The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3m Company | COM | 88579Y101 | 361 | 2,020 | SH | SOLE | 2,020 | 0 | 0 | ||
Allergan Inc | SHS | G0177J108 | 547 | 2,606 | SH | SOLE | 2,606 | 0 | 0 | ||
Alphabet Inc Cl A | CAP STK CL A | 02079K305 | 3,012 | 3,801 | SH | SOLE | 3,801 | 0 | 0 | ||
Alphabet Inc Cl C | CAP STK CL C | 02079K107 | 3,560 | 4,613 | SH | SOLE | 4,613 | 0 | 0 | ||
Altria Group Inc. | COM | 022095103 | 241 | 3,566 | SH | SOLE | 3,566 | 0 | 0 | ||
Amazon.Com Inc | COM | 023135106 | 3,500 | 4,667 | SH | SOLE | 4,667 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 691 | 4,726 | SH | SOLE | 4,726 | 0 | 0 | ||
Anadarko Pete Corp | COM | 032511107 | 907 | 13,012 | SH | SOLE | 13,012 | 0 | 0 | ||
Apache Corp | COM | 037411105 | 304 | 4,783 | SH | SOLE | 4,783 | 0 | 0 | ||
Apollo Invt Corp Com | COM | 03761U106 | 694 | 118,500 | SH | SOLE | 118,500 | 0 | 0 | ||
Apple Computer Inc | COM | 037833100 | 2,353 | 20,319 | SH | SOLE | 20,319 | 0 | 0 | ||
Ares Capital Corp | COM | 04010L103 | 396 | 24,000 | SH | SOLE | 24,000 | 0 | 0 | ||
Asterias Biotherapeutics Inc Com Ser A | COM SER A | 04624N107 | 3,368 | 732,265 | SH | SOLE | 732,265 | 0 | 0 | ||
AT&T Corp New | COM | 00206R102 | 424 | 9,967 | SH | SOLE | 9,967 | 0 | 0 | ||
Autodesk Inc | COM | 052769106 | 505 | 6,830 | SH | SOLE | 6,830 | 0 | 0 | ||
Automatic Data Processing Inc | COM | 053015103 | 1,064 | 10,348 | SH | SOLE | 10,348 | 0 | 0 | ||
Avangrid Inc | COM | 05351W103 | 1,134 | 29,936 | SH | SOLE | 29,936 | 0 | 0 | ||
Bank Of America Corp | COM | 060505104 | 273 | 12,332 | SH | SOLE | 12,332 | 0 | 0 | ||
BERKSHIRE HATHAWAY INCORPORATED CLASS A | CL A | 084670108 | 976 | 4 | SH | SOLE | 4 | 0 | 0 | ||
Biocryst Pharmaceuticals Inc | COM | 09058V103 | 127 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Biogen Idec Inc | COM | 09062X103 | 785 | 2,767 | SH | SOLE | 2,767 | 0 | 0 | ||
Blackrock Muni Hldgs Fd | COM | 09253N104 | 243 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
Blackrock Muni Yield NY Qlty | COM | 09255E102 | 241 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
Blackrock Muni Yield Fund | COM | 09253W104 | 551 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
Blackstone Group LP | COM | 09253U108 | 669 | 24,758 | SH | SOLE | 24,758 | 0 | 0 | ||
Boeing Co | COM | 097023105 | 436 | 2,800 | SH | SOLE | 2,800 | 0 | 0 | ||
Bristol Myers Squibb | COM | 110122108 | 407 | 6,973 | SH | SOLE | 6,973 | 0 | 0 | ||
Broadcom Ltd | SHS | Y09827109 | 586 | 3,313 | SH | SOLE | 3,313 | 0 | 0 | ||
Cerner Corp | COM | 156782104 | 493 | 10,400 | SH | SOLE | 10,400 | 0 | 0 | ||
Cerulean Pharma Inc | COM | 15708Q105 | 14 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
Chevron Corp | COM | 166764100 | 7,094 | 60,274 | SH | SOLE | 60,274 | 0 | 0 | ||
Citrix Systems Inc | COM | 177376100 | 314 | 3,516 | SH | SOLE | 3,516 | 0 | 0 | ||
Comcast Corp | CL A SPL | 20030N101 | 932 | 13,498 | SH | SOLE | 13,498 | 0 | 0 | ||
Contrafect Corp | COM | 212326102 | 29 | 16,667 | SH | SOLE | 16,667 | 0 | 0 | ||
Contrafect Corp | W Exp 01/31/2017 | 212326110 | 1 | 16,667 | SH | SOLE | 16,667 | 0 | 0 | ||
Corning Inc | COM | 219350105 | 1,166 | 48,063 | SH | SOLE | 48,063 | 0 | 0 | ||
CREE INC. | COM | 225447101 | 344 | 13,039 | SH | SOLE | 13,039 | 0 | 0 | ||
CVS Health Corp | COM | 126650100 | 718 | 9,100 | SH | SOLE | 9,100 | 0 | 0 | ||
Deere & Company | COM | 244199105 | 1,055 | 10,242 | SH | SOLE | 10,242 | 0 | 0 | ||
Disney Walt Co | COM | 254687106 | 1,434 | 13,755 | SH | SOLE | 13,755 | 0 | 0 | ||
Dow Chemical Co | COM | 260543103 | 328 | 5,730 | SH | SOLE | 5,730 | 0 | 0 | ||
Ecolab Inc | COM | 278865100 | 434 | 3,700 | SH | SOLE | 3,700 | 0 | 0 | ||
Enbridge Energy Partners LP | COM | 29250R106 | 601 | 23,600 | SH | SOLE | 23,600 | 0 | 0 | ||
Energy Transfer Partners LP | UNIT LTD PARTN | 29273R109 | 1,545 | 43,150 | SH | SOLE | 43,150 | 0 | 0 | ||
Enterprise Product Partners LP | COM | 293792107 | 1,658 | 135,280 | SH | SOLE | 135,280 | 0 | 0 | ||
Exxon Mobil Corp | COM | 30231G102 | 2,760 | 30,578 | SH | SOLE | 30,578 | 0 | 0 | ||
First Trust Nasdaq 100 Ex-Tech Sector | NASDAQ 100 EX | 33733E401 | 1,313 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
Fluor Corp New | COM | 343412102 | 352 | 6,711 | SH | SOLE | 6,711 | 0 | 0 | ||
Freeport McMoran Copper & Gold Cl B | CL B | 35671D857 | 487 | 36,958 | SH | SOLE | 36,958 | 0 | 0 | ||
General Electric Co | COM | 369604103 | 1,602 | 50,692 | SH | SOLE | 50,692 | 0 | 0 | ||
Goldman Sachs Group Inc | COM | 38141G104 | 666 | 2,780 | SH | SOLE | 2,780 | 0 | 0 | ||
Golub Cap BDC Inc Com | COM | 38173M102 | 246 | 13,390 | SH | SOLE | 13,390 | 0 | 0 | ||
Harris Corp Del | COM | 413875105 | 1,891 | 18,456 | SH | SOLE | 18,456 | 0 | 0 | ||
Home Depot Inc | COM | 437076102 | 872 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
Honeywell Intl Inc | COM | 438516106 | 232 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Illinois Tool Wks Inc | COM | 452308109 | 245 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
IMMUNOGEN INC. | COM | 45253H101 | 70 | 34,315 | SH | SOLE | 34,315 | 0 | 0 | ||
Intl Business Machines | COM | 459200101 | 416 | 2,509 | SH | SOLE | 2,509 | 0 | 0 | ||
Intl Flavors& Fragrances | COM | 459506101 | 3,076 | 26,105 | SH | SOLE | 26,105 | 0 | 0 | ||
Investors Bancorp Inc Com | COM | 46146L101 | 285 | 20,400 | SH | SOLE | 20,400 | 0 | 0 | ||
Ionis Pharmaceuticals Inc | COM | 462222100 | 368 | 7,703 | SH | SOLE | 7,703 | 0 | 0 | ||
ISHARES TR | INTL SEL DIV ETF | 464288448 | 417 | 14,100 | SH | SOLE | 14,100 | 0 | 0 | ||
ISHARES TR | NASDQ BIOTEC ETF | 464287556 | 358 | 1,350 | SH | SOLE | 1,350 | 0 | 0 | ||
ISHARES TR | RUS MDCP VAL ETF | 464287473 | 707 | 8,795 | SH | SOLE | 8,795 | 0 | 0 | ||
ISHARES TR | GLOBAL ENERG ETF | 464287341 | 209 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ISHARES TR | SELECT DIVID ETF | 464287168 | 434 | 4,900 | SH | SOLE | 4,900 | 0 | 0 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 231 | 2,204 | SH | SOLE | 2,204 | 0 | 0 | ||
ISHARES TR | CORE HIGH DV ETF | 46429B663 | 2,205 | 26,814 | SH | SOLE | 26,814 | 0 | 0 | ||
Johnson & Johnson | COM | 478160104 | 2,622 | 22,756 | SH | SOLE | 22,756 | 0 | 0 | ||
Johnson Ctls Int'l PLC | SHS | G51502105 | 610 | 14,799 | SH | SOLE | 14,799 | 0 | 0 | ||
JP Morgan Chase & Co | COM | 46625H100 | 1,303 | 15,100 | SH | SOLE | 15,100 | 0 | 0 | ||
Keryx Biopharmaceuticals Inc | COM | 492515101 | 270 | 46,100 | SH | SOLE | 46,100 | 0 | 0 | ||
Kimberly Clark Corp | COM | 494368103 | 467 | 4,088 | SH | SOLE | 4,088 | 0 | 0 | ||
Kinder Morgan Inc | COM | 49456B101 | 1,567 | 76,100 | SH | SOLE | 76,100 | 0 | 0 | ||
Kinder Morgan Inc | PFD A | 49456B200 | 486 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KKR & Co LP | COM UNITS | 48248M102 | 812 | 52,730 | SH | SOLE | 52,730 | 0 | 0 | ||
L-3 Communications Hldgs Inc | COM | 502424104 | 504 | 3,313 | SH | SOLE | 3,313 | 0 | 0 | ||
Liberty Broadband Corp | Com Cl C | 530307305 | 254 | 3,427 | SH | SOLE | 3,427 | 0 | 0 | ||
Liberty Media Corp | Com C SiriusXM | 531229607 | 586 | 17,269 | SH | SOLE | 17,269 | 0 | 0 | ||
Magellan Midstream Partners LP | COM UNIT RP LP | 559080106 | 1,528 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
Martin Marietta Matrls | COM | 573284106 | 443 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
Merck & Co Inc | COM | 589331107 | 206 | 3,505 | SH | SOLE | 3,505 | 0 | 0 | ||
Metlife Inc Com | COM | 59156R108 | 4,828 | 89,584 | SH | SOLE | 89,584 | 0 | 0 | ||
Mettler-Toledo Intl | COM | 592688105 | 387 | 925 | SH | SOLE | 925 | 0 | 0 | ||
Microsoft Corp | COM | 594918104 | 534 | 8,600 | SH | SOLE | 8,600 | 0 | 0 | ||
MPLX LP | COM UNIT REP LTD | 55336V100 | 469 | 13,554 | SH | SOLE | 13,554 | 0 | 0 | ||
Nucor Corp | COM | 670346105 | 481 | 8,081 | SH | SOLE | 8,081 | 0 | 0 | ||
Nuveen Quality Muncp Inc Fd | COM | 67066V101 | 326 | 23,355 | SH | SOLE | 23,355 | 0 | 0 | ||
Orbital A T K Inc | COM | 68557N103 | 526 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
Pepsico Inc | COM | 713448108 | 1,175 | 11,233 | SH | SOLE | 11,233 | 0 | 0 | ||
Pfizer Inc | COM | 717081103 | 50,250 | 1,547,113 | SH | SOLE | 1,547,113 | 0 | 0 | ||
Phillips 66 Com | COM | 718546104 | 1,026 | 11,875 | SH | SOLE | 11,875 | 0 | 0 | ||
Powershares ETF Tr | DYNA BUYBK ACH | 73935X286 | 227 | 4,500 | SH | SOLE | 4,500 | 0 | 0 | ||
Powershares ETF Tr | DYN PHRMA PORT | 73935X799 | 1,679 | 29,975 | SH | SOLE | 29,975 | 0 | 0 | ||
Powershares ETF Tr II | PFD PORTFOLIO | 73936T565 | 195 | 13,730 | SH | SOLE | 13,730 | 0 | 0 | ||
Powershs QQQ TRUST Ser ETF | UNIT SER 0 | 73935A104 | 4,009 | 33,839 | SH | SOLE | 33,839 | 0 | 0 | ||
Procter & Gamble Co | COM | 742718109 | 1,058 | 12,582 | SH | SOLE | 12,582 | 0 | 0 | ||
Rexahn Pharmaceuticals Inc | COM | 761640101 | 21 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
Royal Dutch Shell ADR Cl B | SPON ADR B | 780259107 | 1,877 | 32,375 | SH | SOLE | 32,375 | 0 | 0 | ||
Ryanair Hldgs Plc Adr | SPON ADR NE | 783513104 | 244 | 2,925 | SH | SOLE | 2,925 | 0 | 0 | ||
Rydex ETF Trust | Gug S&P 500 Eq WT | 78355W106 | 217 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
Seagate Technology PLC | COM | G7945M107 | 806 | 21,112 | SH | SOLE | 21,112 | 0 | 0 | ||
Smucker J M Co New | COM | 832696405 | 256 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT ENERGY | 81369Y506 | 377 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
SPDR Gold Tr Gold ETF | GOLD SHS | 78463V107 | 460 | 4,200 | SH | SOLE | 4,200 | 0 | 0 | ||
SPDR S&P 500 Large Cap ETF | TR UNIT | 78462F103 | 1,166 | 5,218 | SH | SOLE | 5,218 | 0 | 0 | ||
SPDR S&P 600 Small Cap ETF | S&P 600 SML CAP | 78464A813 | 3,344 | 27,675 | SH | SOLE | 27,675 | 0 | 0 | ||
SPDR Technology Sector ETF | TECHNOLOGY | 81369Y803 | 666 | 13,782 | SH | SOLE | 13,782 | 0 | 0 | ||
Sunoco Logistics Partners LP | COM UNITS | 86764L108 | 476 | 19,833 | SH | SOLE | 19,833 | 0 | 0 | ||
TE Connectivity LTD | REG SHS | H84989104 | 577 | 8,329 | SH | SOLE | 8,329 | 0 | 0 | ||
Thermo Fisher Scientific | COM | 883556102 | 776 | 5,500 | SH | SOLE | 5,500 | 0 | 0 | ||
TJX Companies Inc | COM | 872540109 | 675 | 8,979 | SH | SOLE | 8,979 | 0 | 0 | ||
Twitter Inc Com | COM | 90184L102 | 369 | 22,639 | SH | SOLE | 22,639 | 0 | 0 | ||
Unitedhealth Group | COM | 91324P102 | 875 | 5,465 | SH | SOLE | 5,465 | 0 | 0 | ||
VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | 491 | 6,074 | SH | SOLE | 6,074 | 0 | 0 | ||
VANGUARD WORLD FUNDS | COMSUM STP ETF | 92204A207 | 316 | 2,357 | SH | SOLE | 2,357 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX | FTSE EMR MKT ETF | 922042858 | 383 | 10,700 | SH | SOLE | 10,700 | 0 | 0 | ||
VANGUARD WORLD FUNDS | ENERGY ETF | 92204A306 | 262 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
VANGUARD WORLD FUNDS | FINANCIALS ETF | 92204A405 | 1,213 | 20,434 | SH | SOLE | 20,434 | 0 | 0 | ||
VANGUARD INDEX FDS | GRWTH ETF | 922908736 | 16,430 | 147,382 | SH | SOLE | 147,382 | 0 | 0 | ||
VANGUARD WHITEHALL FD | HIGH DIV YLD | 921946406 | 15,637 | 206,371 | SH | SOLE | 206,371 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX FDS | ALLWRLD EX US | 922042775 | 484 | 10,963 | SH | SOLE | 10,963 | 0 | 0 | ||
VANGUARD WHITEHALL FD | INTL HIGH ETF | 921946794 | 350 | 6,187 | SH | SOLE | 6,187 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 473 | 4,475 | SH | SOLE | 4,475 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,073 | 11,038 | SH | SOLE | 11,038 | 0 | 0 | ||
VANGUARD INDEX FDS | REIT ETF | 922908553 | 2,302 | 27,898 | SH | SOLE | 27,898 | 0 | 0 | ||
VANGUARD INDEX FDS | S & P 500 ETF SHS | 922908363 | 2,011 | 9,795 | SH | SOLE | 9,795 | 0 | 0 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 249 | 3,139 | SH | SOLE | 3,139 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,773 | 31,185 | SH | SOLE | 31,185 | 0 | 0 | ||
VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | 783 | 9,190 | SH | SOLE | 9,190 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 7,804 | 67,675 | SH | SOLE | 67,675 | 0 | 0 | ||
Verizon Communications | COM | 92343V104 | 256 | 4,800 | SH | SOLE | 4,800 | 0 | 0 | ||
Vertex Pharmaceutcls Inc | COM | 92532F100 | 1,766 | 23,971 | SH | SOLE | 23,971 | 0 | 0 | ||
Vulcan Materials Co | COM | 929160109 | 1,651 | 13,194 | SH | SOLE | 13,194 | 0 | 0 | ||
Walgreens Boots Allianc | COM | 931427108 | 306 | 3,693 | SH | SOLE | 3,693 | 0 | 0 | ||
Waste Management | COM | 94106L109 | 496 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Wells Fargo & Co New | COM | 949746101 | 287 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
Western Digital Corp | COM | 958102105 | 400 | 5,884 | SH | SOLE | 5,884 | 0 | 0 | ||
Williams Cos Inc | COM | 969457100 | 350 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
Williams Partners LP | COM UNIT LP | 96950F104 | 811 | 21,318 | SH | SOLE | 21,318 | 0 | 0 | ||
Willis Towers Watson Pub Ltd | SHS | G96629103 | 777 | 6,358 | SH | SOLE | 6,358 | 0 | 0 | ||
Wisdomtree Europe Sm Cap Dvd ETF | EUROPE SMCP DV | 97717W869 | 716 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
Wisdomtree MidCap ETF | MDCP EARN FUND | 97717W570 | 3,568 | 34,750 | SH | SOLE | 34,750 | 0 | 0 | ||
Zoetis Inc Com | CL A | 98978V103 | 509 | 9,500 | SH | SOLE | 9,500 | 0 | 0 |