||
CASEYS GEN STORES INC | COM | 147528103 | 7,658 | 64,418 | SH | DFND | 64,418 | 0 | 0 | ||
CDN IMPERIAL BK COMM TORONTO | COM | 136069101 | 1,306 | 16,000 | SH | Call | DFND | 16,000 | 0 | 0 | |
CENTENNIAL RESOURCE DEV INC | CL A | 15136A102 | 3,392 | 171,989 | SH | DFND | 171,989 | 0 | 0 | ||
CENTURYLINK INC | COM | 156700106 | 1,427 | 60,000 | SH | Call | DFND | 60,000 | 0 | 0 | |
CHARLES RIV LABS INTL INC | COM | 159864107 | 4,755 | 62,414 | SH | DFND | 62,414 | 0 | 0 | ||
CHEMTURA CORP | COM NEW | 163893209 | 1,328 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CIGNA CORPORATION | COM | 125509109 | 5,336 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
CIMAREX ENERGY CO | COM | 171798101 | 12,803 | 94,211 | SH | DFND | 94,211 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 907 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 3,022 | 100,000 | SH | Call | DFND | 100,000 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 280 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
COLUMBIA PIPELINE PARTNERS L | COM UT REPSTG | 198281107 | 3,430 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
COLUMBIA PIPELINE PARTNERS L | COM UT REPSTG | 198281107 | 54 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 4,245 | 114,100 | SH | DFND | 114,100 | 0 | 0 | ||
CONSTELLATION BRANDS INC | CL A | 21036P108 | 11,619 | 75,787 | SH | DFND | 75,787 | 0 | 0 | ||
COTT CORP QUE | COM | 22163N106 | 567 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | 41,260 | 500,000 | SH | Put | DFND | 500,000 | 0 | 0 | |
CYMABAY THERAPEUTICS INC | COM | 23257D103 | 998 | 576,665 | SH | DFND | 576,665 | 0 | 0 | ||
DEERE & CO | COM | 244199105 | 11,713 | 113,678 | SH | DFND | 113,678 | 0 | 0 | ||
DIAMONDBACK ENERGY INC | COM | 25278X109 | 8,945 | 88,514 | SH | DFND | 88,514 | 0 | 0 | ||
DOLLAR TREE INC | COM | 256746108 | 5,849 | 75,787 | SH | DFND | 75,787 | 0 | 0 | ||
DOMINOS PIZZA INC | COM | 25754A201 | 10,258 | 64,418 | SH | DFND | 64,418 | 0 | 0 | ||
EIGER BIOPHARMACEUTICALS INC | COM | 28249U105 | 1,981 | 170,032 | SH | DFND | 170,032 | 0 | 0 | ||
ELECTRONIC ARTS INC | COM | 285512109 | 7,461 | 94,733 | SH | DFND | 94,733 | 0 | 0 | ||
ENERGEN CORP | COM | 29265N108 | 6,826 | 118,359 | SH | DFND | 118,359 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 9,968 | 98,596 | SH | DFND | 98,596 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 1,184 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
EXACT SCIENCES CORP | COM | 30063P105 | 5,077 | 380,000 | SH | DFND | 380,000 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 4,360 | 37,895 | SH | DFND | 37,895 | 0 | 0 | ||
FIREEYE INC | COM | 31816Q101 | 3,714 | 312,100 | SH | Call | DFND | 312,100 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 6,930 | 582,339 | SH | DFND | 582,339 | 0 | 0 | ||
FOUNDATION MEDICINE INC | COM | 350465100 | 1,578 | 89,164 | SH | DFND | 89,164 | 0 | 0 | ||
GOGO INC | COM | 38046C109 | 10,382 | 1,126,000 | SH | Call | DFND | 1,126,000 | 0 | 0 | |
GOGO INC | COM | 38046C109 | 4,899 | 531,334 | SH | DFND | 531,334 | 0 | 0 | ||
GRUBHUB INC | COM | 400110102 | 5,610 | 149,122 | SH | DFND | 149,122 | 0 | 0 | ||
GUIDEWIRE SOFTWARE INC | COM | 40171V100 | 1,270 | 25,748 | SH | DFND | 25,748 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 9,206 | 170,198 | SH | DFND | 170,198 | 0 | 0 | ||
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 1,976 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
HEALTHEQUITY INC | COM | 42226A107 | 2,026 | 50,000 | SH | DFND | 50,000 | 0 | 0 | ||
HERON THERAPEUTICS INC | COM | 427746102 | 1,310 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
HOLOGIC INC | COM | 436440101 | 1,031 | 25,709 | SH | DFND | 25,709 | 0 | 0 | ||
HOWARD HUGHES CORP | COM | 44267D107 | 7,074 | 62,000 | SH | DFND | 62,000 | 0 | 0 | ||
HUMANA INC | COM | 444859102 | 3,629 | 19,832 | SH | DFND | 19,832 | 0 | 0 | ||
IGNYTA INC | COM | 451731103 | 2,650 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
INFINERA CORPORATION | COM | 45667G103 | 2,493 | 293,600 | SH | DFND | 293,600 | 0 | 0 | ||
INTELIQUENT INC | COM | 45825N107 | 229 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | 6,417 | 175,757 | SH | DFND | 175,757 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 20,228 | 150,000 | SH | Call | DFND | 150,000 | 0 | 0 | |
JOY GLOBAL INC | COM | 481165108 | 2,803 | 100,100 | SH | Put | DFND | 100,100 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 7,766 | 90,000 | SH | Put | DFND | 90,000 | 0 | 0 | |
KRATON CORPORATION | COM | 50077C106 | 5,696 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
KRATON CORPORATION | COM | 50077C106 | 3,148 | 110,550 | SH | DFND | 110,550 | 0 | 0 | ||
LENNAR CORP | CL A | 526057104 | 4,293 | 100,000 | SH | Put | DFND | 100,000 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 1,119 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
LIFELOCK INC | COM | 53224V100 | 598 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL A VTG | 535919401 | 1,356 | 50,400 | SH | DFND | 50,400 | 0 | 0 | ||
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 1,406 | 57,295 | SH | DFND | 57,295 | 0 | 0 | ||
MASIMO CORP | COM | 574795100 | 3,606 | 53,497 | SH | DFND | 53,497 | 0 | 0 | ||
MBIA INC | COM | 55262C100 | 2,140 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
MBIA INC | COM | 55262C100 | 636 | 59,456 | SH | DFND | 59,456 | 0 | 0 | ||
MICROSEMI CORP | COM | 595137100 | 7,046 | 130,548 | SH | DFND | 130,548 | 0 | 0 | ||
NANOSTRING TECHNOLOGIES INC | COM | 63009R109 | 2,119 | 95,000 | SH | DFND | 95,000 | 0 | 0 | ||
NETFLIX INC | COM | 64110L106 | 6,190 | 50,000 | SH | Call | DFND | 50,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 6,190 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
NETFLIX INC | COM | 64110L106 | 9,382 | 75,787 | SH | DFND | 75,787 | 0 | 0 | ||
NUCOR CORP | COM | 670346105 | 4,467 | 75,056 | SH | DFND | 75,056 | 0 | 0 | ||
OLIN CORP | COM PAR $1 | 680665205 | 2,632 | 102,759 | SH | DFND | 102,759 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 769 | 20,000 | SH | Call | DFND | 20,000 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 769 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PANDORA MEDIA INC | COM | 698354107 | 261 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PARSLEY ENERGY INC | CL A | 701877102 | 6,670 | 189,284 | SH | DFND | 189,284 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 974 | 30,000 | SH | Call | DFND | 30,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,007 | 31,000 | SH | DFND | 31,000 | 0 | 0 | ||
PIERIS PHARMACEUTICALS INC | COM | 720795103 | 3,405 | 2,422,930 | SH | DFND | 2,422,930 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 9,888 | 54,912 | SH | DFND | 54,912 | 0 | 0 | ||
PRICELINE GRP INC | COM NEW | 741503403 | 5,581 | 3,807 | SH | DFND | 3,807 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 978 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,826 | 28,000 | SH | Call | DFND | 28,000 | 0 | 0 | |
RELIANCE STEEL & ALUMINUM CO | COM | 759509102 | 3,923 | 49,317 | SH | DFND | 49,317 | 0 | 0 | ||
RETROPHIN INC | COM | 761299106 | 13,206 | 697,600 | SH | DFND | 697,600 | 0 | 0 | ||
REYNOLDS AMERICAN INC | COM | 761713106 | 2,522 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
RITE AID CORP | COM | 767754104 | 709 | 86,100 | SH | DFND | 86,100 | 0 | 0 | ||
ROCKWELL COLLINS INC | COM | 774341101 | 928 | 10,000 | SH | Call | DFND | 10,000 | 0 | 0 | |
ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | 2,069 | 25,223 | SH | DFND | 25,223 | 0 | 0 | ||
RSP PERMIAN INC | COM | 74978Q105 | 6,677 | 149,632 | SH | DFND | 149,632 | 0 | 0 | ||
SALESFORCE COM INC | COM | 79466L302 | 3,089 | 45,118 | SH | DFND | 45,118 | 0 | 0 | ||
SERVICE CORP INTL | COM | 817565104 | 8,818 | 310,506 | SH | DFND | 310,506 | 0 | 0 | ||
SHERWIN WILLIAMS CO | COM | 824348106 | 10,210 | 37,993 | SH | DFND | 37,993 | 0 | 0 | ||
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 33,979 | 310,000 | SH | Call | DFND | 310,000 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 3,310 | 30,200 | SH | DFND | 30,200 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 19,000 | 85,000 | SH | Call | DFND | 85,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,918 | 22,000 | SH | Put | DFND | 22,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 3,498 | 62,949 | SH | DFND | 62,949 | 0 | 0 | ||
STAPLES INC | COM | 855030102 | 4,847 | 535,600 | SH | Call | DFND | 535,600 | 0 | 0 | |
STAPLES INC | COM | 855030102 | 2,690 | 297,237 | SH | DFND | 297,237 | 0 | 0 | ||
STARBUCKS CORP | COM | 855244109 | 10,940 | 197,044 | SH | DFND | 197,044 | 0 | 0 | ||
STEEL DYNAMICS INC | COM | 858119100 | 534 | 15,000 | SH | DFND | 15,000 | 0 | 0 | ||
SUMMIT MATLS INC | CL A | 86614U100 | 5,485 | 230,567 | SH | DFND | 230,567 | 0 | 0 | ||
SUPERIOR ENERGY SVCS INC | COM | 868157108 | 2,945 | 174,441 | SH | DFND | 174,441 | 0 | 0 | ||
SYNERGY RES CORP | COM | 87164P103 | 3,626 | 406,976 | SH | DFND | 406,976 | 0 | 0 | ||
T MOBILE US INC | COM | 872590104 | 575 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
TAILORED BRANDS INC | COM | 87403A107 | 5,110 | 200,000 | SH | Put | DFND | 200,000 | 0 | 0 | |
TERRAFORM PWR INC | CL A COM | 88104R100 | 2,457 | 207,135 | SH | DFND | 207,135 | 0 | 0 | ||
TETRA TECHNOLOGIES INC DEL | COM | 88162F105 | 1,055 | 210,235 | SH | DFND | 210,235 | 0 | 0 | ||
TRIPADVISOR INC | COM | 896945201 | 8,167 | 176,120 | SH | DFND | 176,120 | 0 | 0 | ||
TURQUOISE HILL RES LTD | COM | 900435108 | 1,347 | 419,769 | SH | DFND | 419,769 | 0 | 0 | ||
TYLER TECHNOLOGIES INC | COM | 902252105 | 6,275 | 43,954 | SH | DFND | 43,954 | 0 | 0 | ||
U S SILICA HLDGS INC | COM | 90346E103 | 6,472 | 114,178 | SH | DFND | 114,178 | 0 | 0 | ||
ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | 5,425 | 29,748 | SH | DFND | 29,748 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,367 | 13,180 | SH | DFND | 13,180 | 0 | 0 | ||
VALSPAR CORP | COM | 920355104 | 6,735 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | OIL SVCS ETF | 92189F718 | 3,198 | 95,900 | SH | DFND | 95,900 | 0 | 0 | ||
VERIFONE SYS INC | COM | 92342Y109 | 707 | 39,900 | SH | Call | DFND | 39,900 | 0 | 0 | |
VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | 4,337 | 271,070 | SH | DFND | 271,070 | 0 | 0 | ||
VISA INC | COM CL A | 92826C839 | 13,304 | 170,519 | SH | DFND | 170,519 | 0 | 0 | ||
WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 586 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
YAHOO INC | COM | 984332106 | 1,353 | 35,000 | SH | DFND | 35,000 | 0 | 0 | ||
ZENDESK INC | COM | 98936J101 | 5,526 | 260,658 | SH | DFND | 260,658 | 0 | 0 | ||
ZOGENIX INC | COM NEW | 98978L204 | 7,290 | 600,000 | SH | DFND | 600,000 | 0 | 0 | ||
ZOSANO PHARMA CORP | COM | 98979H103 | 612 | 784,322 | SH | DFND | 784,322 | 0 | 0 |