The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBOTT LABS | COM | 002824100 | 2,139 | 55,700 | SH | Call | DFND | 2 | 55,700 | 0 | 0 |
ACTIVISION BLIZZARD INC | COM | 00507V109 | 237 | 6,570 | SH | DFND | 1 | 6,570 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 216 | 52,500 | SH | DFND | 2 | 52,500 | 0 | 0 | |
AGENUS INC | COM NEW | 00847G705 | 288 | 70,000 | SH | Put | DFND | 2 | 70,000 | 0 | 0 |
AIR PRODS & CHEMS INC | COM | 009158106 | 2,013 | 14,000 | SH | Put | DFND | 2 | 14,000 | 0 | 0 |
ALERE INC | COM | 01449J105 | 7,740 | 198,618 | SH | DFND | 1 | 198,618 | 0 | 0 | |
ALERE INC | COM | 01449J105 | 4,540 | 116,500 | SH | Call | DFND | 1 | 116,500 | 0 | 0 |
ALLERGAN PLC | SHS | G0177J108 | 3,444 | 16,401 | SH | DFND | 1 | 16,401 | 0 | 0 | |
ALLIED WRLD ASSUR COM HLDG A | SHS | H01531104 | 5,844 | 108,815 | SH | DFND | 1 | 108,815 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 419 | 11,200 | SH | DFND | 2 | 11,200 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 843 | 22,500 | SH | Call | DFND | 2 | 22,500 | 0 | 0 |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 498 | 13,300 | SH | Put | DFND | 2 | 13,300 | 0 | 0 |
ALPHABET INC | CAP STK CL A | 02079K305 | 250 | 315 | SH | DFND | 1 | 315 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 985 | 1,276 | SH | DFND | 1 | 1,276 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 6,016 | 8,023 | SH | DFND | 1 | 8,023 | 0 | 0 | |
AMERICAN CAP LTD | COM | 02503Y103 | 41,305 | 2,304,940 | SH | DFND | 1 | 2,304,940 | 0 | 0 | |
AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | 724 | 47,714 | SH | DFND | 1 | 47,714 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 815 | 5,575 | SH | DFND | 1 | 5,575 | 0 | 0 | |
ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | 990 | 9,385 | SH | DFND | 1 | 9,385 | 0 | 0 | |
APOLLO ED GROUP INC | CL A | 037604105 | 6,183 | 624,600 | SH | Put | DFND | 1 | 624,600 | 0 | 0 |
APPLIED MATLS INC | COM | 038222105 | 1,109 | 34,379 | SH | DFND | 1 | 34,379 | 0 | 0 | |
APRICUS BIOSCIENCES INC | COM NEW | 03832V307 | 0 | 17,500 | SH | DFND | 1 | 17,500 | 0 | 0 | |
ARCHER DANIELS MIDLAND CO | COM | 039483102 | 1,269 | 27,800 | SH | Call | DFND | 2 | 27,800 | 0 | 0 |
AT&T INC | COM | 00206R102 | 17,837 | 419,400 | SH | Call | DFND | 1 | 419,400 | 0 | 0 |
AT&T INC | COM | 00206R102 | 26,033 | 612,100 | SH | Put | DFND | 1 | 612,100 | 0 | 0 |
B/E AEROSPACE INC | COM | 073302101 | 49,294 | 818,976 | SH | DFND | 1 | 818,976 | 0 | 0 | |
BARINGTON HILCO ACQUISITION | COM | 06759V101 | 610 | 60,036 | SH | DFND | 2 | 60,036 | 0 | 0 | |
BATS GLOBAL MKTS INC | COM | 05491G109 | 17,279 | 515,631 | SH | DFND | 1 | 515,631 | 0 | 0 | |
BCE INC | COM NEW | 05534B760 | 5,107 | 118,141 | SH | DFND | 1 | 118,141 | 0 | 0 | |
BELMOND LTD | CL A | G1154H107 | 2,156 | 161,498 | SH | DFND | 1 | 161,498 | 0 | 0 | |
BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 505 | 46,634 | SH | DFND | 1 | 46,634 | 0 | 0 | |
BOARDWALK PIPELINE PARTNERS | UT LTD PARTNER | 096627104 | 263 | 15,150 | SH | DFND | 1 | 15,150 | 0 | 0 | |
BOULEVARD ACQUISITION | CL A | 10157Q102 | 977 | 98,500 | SH | DFND | 2 | 98,500 | 0 | 0 | |
BOULEVARD ACQUISITION | UNIT 99/99/9999 | 10157Q201 | 1,181 | 115,967 | SH | DFND | 2 | 115,967 | 0 | 0 | |
BOYD GAMING CORP | COM | 103304101 | 1,034 | 51,281 | SH | DFND | 1 | 51,281 | 0 | 0 | |
BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | 35,706 | 2,858,766 | SH | DFND | 1 | 2,858,766 | 0 | 0 | |
BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | 711 | 10,740 | SH | DFND | 1 | 10,740 | 0 | 0 | |
CADENCE DESIGN SYSTEM INC | COM | 127387108 | 3,535 | 140,182 | SH | DFND | 1 | 140,182 | 0 | 0 | |
CAPITAL ONE FINL CORP | COM | 14040H105 | 436 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
CATERPILLAR INC DEL | COM | 149123101 | 946 | 10,200 | SH | Put | DFND | 1 | 10,200 | 0 | 0 |
CEL SCI CORP | COM PAR $0.01 | 150837508 | 0 | 48,975 | SH | DFND | 1 | 48,975 | 0 | 0 | |
CENTENNIAL RESOURCE DEV INC | *W EXP 02/23/202 | 15136A110 | 167 | 19,831 | SH | DFND | 2 | 19,831 | 0 | 0 | |
CENTURYLINK INC | COM | 156700106 | 23,591 | 992,000 | SH | Call | DFND | 1 | 992,000 | 0 | 0 |
CF CORP | SHS CL A | G20307107 | 543 | 54,720 | SH | DFND | 2 | 54,720 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 1,051 | 11,769 | SH | DFND | 1 | 11,769 | 0 | 0 | |
CONAGRA BRANDS INC | COM | 205887102 | 890 | 22,500 | SH | Call | DFND | 1 | 22,500 | 0 | 0 |
CONAGRA BRANDS INC | COM | 205887102 | 1,460 | 36,920 | SH | DFND | 1 | 36,920 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 739 | 49,600 | SH | DFND | 1 | 49,600 | 0 | 0 | |
CORNERSTONE ONDEMAND INC | COM | 21925Y103 | 13,964 | 330,049 | SH | DFND | 1 | 330,049 | 0 | 0 | |
COSTCO WHSL CORP NEW | COM | 22160K105 | 2,214 | 13,826 | SH | DFND | 1 | 13,826 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 24,195 | 440,150 | SH | DFND | 1 | 440,150 | 0 | 0 | |
DEPOMED INC | COM | 249908104 | 1,339 | 74,300 | SH | Call | DFND | 1 | 74,300 | 0 | 0 |
DISNEY WALT CO | COM DISNEY | 254687106 | 5,234 | 50,221 | SH | DFND | 1 | 50,221 | 0 | 0 | |
DOLLAR GEN CORP NEW | COM | 256677105 | 349 | 4,709 | SH | DFND | 1 | 4,709 | 0 | 0 | |
DOLLAR TREE INC | COM | 256746108 | 352 | 4,557 | SH | DFND | 1 | 4,557 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | *W EXP 09/16/202 | G28195116 | 104 | 221,297 | SH | DFND | 2 | 221,297 | 0 | 0 | |
DOUBLE EAGLE ACQUISITION COR | COM | G28195124 | 2,889 | 290,319 | SH | DFND | 2 | 290,319 | 0 | 0 | |
DOW CHEM CO | COM | 260543103 | 36,031 | 629,685 | SH | DFND | 1 | 629,685 | 0 | 0 | |
DUNKIN BRANDS GROUP INC | COM | 265504100 | 815 | 15,551 | SH | DFND | 1 | 15,551 | 0 | 0 | |
DYNAVAX TECHNOLOGIES CORP | COM NEW | 268158201 | 130 | 33,000 | SH | Call | DFND | 2 | 33,000 | 0 | 0 |
EARTHLINK HLDGS CORP | COM | 27033X101 | 1,327 | 235,279 | SH | DFND | 1 | 235,279 | 0 | 0 | |
ELDORADO RESORTS INC | COM | 28470R102 | 1,634 | 96,385 | SH | DFND | 1 | 96,385 | 0 | 0 | |
ELECTRONIC ARTS INC | COM | 285512109 | 916 | 11,631 | SH | DFND | 1 | 11,631 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | SHS | G3105C104 | 386 | 38,949 | SH | DFND | 2 | 38,949 | 0 | 0 | |
ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | 405 | 11,313 | SH | DFND | 1 | 11,313 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 413 | 15,290 | SH | DFND | 1 | 15,290 | 0 | 0 | |
ENTERPRISE PRODS PARTNERS L | COM | 293792107 | 2,163 | 80,000 | SH | Call | DFND | 2 | 80,000 | 0 | 0 |
EQUITY ONE | COM | 294752100 | 4,601 | 149,903 | SH | DFND | 1 | 149,903 | 0 | 0 | |
EXTENDED STAY AMER INC | UNIT 99/99/9999B | 30224P200 | 2,636 | 163,215 | SH | DFND | 1 | 163,215 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 837 | 7,273 | SH | DFND | 1 | 7,273 | 0 | 0 | |
FAIRPOINT COMMUNICATIONS INC | COM NEW | 305560302 | 6,590 | 352,413 | SH | DFND | 1 | 352,413 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 1,436 | 42,275 | SH | DFND | 1 | 42,275 | 0 | 0 | |
FORTINET INC | COM | 34959E109 | 1,662 | 55,200 | SH | Call | DFND | 1 | 55,200 | 0 | 0 |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 1,394 | 45,520 | SH | DFND | 1 | 45,520 | 0 | 0 | |
GAP INC DEL | COM | 364760108 | 860 | 38,317 | SH | DFND | 1 | 38,317 | 0 | 0 | |
GENERAL DYNAMICS CORP | COM | 369550108 | 527 | 3,051 | SH | DFND | 1 | 3,051 | 0 | 0 | |
GILEAD SCIENCES INC | COM | 375558103 | 716 | 10,000 | SH | Call | DFND | 1 | 10,000 | 0 | 0 |
HALOZYME THERAPEUTICS INC | COM | 40637H109 | 99 | 10,000 | SH | Call | DFND | 2 | 10,000 | 0 | 0 |
HARLEY DAVIDSON INC | COM | 412822108 | 2,450 | 42,000 | SH | Put | DFND | 1 | 42,000 | 0 | 0 |
HARMONY MERGER CORP | COM | 413247107 | 574 | 56,700 | SH | DFND | 2 | 56,700 | 0 | 0 | |
HEADWATERS INC | COM | 42210P102 | 56,266 | 2,392,282 | SH | DFND | 1 | 2,392,282 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 75 | 87,886 | SH | DFND | 2 | 87,886 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | COM | 42588J100 | 1,334 | 132,299 | SH | DFND | 2 | 132,299 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 901 | 27,500 | SH | DFND | 2 | 27,500 | 0 | 0 | |
HOLLYFRONTIER CORP | COM | 436106108 | 1,346 | 41,100 | SH | Put | DFND | 2 | 41,100 | 0 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 519 | 32,100 | SH | Call | DFND | 2 | 32,100 | 0 | 0 |
HOSTESS BRANDS INC | *W EXP 11/04/202 | 44109J114 | 2,513 | 1,436,087 | SH | DFND | 2 | 1,436,087 | 0 | 0 | |
HRG GROUP INC | COM | 40434J100 | 1,167 | 75,000 | SH | DFND | 1 | 75,000 | 0 | 0 | |
IMPERVA INC | COM | 45321L100 | 5,224 | 136,047 | SH | DFND | 1 | 136,047 | 0 | 0 | |
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 747 | 4,500 | SH | DFND | 1 | 4,500 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 8,976 | 402,525 | SH | DFND | 1 | 402,525 | 0 | 0 | |
INTERSIL CORP | CL A | 46069S109 | 4,237 | 190,000 | SH | Call | DFND | 1 | 190,000 | 0 | 0 |
INVENSENSE INC | COM | 46123D205 | 7,114 | 556,200 | SH | Put | DFND | 1 | 556,200 | 0 | 0 |
ISHARES | MSCI CDA ETF | 464286509 | 9,498 | 363,200 | SH | Call | DFND | 3 | 363,200 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 3,904 | 88,800 | SH | Call | DFND | 1 | 88,800 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 11,354 | 258,200 | SH | Call | DFND | 3 | 258,200 | 0 | 0 |
ISHARES | MSCI TURKEY ETF | 464286715 | 4,208 | 129,600 | SH | Put | DFND | 3 | 129,600 | 0 | 0 |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 54,582 | 1,117,100 | SH | Call | DFND | 1 | 1,117,100 | 0 | 0 |
ISHARES INC | MSCI JPN ETF NEW | 46434G822 | 80,057 | 1,638,500 | SH | Call | DFND | 3 | 1,638,500 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,919 | 55,300 | SH | Call | DFND | 1 | 55,300 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,552 | 44,700 | SH | Call | DFND | 3 | 44,700 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 4,797 | 138,200 | SH | Put | DFND | 1 | 138,200 | 0 | 0 |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 12,988 | 423,200 | SH | Put | DFND | 3 | 423,200 | 0 | 0 |
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 557 | 2,100 | SH | DFND | 1 | 2,100 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 161,658 | 1,198,800 | SH | Put | DFND | 1 | 1,198,800 | 0 | 0 |
IXIA | COM | 45071R109 | 5,993 | 372,228 | SH | DFND | 1 | 372,228 | 0 | 0 | |
JM GLOBAL HLDG CO | COM | 46590H101 | 494 | 50,000 | SH | DFND | 2 | 50,000 | 0 | 0 | |
JOHNSON CTLS INTL PLC | SHS | G51502105 | 1,008 | 24,480 | SH | DFND | 1 | 24,480 | 0 | 0 | |
JOY GLOBAL INC | COM | 481165108 | 47,567 | 1,698,816 | SH | DFND | 1 | 1,698,816 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 431 | 5,000 | SH | Put | DFND | 2 | 5,000 | 0 | 0 |
JPMORGAN CHASE & CO | COM | 46625H100 | 43 | 500 | SH | DFND | 2 | 500 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 379 | 20,100 | SH | Call | DFND | 2 | 20,100 | 0 | 0 |
KATE SPADE & CO | COM | 485865109 | 3,331 | 178,440 | SH | DFND | 1 | 178,440 | 0 | 0 | |
KENNAMETAL INC | COM | 489170100 | 625 | 20,000 | SH | Call | DFND | 2 | 20,000 | 0 | 0 |
KINDER MORGAN INC DEL | *W EXP 05/25/201 | 49456B119 | 5 | 881,714 | SH | DFND | 2 | 881,714 | 0 | 0 | |
KLR ENERGY ACQUISITION CORP | *W EXP 09/16/202 | 49877M116 | 76 | 54,344 | SH | DFND | 2 | 54,344 | 0 | 0 | |
KLR ENERGY ACQUISITION CORP | CL A | 49877M108 | 390 | 37,552 | SH | DFND | 2 | 37,552 | 0 | 0 | |
KROGER CO | COM | 501044101 | 2,090 | 60,554 | SH | DFND | 1 | 60,554 | 0 | 0 | |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 5,044 | 685,349 | SH | DFND | 1 | 685,349 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 91,605 | 1,625,350 | SH | DFND | 1 | 1,625,350 | 0 | 0 | |
LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | 102 | 1,815 | SH | DFND | 2 | 1,815 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 804 | 11,089 | SH | DFND | 1 | 11,089 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 2,496 | 33,704 | SH | DFND | 1 | 33,704 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | LBT VEN COM A NE | 53071M856 | 2,248 | 60,979 | SH | DFND | 1 | 60,979 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | QVC GP COM SER A | 53071M104 | 1,354 | 67,749 | SH | DFND | 1 | 67,749 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 3,175 | 91,971 | SH | DFND | 1 | 91,971 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM C SIRIUSXM | 531229607 | 3,238 | 95,457 | SH | DFND | 1 | 95,457 | 0 | 0 | |
LINEAR TECHNOLOGY CORP | COM | 535678106 | 122,599 | 1,966,296 | SH | DFND | 1 | 1,966,296 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 236 | 9,597 | SH | DFND | 1 | 9,597 | 0 | 0 | |
LIONS GATE ENTMNT CORP | CL B NON VTG | 535919500 | 0 | 3 | SH | DFND | 2 | 3 | 0 | 0 | |
LIVE NATION ENTERTAINMENT IN | COM | 538034109 | 665 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
LULULEMON ATHLETICA INC | COM | 550021109 | 309 | 4,754 | SH | DFND | 1 | 4,754 | 0 | 0 | |
M III ACQUISITION CORP | *W EXP 10/10/202 | 55378T112 | 119 | 497,225 | SH | DFND | 2 | 497,225 | 0 | 0 | |
M III ACQUISITION CORP | COM | 55378T104 | 737 | 75,550 | SH | DFND | 2 | 75,550 | 0 | 0 | |
M III ACQUISITION CORP | UNIT 99/99/9999T | 55378T203 | 1,917 | 194,199 | SH | DFND | 2 | 194,199 | 0 | 0 | |
MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | 528 | 6,984 | SH | DFND | 1 | 6,984 | 0 | 0 | |
MALLINCKRODT PUB LTD CO | SHS | G5785G107 | 569 | 11,425 | SH | DFND | 1 | 11,425 | 0 | 0 | |
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 728 | 52,514 | SH | DFND | 1 | 52,514 | 0 | 0 | |
MAXIM INTEGRATED PRODS INC | COM | 57772K101 | 851 | 22,076 | SH | DFND | 1 | 22,076 | 0 | 0 | |
METALDYNE PERFORMANCE GROUP | COM | 59116R107 | 11,396 | 496,550 | SH | DFND | 1 | 496,550 | 0 | 0 | |
METLIFE INC | COM | 59156R108 | 3,444 | 63,900 | SH | Put | DFND | 2 | 63,900 | 0 | 0 |
METLIFE INC | COM | 59156R108 | 372 | 6,900 | SH | Call | DFND | 2 | 6,900 | 0 | 0 |
MGM RESORTS INTERNATIONAL | COM | 552953101 | 3,137 | 108,816 | SH | DFND | 1 | 108,816 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,103 | 50,313 | SH | DFND | 1 | 50,313 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 948 | 17,571 | SH | DFND | 1 | 17,571 | 0 | 0 | |
MICROSEMI CORP | COM | 595137100 | 4,512 | 83,600 | SH | Put | DFND | 1 | 83,600 | 0 | 0 |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 220 | 10,602 | SH | DFND | 2 | 10,602 | 0 | 0 | |
MOLSON COORS BREWING CO | CL B | 60871R209 | 3,393 | 34,863 | SH | DFND | 1 | 34,863 | 0 | 0 | |
MONDELEZ INTL INC | CL A | 609207105 | 3,311 | 74,700 | SH | Call | DFND | 1 | 74,700 | 0 | 0 |
MONDELEZ INTL INC | CL A | 609207105 | 346 | 7,805 | SH | DFND | 1 | 7,805 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 10,024 | 95,277 | SH | DFND | 1 | 95,277 | 0 | 0 | |
MONSANTO CO NEW | COM | 61166W101 | 14,845 | 141,100 | SH | Call | DFND | 1 | 141,100 | 0 | 0 |
MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | 2,816 | 33,967 | SH | DFND | 1 | 33,967 | 0 | 0 | |
NANOVIRICIDES INC | COM NEW | 630087203 | 0 | 373,750 | SH | DFND | 1 | 373,750 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 484 | 12,500 | SH | Call | DFND | 2 | 12,500 | 0 | 0 |
NEW YORK REIT INC | COM | 64976L109 | 5,110 | 504,931 | SH | DFND | 1 | 504,931 | 0 | 0 | |
NEW YORK REIT INC | COM | 64976L109 | 557 | 55,000 | SH | Call | DFND | 1 | 55,000 | 0 | 0 |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 167 | 238,782 | SH | DFND | 2 | 238,782 | 0 | 0 | |
NEXEO SOLUTIONS INC | UNIT 06/11/2019 | 65342H201 | 1,938 | 192,242 | SH | DFND | 2 | 192,242 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 597 | 5,000 | SH | DFND | 1 | 5,000 | 0 | 0 | |
NEXVET BIOPHARMA PUB LTD CO | ORD SHS | G6503X109 | 43 | 11,542 | SH | DFND | 1 | 11,542 | 0 | 0 | |
NII HLDGS INC | COM PAR $0.001 | 62913F508 | 118 | 55,049 | SH | DFND | 2 | 55,049 | 0 | 0 | |
NOBLE CORP PLC | SHS USD | G65431101 | 314 | 53,000 | SH | Call | DFND | 2 | 53,000 | 0 | 0 |
NORTHROP GRUMMAN CORP | COM | 666807102 | 477 | 2,051 | SH | DFND | 1 | 2,051 | 0 | 0 | |
NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | 1,719 | 40,411 | SH | DFND | 1 | 40,411 | 0 | 0 | |
NUCOR CORP | COM | 670346105 | 4,053 | 68,100 | SH | Put | DFND | 1 | 68,100 | 0 | 0 |
NVIDIA CORP | COM | 67066G104 | 695 | 6,511 | SH | DFND | 1 | 6,511 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 21,964 | 224,100 | SH | Call | DFND | 1 | 224,100 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 223,376 | 2,279,115 | SH | DFND | 1 | 2,279,115 | 0 | 0 | |
OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | 412 | 49,395 | SH | DFND | 1 | 49,395 | 0 | 0 | |
OCULAR THERAPEUTIX INC | COM | 67576A100 | 597 | 71,375 | SH | DFND | 1 | 71,375 | 0 | 0 | |
ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | 290 | 6,750 | SH | DFND | 1 | 6,750 | 0 | 0 | |
ORGANOVO HLDGS INC | COM | 68620A104 | 85 | 25,000 | SH | DFND | 1 | 25,000 | 0 | 0 | |
PACE HLDGS CORP | *W EXP 99/99/999 | G6865N111 | 268 | 446,627 | SH | DFND | 2 | 446,627 | 0 | 0 | |
PACE HLDGS CORP | CL A | G6865N103 | 980 | 96,801 | SH | DFND | 2 | 96,801 | 0 | 0 | |
PACIFIC SPL ACQUISITION CORP | *W EXP 10/20/202 | G68588121 | 5 | 17,600 | SH | DFND | 2 | 17,600 | 0 | 0 | |
PACIFIC SPL ACQUISITION CORP | SHS | G68588105 | 213 | 20,600 | SH | DFND | 2 | 20,600 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 1,108 | 85,000 | SH | Put | DFND | 1 | 85,000 | 0 | 0 |
PARK HOTELS RESORTS INC | COM | 700517105 | 297 | 9,920 | SH | DFND | 1 | 9,920 | 0 | 0 | |
PAYPAL HLDGS INC | COM | 70450Y103 | 1,357 | 34,387 | SH | DFND | 1 | 34,387 | 0 | 0 | |
PENN NATL GAMING INC | COM | 707569109 | 1,434 | 104,000 | SH | DFND | 1 | 104,000 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 1,556 | 187,189 | SH | DFND | 1 | 187,189 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 693 | 83,400 | SH | Call | DFND | 1 | 83,400 | 0 | 0 |
PETROBRAS ARGENTINA S A | SPONS ADR | 71646J109 | 383 | 54,593 | SH | DFND | 1 | 54,593 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 65 | 2,000 | SH | DFND | 2 | 2,000 | 0 | 0 | |
PFIZER INC | COM | 717081103 | 1,299 | 40,000 | SH | Call | DFND | 2 | 40,000 | 0 | 0 |
PFIZER INC | COM | 717081103 | 1,299 | 40,000 | SH | Put | DFND | 2 | 40,000 | 0 | 0 |
PINNACLE ENTMT INC NEW | COM | 72348Y105 | 447 | 30,832 | SH | DFND | 1 | 30,832 | 0 | 0 | |
POWERSHARES ETF TRUST II | SENIOR LN PORT | 73936Q769 | 21,636 | 926,200 | SH | Put | DFND | 3 | 926,200 | 0 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 3,697 | 31,200 | SH | Put | DFND | 1 | 31,200 | 0 | 0 |
POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | 5,070 | 253,900 | SH | Put | DFND | 3 | 253,900 | 0 | 0 |
PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | 1,008 | 66,690 | SH | DFND | 1 | 66,690 | 0 | 0 | |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 832 | 99,700 | SH | Put | DFND | 1 | 99,700 | 0 | 0 |
PROSPECT CAPITAL CORPORATION | COM | 74348T102 | 1,238 | 148,300 | SH | Put | DFND | 3 | 148,300 | 0 | 0 |
PRUDENTIAL SHT DURATION HG Y | COM | 74442F107 | 550 | 35,500 | SH | DFND | 1 | 35,500 | 0 | 0 | |
PTC INC | COM | 69370C100 | 899 | 19,427 | SH | DFND | 1 | 19,427 | 0 | 0 | |
PVH CORP | COM | 693656100 | 730 | 8,085 | SH | DFND | 1 | 8,085 | 0 | 0 | |
RAYTHEON CO | COM NEW | 755111507 | 504 | 3,550 | SH | DFND | 1 | 3,550 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 1,604 | 23,018 | SH | DFND | 1 | 23,018 | 0 | 0 | |
REMARK MEDIA INC | COM | 75954W107 | 0 | 22,222 | SH | DFND | 1 | 22,222 | 0 | 0 | |
REPLIGEN CORP | COM | 759916109 | 1,140 | 37,000 | SH | Call | DFND | 2 | 37,000 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 12,135 | 1,472,698 | SH | DFND | 1 | 1,472,698 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 41 | 5,000 | SH | Call | DFND | 2 | 5,000 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 6,346 | 770,200 | SH | Put | DFND | 1 | 770,200 | 0 | 0 |
ROCKWELL COLLINS INC | COM | 774341101 | 2,618 | 28,228 | SH | DFND | 1 | 28,228 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 54 | 142,624 | SH | DFND | 2 | 142,624 | 0 | 0 | |
SCHWAB CHARLES CORP NEW | COM | 808513105 | 651 | 16,500 | SH | DFND | 1 | 16,500 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 11,624 | 224,800 | SH | Call | DFND | 3 | 224,800 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 5,336 | 103,200 | SH | Put | DFND | 1 | 103,200 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 4,706 | 91,000 | SH | Put | DFND | 3 | 91,000 | 0 | 0 |
SENSATA TECHNOLOGIES HLDG NV | SHS | N7902X106 | 2,993 | 76,841 | SH | DFND | 1 | 76,841 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 1,600 | 21,529 | SH | DFND | 1 | 21,529 | 0 | 0 | |
SHUTTERFLY INC | COM | 82568P304 | 477 | 9,500 | SH | DFND | 1 | 9,500 | 0 | 0 | |
SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | 1,207 | 170,965 | SH | DFND | 1 | 170,965 | 0 | 0 | |
SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | 3,772 | 534,200 | SH | Call | DFND | 1 | 534,200 | 0 | 0 |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 889 | 8,111 | SH | DFND | 1 | 8,111 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 134,118 | 600,000 | SH | DFND | 1 | 600,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 155,644 | 696,300 | SH | Put | DFND | 1 | 696,300 | 0 | 0 |
SPDR SER TR | BLOOMBERG SRT TR | 78468R408 | 1,568 | 56,660 | SH | DFND | 1 | 56,660 | 0 | 0 | |
SPECTRA ENERGY CORP | COM | 847560109 | 87,081 | 2,119,277 | SH | DFND | 1 | 2,119,277 | 0 | 0 | |
ST JUDE MED INC | COM | 790849103 | 99,790 | 1,244,421 | SH | DFND | 1 | 1,244,421 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 1,218 | 21,942 | SH | DFND | 1 | 21,942 | 0 | 0 | |
STERLING BANCORP DEL | COM | 85917A100 | 1,216 | 51,960 | SH | DFND | 1 | 51,960 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 28,645 | 1,778,072 | SH | DFND | 1 | 1,778,072 | 0 | 0 | |
STILLWATER MNG CO | COM | 86074Q102 | 3,478 | 215,900 | SH | Put | DFND | 1 | 215,900 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 2,873 | 49,962 | SH | DFND | 1 | 49,962 | 0 | 0 | |
TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | 4,640 | 94,128 | SH | DFND | 1 | 94,128 | 0 | 0 | |
TECK RESOURCES LTD | CL B | 878742204 | 1,402 | 70,000 | SH | Put | DFND | 1 | 70,000 | 0 | 0 |
TERADYNE INC | COM | 880770102 | 1,367 | 53,800 | SH | Call | DFND | 2 | 53,800 | 0 | 0 |
TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | 1,715 | 47,300 | SH | Call | DFND | 1 | 47,300 | 0 | 0 |
TIME WARNER INC | COM NEW | 887317303 | 73,667 | 763,151 | SH | DFND | 1 | 763,151 | 0 | 0 | |
TYSON FOODS INC | CL A | 902494103 | 834 | 13,518 | SH | DFND | 1 | 13,518 | 0 | 0 | |
UNDER ARMOUR INC | CL C | 904311206 | 310 | 12,316 | SH | DFND | 1 | 12,316 | 0 | 0 | |
VANECK VECTORS ETF TR | COAL ETF | 92189F809 | 1,716 | 140,000 | SH | Put | DFND | 1 | 140,000 | 0 | 0 |
VANECK VECTORS ETF TR | COAL ETF | 92189F809 | 2,480 | 202,300 | SH | Put | DFND | 3 | 202,300 | 0 | 0 |
VANECK VECTORS ETF TR | COAL ETF | 92189F809 | 2,480 | 202,300 | SH | Call | DFND | 3 | 202,300 | 0 | 0 |
VANECK VECTORS ETF TR | COAL ETF | 92189F809 | 1,716 | 140,000 | SH | Call | DFND | 1 | 140,000 | 0 | 0 |
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 5,676 | 271,300 | SH | Put | DFND | 3 | 271,300 | 0 | 0 |
VANECK VECTORS ETF TR | SEMICONDUCTOR ET | 92189F676 | 60,442 | 843,700 | SH | Put | DFND | 1 | 843,700 | 0 | 0 |
WESTERN REFNG INC | COM | 959319104 | 54,214 | 1,432,336 | SH | DFND | 1 | 1,432,336 | 0 | 0 | |
WHITEWAVE FOODS CO | COM | 966244105 | 15,590 | 280,400 | SH | Call | DFND | 1 | 280,400 | 0 | 0 |
WHITEWAVE FOODS CO | COM | 966244105 | 2,680 | 48,200 | SH | Put | DFND | 1 | 48,200 | 0 | 0 |
WHOLE FOODS MKT INC | COM | 966837106 | 2,955 | 96,062 | SH | DFND | 1 | 96,062 | 0 | 0 | |
WILLIS TOWERS WATSON PUB LTD | SHS | G96629103 | 1,552 | 12,695 | SH | DFND | 1 | 12,695 | 0 | 0 | |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 27,988 | 487,600 | SH | Call | DFND | 1 | 487,600 | 0 | 0 |
WISDOMTREE TR | EUROPE HEDGED EQ | 97717X701 | 41,604 | 724,800 | SH | Call | DFND | 3 | 724,800 | 0 | 0 |
WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | 740 | 40,222 | SH | DFND | 1 | 40,222 | 0 | 0 | |
XILINX INC | COM | 983919101 | 4,772 | 79,046 | SH | DFND | 1 | 79,046 | 0 | 0 | |
XILINX INC | COM | 983919101 | 4,172 | 69,100 | SH | Call | DFND | 1 | 69,100 | 0 | 0 |
YAHOO INC | COM | 984332106 | 2,427 | 62,770 | SH | DFND | 1 | 62,770 | 0 | 0 | |
ZAYO GROUP HLDGS INC | COM | 98919V105 | 3,296 | 100,290 | SH | DFND | 1 | 100,290 | 0 | 0 | |
ZENDESK INC | COM | 98936J101 | 487 | 22,961 | SH | DFND | 1 | 22,961 | 0 | 0 | |
ZIMMER BIOMET HLDGS INC | COM | 98956P102 | 1,868 | 18,100 | SH | Call | DFND | 2 | 18,100 | 0 | 0 |
ZYNGA INC | CL A | 98986T108 | 1,964 | 764,242 | SH | DFND | 1 | 764,242 | 0 | 0 |