The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
ARES CAPITAL CORP COM 04010L103 2,597 175,000 SH   SOLE   175,000 0 0
AVALANCHE BIOTECHNOLOGIES IN COM 05337G107 1,216 235,264 SH   SOLE   235,264 0 0
BARCLAYS BK PLC PUT 06742E951 2,965 168,300 SH Put DFND   168,300 0 0
BARCLAYS BK PLC PUT 06742E951 2,965 168,300 SH Put SOLE   168,300 0 0
BLACKROCK CAPITAL INVESTMENT COM 92533108 129 13,671 SH   SOLE   13,671 0 0
COMCAST CORP-CLASS A CL A 20030N101 720 11,835 SH   SOLE   11,835 0 0
COMMUNICATIONS SALES & LEASE IN COM 20341J104 3,360 151,000 SH   SOLE   151,000 0 0
COSTAR GROUP INC COM 22160N109 47,809 254,072 SH   SOLE   254,072 0 0
COTT CORP QUE COM 22163N106 12 839 SH   SOLE   839 0 0
DEL TACO RESTAURANTS INC COM 245496104 3,373 326,478 SH   SOLE   326,478 0 0
DHI GROUP INC COM 23331S100 126 15,605 SH   SOLE   15,605 0 0
EDITAS MEDICINE INC COM 28106W103 8,118 235,043 SH   SOLE   235,043 0 0
EDITAS MEDICINE INC COM 28106W103 440 12,725 SH   DFND   12,725 0 0
FACEBOOK INC-A CL A 30303M102 703 6,163 SH   SOLE   6,163 0 0
GOLDMAN SACHS BDC INC SHS 38147U107 1,960 100,000 SH   SOLE   100,000 0 0
HILTON WORLDWIDE HOLDINGS INC COM 43300A104 11,373 505,000 SH   SOLE   505,000 0 0
ISHARES TR CALL 464287906 1,643 6,300 SH Call DFND   6,300 0 0
ISHARES TR CALL 464287906 978 3,750 SH Call SOLE   3,750 0 0
KITE PHARMA INC COM 49803L109 108,260 2,358,084 SH   SOLE   2,358,084 0 0
LPL FINL HLDGS INC COM 50212V100 5,125 206,647 SH   SOLE   206,647 0 0
MIMEDX GROUP INC COM 602496101 8,350 955,365 SH   SOLE   955,365 0 0
NANTKWEST INC COM 63016Q102 36,871 4,485,495 SH   SOLE   4,485,495 0 0
NANTKWEST INC COM 63016Q102 82 10,000 SH   DFND   10,000 0 0
NEW MTN FIN CORP COM 647551100 2,266 179,278 SH   SOLE   179,278 0 0
SORRENTO THERAPEUTICS INC COM NEW 83587F202 13,450 2,499,936 SH   SOLE   2,499,936 0 0
SORRENTO THERAPEUTICS INC COM NEW 83587F202 665 123,597 SH   DFND   123,597 0 0
SPDR S&P 500 ETF TR PUT 78462F953 10,975 53,400 SH Put DFND   53,400 0 0
SPDR S&P 500 ETF TR PUT 78462F953 10,975 53,400 SH Put SOLE   32,400 0 0