The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ASTA FDG INC | COM | 046220109 | 39,256 | 4,005,701 | SH | SOLE | 0 | 4,005,701 | 0 | 0 | |
ANTHEM INC | COM | 036752103 | 15,815 | 110,000 | SH | SOLE | 0 | 110,000 | 0 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 5,208 | 1,007,305 | SH | SOLE | 0 | 1,007,305 | 0 | 0 | |
AQUA METALS INC | COM | 03837J101 | 1,760 | 134,282 | SH | SOLE | 0 | 134,282 | 0 | 0 | |
ATLANTIC PWR CORP | COM NEW | 04878Q863 | 21,101 | 8,440,212 | SH | SOLE | 0 | 8,440,212 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 8,525 | 841,584 | SH | SOLE | 0 | 841,584 | 0 | 0 | |
CALAMOS ASSET MGMT INC | CL A | 12811R104 | 12,125 | 1,418,175 | SH | SOLE | 0 | 1,418,175 | 0 | 0 | |
CAREER EDUCATION CORP | COM | 141665109 | 13,420 | 1,330,051 | SH | SOLE | 0 | 1,330,051 | 0 | 0 | |
CHERRY HILL MTG INVT CORP | COM | 164651101 | 6,774 | 372,424 | SH | SOLE | 0 | 372,424 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 75,992 | 1,478,728 | SH | SOLE | 0 | 1,478,728 | 0 | 0 | |
EQUITY COMWLTH | COM SH BEN INT | 294628102 | 23,055 | 762,399 | SH | SOLE | 0 | 762,399 | 0 | 0 | |
FIFTH STREET FINANCE CORP | COM | 31678A103 | 6,245 | 1,162,915 | SH | SOLE | 0 | 1,162,915 | 0 | 0 | |
INTEROIL CORP | COM | 460951106 | 14,317 | 300,912 | SH | SOLE | 0 | 300,912 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 30,897 | 2,116,207 | SH | SOLE | 0 | 2,116,207 | 0 | 0 | |
MYLAN N V | SHS EURO | N59465109 | 26,968 | 706,902 | SH | SOLE | 0 | 706,902 | 0 | 0 | |
OM ASSET MGMT PLC | SHS | G67506108 | 7,717 | 532,179 | SH | SOLE | 0 | 532,179 | 0 | 0 | |
PENN VA CORP NEW | COM | 70788V102 | 58,405 | 1,191,935 | SH | SOLE | 0 | 1,191,935 | 0 | 0 | |
RPX CORP | COM | 74972G103 | 38,947 | 3,606,234 | SH | SOLE | 0 | 3,606,234 | 0 | 0 | |
STEEL PARTNERS HLDGS L P | LTD PRTRSHIP U | 85814R107 | 6,555 | 422,888 | SH | SOLE | 0 | 422,888 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 92,245 | 8,134,491 | SH | SOLE | 0 | 8,134,491 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 16,500 | 77,216 | SH | Put | SOLE | 0 | 77,216 | 0 | 0 |
TIER REIT INC | COM NEW | 88650V208 | 4,765 | 274,027 | SH | SOLE | 0 | 274,027 | 0 | 0 | |
WESTMORELAND COAL CO | COM | 960878106 | 28,519 | 1,613,967 | SH | SOLE | 0 | 1,613,967 | 0 | 0 |