The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| ACORDA THERAPEUTICS INC | COM | 00484M106 | 8,046 | 428,000 | SH | DFND | 1 | 428,000 | 0 | 0 | |
| ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 9,058 | 536,000 | SH | DFND | 1 | 536,000 | 0 | 0 | |
| AETNA INC NEW | COM | 00817Y108 | 7,937 | 64,000 | SH | DFND | 1 | 64,000 | 0 | 0 | |
| ALIMERA SCIENCES INC | COM | 016259103 | 3,456 | 3,200,000 | SH | DFND | 1 | 3,200,000 | 0 | 0 | |
| AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 7,949 | 524,000 | SH | DFND | 1 | 524,000 | 0 | 0 | |
| ANTARES PHARMA INC | COM | 036642106 | 25,630 | 11,000,000 | SH | DFND | 1 | 11,000,000 | 0 | 0 | |
| ARALEZ PHARMACEUTICALS INC | COM | 03852X100 | 12,507 | 2,836,000 | SH | DFND | 1 | 2,836,000 | 0 | 0 | |
| ARBUTUS BIOPHARMA CORP | COM | 03879J100 | 4,753 | 1,940,000 | SH | DFND | 1 | 1,940,000 | 0 | 0 | |
| BELLEROPHON THERAPEUTICS INC | COM | 078771102 | 520 | 1,000,000 | SH | DFND | 1 | 1,000,000 | 0 | 0 | |
| BJS RESTAURANTS INC | COM | 09180C106 | 3,458 | 88,000 | SH | DFND | 1 | 88,000 | 0 | 0 | |
| BLUEBIRD BIO INC | COM | 09609G100 | 2,468 | 40,000 | SH | DFND | 1 | 40,000 | 0 | 0 | |
| BOSTON BEER INC | CL A | 100557107 | 5,775 | 34,000 | SH | DFND | 1 | 34,000 | 0 | 0 | |
| CAMPBELL SOUP CO | COM | 134429109 | 9,554 | 158,000 | SH | DFND | 1 | 158,000 | 0 | 0 | |
| DECKERS OUTDOOR CORP | COM | 243537107 | 12,407 | 224,000 | SH | DFND | 1 | 224,000 | 0 | 0 | |
| DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | 1,904 | 112,000 | SH | DFND | 1 | 112,000 | 0 | 0 | |
| DOLLAR TREE INC | COM | 256746108 | 3,859 | 50,000 | SH | DFND | 1 | 50,000 | 0 | 0 | |
| DUNKIN BRANDS GROUP INC | CALL | 265504900 | 3,146 | 60,000 | SH | Call | DFND | 1 | 60,000 | 0 | 0 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | 4,723 | 384,000 | SH | DFND | 1 | 384,000 | 0 | 0 | |
| ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 7,638 | 228,000 | SH | DFND | 1 | 228,000 | 0 | 0 | |
| FLAMEL TECHNOLOGIES SA | SPONSORED ADR | 338488109 | 8,603 | 828,000 | SH | DFND | 1 | 828,000 | 0 | 0 | |
| FRESHPET INC | COM | 358039105 | 14,372 | 1,416,000 | SH | DFND | 1 | 1,416,000 | 0 | 0 | |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | 14,831 | 380,000 | SH | DFND | 1 | 380,000 | 0 | 0 | |
| HANESBRANDS INC | COM | 410345102 | 11,562 | 536,000 | SH | DFND | 1 | 536,000 | 0 | 0 | |
| HISTOGENICS CORP | COM | 43358V109 | 2,111 | 1,264,000 | SH | DFND | 1 | 1,264,000 | 0 | 0 | |
| HORIZON PHARMA PLC | SHS | G4617B105 | 10,517 | 650,000 | SH | DFND | 1 | 650,000 | 0 | 0 | |
| IGNYTA INC | COM | 451731103 | 10,600 | 2,000,000 | SH | DFND | 1 | 2,000,000 | 0 | 0 | |
| KATE SPADE & CO | COM | 485865109 | 3,734 | 200,000 | SH | DFND | 1 | 200,000 | 0 | 0 | |
| LAS VEGAS SANDS CORP | COM | 517834107 | 12,605 | 236,000 | SH | DFND | 1 | 236,000 | 0 | 0 | |
| MADRIGAL PHARMACEUTICALS INC | COM | 558868105 | 1,848 | 124,000 | SH | DFND | 1 | 124,000 | 0 | 0 | |
| NOMAD HLDGS LTD | USD ORD SHS | G6564A105 | 8,613 | 900,000 | SH | DFND | 1 | 900,000 | 0 | 0 | |
| NOVELION THERAPEUTICS INC | COM NEW | 67001K202 | 11,956 | 1,420,000 | SH | DFND | 1 | 1,420,000 | 0 | 0 | |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | 12,920 | 400,000 | SH | DFND | 1 | 268,000 | 0 | 0 | |
| PENNEY J C INC | COM | 708160106 | 5,817 | 700,000 | SH | DFND | 1 | 700,000 | 0 | 0 | |
| PERNIX THERAPEUTICS HLDGS IN | DEBT 4.250% 4/0 | 71426VAK4 | 5,612 | 22,760,000 | PRN | DFND | 1 | 22,760,000 | 0 | 0 | |
| POLARIS INDS INC | COM | 731068102 | 5,767 | 70,000 | SH | DFND | 1 | 70,000 | 0 | 0 | |
| ROKA BIOSCIENCE INC | COM NEW | 775431208 | 1,001 | 236,000 | SH | DFND | 1 | 235,999 | 0 | 0 | |
| SHIRE PLC | SPONSORED ADR | 82481R106 | 7,837 | 46,000 | SH | DFND | 1 | 46,000 | 0 | 0 | |
| SIGNET JEWELERS LIMITED | SHS | G81276100 | 5,844 | 62,000 | SH | DFND | 1 | 62,000 | 0 | 0 | |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F953 | 55,883 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
| SYNERGY PHARMACEUTICALS DEL | COM NEW | 871639308 | 10,353 | 1,700,000 | SH | DFND | 1 | 10,535 | 0 | 0 | |
| TAILORED BRANDS INC | COM | 87403A107 | 7,665 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| TEMPUR SEALY INTL INC | COM | 88023U101 | 9,559 | 140,000 | SH | DFND | 1 | 140,000 | 0 | 0 | |
| TRACTOR SUPPLY CO | COM | 892356106 | 7,581 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
| URBAN OUTFITTERS INC | COM | 917047102 | 8,544 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
| VANDA PHARMACEUTICALS INC | COM | 921659108 | 9,251 | 580,000 | SH | DFND | 1 | 580,000 | 0 | 0 | |
| VERIFONE SYS INC | PUT | 92342Y909 | 12,411 | 700,000 | SH | Call | DFND | 1 | 700,000 | 0 | 0 |
| WHOLE FOODS MKT INC | COM | 966837106 | 9,597 | 312,000 | SH | DFND | 1 | 312,000 | 0 | 0 | |
| ZOSANO PHARMA CORP | COM | 98979H103 | 936 | 1,200,000 | SH | DFND | 1 | 1,200,000 | 0 | 0 | |