The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADECOAGRO S A | COM | L00849106 | 3,423 | 300,000 | SH | DFND | 1 | 300,000 | 0 | 0 | |
ALLERGAN PLC | SHS | G0177J108 | 10,364 | 45,000 | SH | DFND | 1 | 45,000 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 8,134 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 4,061 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
CAPITAL ONE FINL CORP | COM | 14040H105 | 9,625 | 134,000 | SH | DFND | 1 | 134,000 | 0 | 0 | |
CARDCONNECT CORP | *W EXP 07/29/202 | 14141X116 | 247 | 226,500 | SH | DFND | 1 | 226,500 | 0 | 0 | |
CHEMOURS CO | COM | 163851108 | 12,720 | 795,000 | SH | DFND | 1 | 795,000 | 0 | 0 | |
CHEVRON CORP NEW | COM | 166764100 | 10,292 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
CIMPRESS N V | SHS EURO | N20146101 | 2,428 | 24,000 | SH | DFND | 1 | 24,000 | 0 | 0 | |
COCA COLA CO | COM | 191216100 | 8,549 | 202,000 | SH | Put | DFND | 1 | 202,000 | 0 | 0 |
CRESUD S A C I F Y A | SPONSORED ADR | 226406106 | 19,825 | 1,110,000 | SH | DFND | 1 | 1,110,000 | 0 | 0 | |
DEL TACO RESTAURANTS INC | COM | 245496104 | 1,490 | 125,000 | SH | DFND | 1 | 125,000 | 0 | 0 | |
DELL TECHNOLOGIES INC | COM CL V | 24703L103 | 2,319 | 48,517 | SH | DFND | 1 | 48,517 | 0 | 0 | |
DICERNA PHARMACEUTICALS INC | COM | 253031108 | 2,058 | 350,000 | SH | DFND | 1 | 350,000 | 0 | 0 | |
DIPEXIUM PHARMACEUTICALS INC | COM | 25456J104 | 2,713 | 187,075 | SH | DFND | 1 | 187,075 | 0 | 0 | |
DONNELLEY R R & SONS CO | COM | 257867101 | 1,886 | 120,000 | SH | DFND | 1 | 120,000 | 0 | 0 | |
DURECT CORP | COM | 266605104 | 4,170 | 3,000,000 | SH | DFND | 1 | 3,000,000 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 6,548 | 149,397 | SH | DFND | 1 | 149,397 | 0 | 0 | |
ELECTRUM SPL ACQUISITION COR | *W EXP 99/99/999 | G3105C112 | 405 | 1,651,425 | SH | DFND | 1 | 1,651,425 | 0 | 0 | |
ENERGY RECOVERY INC | COM | 29270J100 | 1,598 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
ENOVA INTL INC | COM | 29357K103 | 11,189 | 1,155,900 | SH | DFND | 1 | 1,155,900 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 114 | 2,000 | SH | DFND | 1 | 2,000 | 0 | 0 | |
EXXON MOBIL CORP | COM | 30231G102 | 4,364 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
FORTRESS INVESTMENT GROUP LL | CL A | 34958B106 | 6,680 | 1,352,300 | SH | DFND | 1 | 1,352,300 | 0 | 0 | |
FXCM INC | NOTE 2.250% 6/1 | 302693AB2 | 7,183 | 17,000,000 | PRN | DFND | 1 | 17,000,000 | 0 | 0 | |
GALMED PHARMACEUTICALS LTD | SHS | M47238106 | 1,403 | 316,016 | SH | DFND | 1 | 316,016 | 0 | 0 | |
GENERAL MLS INC | COM | 370334104 | 9,582 | 150,000 | SH | Put | DFND | 1 | 150,000 | 0 | 0 |
GEVO INC | NOTE 7.500% 7/0 | 374396AA7 | 1,255 | 6,275,000 | PRN | DFND | 1 | 6,275,000 | 0 | 0 | |
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 13,547 | 84,000 | SH | DFND | 1 | 84,000 | 0 | 0 | |
GORES HLDGS INC | *W EXP 08/13/202 | 382866119 | 1,775 | 1,479,000 | SH | DFND | 1 | 1,479,000 | 0 | 0 | |
HENNESSY CAP ACQUISITION COR | *W EXP 07/28/202 | 42588J118 | 358 | 895,050 | SH | DFND | 1 | 895,050 | 0 | 0 | |
HERSHEY CO | COM | 427866108 | 23,900 | 250,000 | SH | Put | DFND | 1 | 250,000 | 0 | 0 |
HYDRA INDS ACQUISITION CORP | *W EXP 10/20/202 | 448740118 | 517 | 1,229,848 | SH | DFND | 1 | 1,229,848 | 0 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 8,941 | 470,848 | SH | DFND | 1 | 470,848 | 0 | 0 | |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 11,131 | 330,000 | SH | Call | DFND | 1 | 330,000 | 0 | 0 |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 32,212 | 955,000 | SH | Put | DFND | 1 | 955,000 | 0 | 0 |
ISHARES | MSCI BRZ CAP ETF | 464286400 | 1,315 | 39,000 | SH | DFND | 1 | 39,000 | 0 | 0 | |
ISHARES | MSCI MEX CAP ETF | 464286822 | 5,575 | 115,000 | SH | Call | DFND | 1 | 115,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 7,030 | 145,000 | SH | Put | DFND | 1 | 145,000 | 0 | 0 |
ISHARES | MSCI MEX CAP ETF | 464286822 | 1,357 | 28,000 | SH | DFND | 1 | 28,000 | 0 | 0 | |
ISHARES | MSCI STH AFR ETF | 464286780 | 14,018 | 250,000 | SH | Call | DFND | 1 | 250,000 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 32,582 | 581,100 | SH | Put | DFND | 1 | 581,100 | 0 | 0 |
ISHARES | MSCI STH AFR ETF | 464286780 | 1,009 | 18,000 | SH | DFND | 1 | 18,000 | 0 | 0 | |
ISHARES | MSCI STH KOR ETF | 464286772 | 25,577 | 440,000 | SH | Call | DFND | 1 | 440,000 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 54,061 | 930,000 | SH | Put | DFND | 1 | 930,000 | 0 | 0 |
ISHARES | MSCI STH KOR ETF | 464286772 | 2,598 | 44,700 | SH | DFND | 1 | 44,700 | 0 | 0 | |
ISHARES | MSCI TAIWAN ETF | 464286731 | 21,980 | 1,400,000 | SH | Call | DFND | 1 | 1,400,000 | 0 | 0 |
ISHARES | MSCI TAIWAN ETF | 464286731 | 40,820 | 2,600,000 | SH | Put | DFND | 1 | 2,600,000 | 0 | 0 |
ISHARES | MSCI TAIWAN ETF | 464286731 | 3,030 | 193,000 | SH | DFND | 1 | 193,000 | 0 | 0 | |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 49,413 | 1,300,000 | SH | Call | DFND | 1 | 1,300,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 110,609 | 2,910,000 | SH | Put | DFND | 1 | 2,910,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 673 | 17,700 | SH | DFND | 1 | 17,700 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,873 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 12,396 | 331,000 | SH | DFND | 1 | 331,000 | 0 | 0 | |
JPMORGAN CHASE & CO | COM | 46625H100 | 1,332 | 20,000 | SH | DFND | 1 | 20,000 | 0 | 0 | |
KKR & CO L P DEL | COM UNITS | 48248M102 | 22,227 | 1,558,700 | SH | DFND | 1 | 1,558,700 | 0 | 0 | |
KRAFT HEINZ CO | COM | 500754106 | 6,498 | 72,600 | SH | Put | DFND | 1 | 72,600 | 0 | 0 |
LENDINGCLUB CORP | COM | 52603A109 | 4,616 | 747,000 | SH | Put | DFND | 1 | 747,000 | 0 | 0 |
LINKEDIN CORP | COM CL A | 53578A108 | 994 | 5,200 | SH | Call | DFND | 1 | 5,200 | 0 | 0 |
MEDIA GEN INC NEW | COM | 58441K100 | 2,765 | 150,000 | SH | DFND | 1 | 150,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 40,106 | 2,255,700 | SH | Call | DFND | 1 | 2,255,700 | 0 | 0 |
MICRON TECHNOLOGY INC | COM | 595112103 | 14,669 | 825,000 | SH | DFND | 1 | 825,000 | 0 | 0 | |
NAVISTAR INTL CORP NEW | NOTE 4.750% 4/1 | 63934EAS7 | 2,292 | 2,442,000 | PRN | DFND | 1 | 2,442,000 | 0 | 0 | |
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 3,197 | 231,500 | SH | DFND | 1 | 231,500 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 11,186 | 969,363 | SH | DFND | 1 | 969,363 | 0 | 0 | |
NEXEO SOLUTIONS INC | *W EXP 06/09/202 | 65342H110 | 527 | 850,000 | SH | DFND | 1 | 850,000 | 0 | 0 | |
NUVECTRA CORP | COM | 67075N108 | 418 | 60,400 | SH | DFND | 1 | 60,400 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 3,928 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
PAIN THERAPEUTICS INC | COM | 69562K100 | 27 | 27,400 | SH | Call | DFND | 1 | 27,400 | 0 | 0 |
PAIN THERAPEUTICS INC | COM | 69562K100 | 458 | 457,969 | SH | DFND | 1 | 457,969 | 0 | 0 | |
PAN AMERICAN SILVER CORP | COM | 697900108 | 1,762 | 100,000 | SH | DFND | 1 | 100,000 | 0 | 0 | |
PEPSICO INC | COM | 713448108 | 5,439 | 50,000 | SH | Put | DFND | 1 | 50,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 8,975 | 100,000 | SH | Put | DFND | 1 | 100,000 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 9 | 99 | SH | DFND | 1 | 99 | 0 | 0 | |
RPX CORP | COM | 74972G103 | 6,647 | 621,757 | SH | DFND | 1 | 621,757 | 0 | 0 | |
SEADRILL LIMITED | SHS | G7945E105 | 5,925 | 2,500,000 | SH | Put | DFND | 1 | 2,500,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 15,963 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 14,697 | 300,000 | SH | Put | DFND | 1 | 300,000 | 0 | 0 |
SEQUENTIAL BRNDS GROUP INC N | COM | 81734P107 | 14,690 | 1,836,286 | SH | DFND | 1 | 1,836,286 | 0 | 0 | |
SILVER RUN ACQUISITION CORP | *W EXP 02/23/202 | 82811P119 | 18 | 3,333 | SH | DFND | 1 | 3,333 | 0 | 0 | |
SILVER RUN ACQUISITION CORP | CL A | 82811P101 | 158 | 10,000 | SH | DFND | 1 | 10,000 | 0 | 0 | |
STONEGATE MTG CORP | COM | 86181Q300 | 790 | 172,435 | SH | DFND | 1 | 172,435 | 0 | 0 | |
SUPERNUS PHARMACEUTICALS INC | NOTE 7.500% 5/0 | 868459AB4 | 14,154 | 3,000,000 | PRN | DFND | 1 | 3,000,000 | 0 | 0 | |
TOBIRA THERAPEUTICS INC | COM | 88883P101 | 5,744 | 144,542 | SH | DFND | 1 | 144,542 | 0 | 0 | |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 6,003 | 320,000 | SH | Call | DFND | 1 | 320,000 | 0 | 0 |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 11,631 | 620,000 | SH | Put | DFND | 1 | 620,000 | 0 | 0 |
VANECK VECTORS ETF TR | RUSSIA ETF | 92189F403 | 788 | 42,000 | SH | DFND | 1 | 42,000 | 0 | 0 | |
VIRTUS INVT PARTNERS INC | COM | 92828Q109 | 391 | 4,000 | SH | DFND | 1 | 4,000 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 528 | 7,200 | SH | Call | DFND | 1 | 7,200 | 0 | 0 |
WHEELER REAL ESTATE INVT TR | COM | 963025101 | 396 | 226,098 | SH | DFND | 1 | 226,098 | 0 | 0 | |
WHEELER REAL ESTATE INVT TR | CV PFD SER B | 963025309 | 225 | 10,914 | SH | DFND | 1 | 10,914 | 0 | 0 | |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 11,026 | 510,000 | SH | Call | DFND | 1 | 510,000 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 46,807 | 2,165,000 | SH | Put | DFND | 1 | 2,165,000 | 0 | 0 |
WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | 5,708 | 264,000 | SH | DFND | 1 | 264,000 | 0 | 0 | |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1,601 | 1,222,434 | SH | DFND | 1 | 1,222,434 | 0 | 0 | |
XENIA HOTELS & RESORTS INC | COM | 984017103 | 13,506 | 889,700 | SH | DFND | 1 | 889,700 | 0 | 0 |