The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Co | COM | 88579Y101 | 2,956 | 16,772 | SH | SOLE | 0 | 0 | 16,772 | ||
Aecom Technology | COM | 00766T100 | 253 | 8,500 | SH | DFND | 8,500 | 0 | 0 | ||
Aetna Inc | COM | 00817Y108 | 1,355 | 11,740 | SH | SOLE | 0 | 0 | 11,740 | ||
Alexandria Real | COM | 015271109 | 201 | 1,850 | SH | DFND | 1,850 | 0 | 0 | ||
Allstate Corp | COM | 020002101 | 1,723 | 24,901 | SH | SOLE | 0 | 0 | 24,901 | ||
American Tower-A | COM | 03027X100 | 283 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
Amgen Inc | COM | 031162100 | 2,912 | 17,460 | SH | SOLE | 0 | 0 | 17,460 | ||
Annaly Capital Management | COM | 35710409 | 142 | 13,500 | SH | DFND | 13,500 | 0 | 0 | ||
Artesian Resource Corp | COM | 043113208 | 2,213 | 77,524 | SH | SOLE | 0 | 0 | 77,524 | ||
Avalonbay Commun | COM | 053484101 | 240 | 1,347 | SH | DFND | 1,347 | 0 | 0 | ||
Bank Of America Corporation | COM | 060505104 | 282 | 17,988 | SH | SOLE | 0 | 0 | 17,988 | ||
Blackrock Intern L Grth & Inc Common | COM | 092524107 | 2,365 | 398,810 | SH | SOLE | 0 | 0 | 398,810 | ||
Blackrock Muniyield Qty Iii | COM | 09254E103 | 1,179 | 77,438 | SH | SOLE | 0 | 0 | 77,438 | ||
Bok Financial Corp | COM | 05561Q201 | 259 | 3,751 | SH | SOLE | 0 | 0 | 3,751 | ||
Boston Propertie | COM | 101121101 | 341 | 2,500 | SH | DFND | 2,500 | 0 | 0 | ||
Briggs & Strattn | COM | 109043109 | 187 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Calpine Corp | COM | 131347304 | 253 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Cemex Sab-Sp Adr | ADR | 151290889 | 220 | 27,669 | SH | DFND | 27,669 | 0 | 0 | ||
Chase Corp | COM | 16150R104 | 4,297 | 62,168 | SH | SOLE | 0 | 0 | 62,168 | ||
Cimarex Energy Co | COM | 171798101 | 3,964 | 29,502 | SH | SOLE | 0 | 0 | 29,502 | ||
Coca-Cola Co | COM | 191216100 | 350 | 8,266 | SH | SOLE | 0 | 0 | 8,266 | ||
Consumer Discret Sel Sect Spdr Etf | COM | 81369Y407 | 2,990 | 37,357 | SH | SOLE | 0 | 0 | 37,357 | ||
Consumer Staples Select Sector Spdr Etf | COM | 81369Y308 | 3,432 | 64,490 | SH | SOLE | 0 | 0 | 64,490 | ||
Csx Corp | COM | 126408103 | 1,990 | 65,260 | SH | SOLE | 0 | 0 | 65,260 | ||
Cvs Health Corp | COM | 126650100 | 1,071 | 12,039 | SH | SOLE | 0 | 0 | 12,039 | ||
Dentsply Sirona Inc | COM | 24906P109 | 297 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Eastgroup Prop | COM | 277276101 | 221 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
Energy Select Sector Spdr Etf | COM | 81369Y506 | 3,027 | 42,864 | SH | SOLE | 0 | 0 | 42,864 | ||
Enterprise Products Partners Lp | COM | 293792107 | 2,065 | 74,741 | SH | SOLE | 0 | 0 | 74,741 | ||
Essex Property | COM | 297178105 | 200 | 900 | SH | DFND | 900 | 0 | 0 | ||
Everest Re Group Ltd | COM | G3223R108 | 2,470 | 13,004 | SH | SOLE | 0 | 0 | 13,004 | ||
Extra Space Stor | COM | 30225T102 | 405 | 5,100 | SH | DFND | 5,100 | 0 | 0 | ||
Exxon Mobil Corporation | COM | 30231G102 | 2,667 | 30,555 | SH | SOLE | 0 | 0 | 30,555 | ||
Flowers Foods Inc | COM | 343498101 | 1,146 | 75,775 | SH | SOLE | 0 | 0 | 75,775 | ||
Gafisa Sa-Adr | ADR | 362607301 | 19 | 12,000 | SH | DFND | 12,000 | 0 | 0 | ||
Georgetown Bancorp, Inc. | COM | 372591107 | 209 | 10,002 | SH | DFND | 10,002 | 0 | 0 | ||
Global X Msci Nigeria Etf | COM | 37950E424 | 106 | 22,200 | SH | DFND | 22,200 | 0 | 0 | ||
Guggenheim Bulletshrs2018 Corp Bd Etf | COM | 18383M530 | 518 | 24,300 | SH | SOLE | 0 | 0 | 24,300 | ||
Guggenheim Bulletshrs2018 Hy Corpbd Etf | COM | 18383M381 | 4,625 | 182,747 | SH | SOLE | 0 | 0 | 182,747 | ||
Guggenheim Bulletshrs2019 Corp Bd Etf | COM | 18383M522 | 3,633 | 169,779 | SH | SOLE | 0 | 0 | 169,779 | ||
Guggenheim Bulletshrs2020 Corp Bd Etf | COM | 18383M514 | 508 | 23,383 | SH | SOLE | 0 | 0 | 23,383 | ||
Guggenheim Bulletshrs2021 Corp Bd Etf | COM | 18383M266 | 3,584 | 165,946 | SH | SOLE | 0 | 0 | 165,946 | ||
Guggenheim S&P 500 Eq Weight Hc Etf | COM | 78355W841 | 3,410 | 21,916 | SH | SOLE | 0 | 0 | 21,916 | ||
Guggenheim S&P 500 Equal Weight Etf | COM | 78355W106 | 3,472 | 41,533 | SH | SOLE | 0 | 0 | 41,533 | ||
Ingles Markets Inc | COM | 457030104 | 3,594 | 90,899 | SH | SOLE | 0 | 0 | 90,899 | ||
International Business Machines Corp | COM | 459200101 | 209 | 1,317 | SH | SOLE | 0 | 0 | 1,317 | ||
Invesco Muni Opps. Trust Common | COM | 46132C107 | 1,230 | 86,301 | SH | SOLE | 0 | 0 | 86,301 | ||
Ishares Cali Amt-Free Muni Bond | COM | 464288356 | 448 | 3,708 | SH | SOLE | 0 | 0 | 3,708 | ||
Ishares Cohen & Steers Reit | COM | 464287564 | 3,117 | 29,712 | SH | SOLE | 0 | 0 | 29,712 | ||
Ishares Core S&P Mid-Cap | COM | 464287507 | 3,184 | 20,583 | SH | SOLE | 0 | 0 | 20,583 | ||
Ishares Core Us Aggregate Bond | COM | 464287226 | 456 | 4,060 | SH | SOLE | 0 | 0 | 4,060 | ||
Ishares Floating Rate Bond | COM | 46429B655 | 4,737 | 93,338 | SH | SOLE | 0 | 0 | 93,338 | ||
Ishares Global Healthcare | COM | 464287325 | 2,737 | 27,166 | SH | SOLE | 0 | 0 | 27,166 | ||
Ishares Iboxx $ Invst Grade Crp Bond | COM | 464287242 | 318 | 2,585 | SH | SOLE | 0 | 0 | 2,585 | ||
Ishares Mbs | COM | 464288588 | 321 | 2,912 | SH | SOLE | 0 | 0 | 2,912 | ||
Ishares Msci Eafe | COM | 464287465 | 4,893 | 82,741 | SH | SOLE | 0 | 0 | 82,741 | ||
Ishares Msci Eafe Small-Cap | COM | 464288273 | 3,013 | 57,489 | SH | SOLE | 0 | 0 | 57,489 | ||
Ishares Msci Emu | COM | 464286608 | 2,304 | 66,805 | SH | SOLE | 0 | 0 | 66,805 | ||
Ishares National Amt-Free Muni Bond | COM | 464288414 | 1,236 | 10,961 | SH | SOLE | 0 | 0 | 10,961 | ||
Ishares Russell 1000 | COM | 464287622 | 1,046 | 8,685 | SH | SOLE | 0 | 0 | 8,685 | ||
Ishares Russell 2000 | COM | 464287655 | 1,106 | 8,902 | SH | SOLE | 0 | 0 | 8,902 | ||
Ishares Russell Mid-Cap | COM | 464287499 | 1,065 | 6,109 | SH | SOLE | 0 | 0 | 6,109 | ||
Ishares Select Dividend | COM | 464287168 | 3,017 | 35,211 | SH | SOLE | 0 | 0 | 35,211 | ||
James Hardie Ind Plc Adr | ADR | 47030M106 | 393 | 25,000 | SH | DFND | 25,000 | 0 | 0 | ||
Jh Financial Opportunities Common | COM | 409735206 | 2,939 | 105,883 | SH | SOLE | 0 | 0 | 105,883 | ||
Johnson & Johnson | COM | 478160104 | 2,447 | 20,715 | SH | SOLE | 0 | 0 | 20,715 | ||
Kingfisher Plc - Adr | ADR | 495724403 | 196 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
Kroger Co | COM | 501044101 | 297 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Kvh Industries | ADR | 482738101 | 264 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Lend Lease Corp Ltd - Adr | ADR | 526023205 | 128 | 11,900 | SH | DFND | 11,900 | 0 | 0 | ||
Lennox Intl Inc | COM | 526107107 | 267 | 1,700 | SH | DFND | 1,700 | 0 | 0 | ||
Lifepoint Hospit | COM | 53219L109 | 296 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Lowe S Companies Inc | COM | 548661107 | 2,854 | 39,519 | SH | SOLE | 0 | 0 | 39,519 | ||
Luby'S Inc | COM | 549282101 | 142 | 32,994 | SH | DFND | 32,994 | 0 | 0 | ||
Market Vectors Africa | COM | 92189F866 | 214 | 10,340 | SH | DFND | 10,340 | 0 | 0 | ||
Marriott International | COM | 571903202 | 339 | 5,035 | SH | DFND | 5,035 | 0 | 0 | ||
Metlife Inc | COM | 59156R108 | 1,538 | 34,617 | SH | SOLE | 0 | 0 | 34,617 | ||
Miller Ind Inc/Tenn | COM | 600551204 | 410 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
National Retail | COM | 637417106 | 203 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
National Western Life Insurance | COM | 638517102 | 2,163 | 10,533 | SH | SOLE | 0 | 0 | 10,533 | ||
Netapp Inc | COM | 64110D104 | 322 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
Nobilis Health Corp. | COM | 65500B103 | 52 | 15,400 | SH | DFND | 15,400 | 0 | 0 | ||
Norfolk Southern | COM | 655844108 | 340 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
Northwestern Corp | COM | 668074305 | 2,112 | 36,713 | SH | SOLE | 0 | 0 | 36,713 | ||
Novartis Ag | ADR | 66987V109 | 1,870 | 23,678 | SH | SOLE | 0 | 0 | 23,678 | ||
Novatel Wireless Inc | COM | 66987M604 | 38 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
Nuveen Intermediate Duration Muni Term | COM | 670671106 | 1,617 | 116,702 | SH | SOLE | 0 | 0 | 116,702 | ||
Pimco Enhanced Short Maturity Etf | COM | 72201R833 | 4,821 | 47,544 | SH | SOLE | 0 | 0 | 47,544 | ||
Powershares International Corp Bd Etf | COM | 73936Q835 | 3,695 | 138,839 | SH | SOLE | 0 | 0 | 138,839 | ||
Procter & Gamble | COM | 742718109 | 314 | 3,500 | SH | DFND | 3,500 | 0 | 0 | ||
Pub Serv Enterp | COM | 744573106 | 335 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||
Qualcomm Inc | COM | 747525103 | 325 | 4,738 | SH | SOLE | 0 | 0 | 4,738 | ||
Regions Financial Corp | COM | 7591EP100 | 178 | 18,000 | SH | DFND | 18,000 | 0 | 0 | ||
Rgc Resources | COM | 74955L103 | 555 | 23,310 | SH | SOLE | 0 | 0 | 23,310 | ||
Royce Micro Cap Trust Common | COM | 780915104 | 2,472 | 316,563 | SH | SOLE | 0 | 0 | 316,563 | ||
Royce Value Trust Common | COM | 780910105 | 3,252 | 256,885 | SH | SOLE | 0 | 0 | 256,885 | ||
Sba Communications Corp | COM | 78388J106 | 224 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Schwab International Equity Etf | COM | 808524805 | 524 | 18,194 | SH | SOLE | 0 | 0 | 18,194 | ||
Schwab Us Aggregate Bond Etf | COM | 808524839 | 1,101 | 20,516 | SH | SOLE | 0 | 0 | 20,516 | ||
Schwab Us Mid-Cap Etf | COM | 808524508 | 615 | 14,131 | SH | SOLE | 0 | 0 | 14,131 | ||
Schwab Us Small-Cap Etf | COM | 808524607 | 616 | 10,701 | SH | SOLE | 0 | 0 | 10,701 | ||
Skyworks Solution | COM | 83088M102 | 305 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
Sl Green Realty | COM | 78440X101 | 324 | 3,000 | SH | DFND | 3,000 | 0 | 0 | ||
Southern Co | COM | 842587107 | 2,510 | 48,936 | SH | SOLE | 0 | 0 | 48,936 | ||
Spdr Barclays Short Term Corp Bd Etf | COM | 78464A474 | 4,875 | 158,441 | SH | SOLE | 0 | 0 | 158,441 | ||
Spdr S&P Midcap 400 Etf | COM | 78467Y107 | 402 | 1,423 | SH | SOLE | 0 | 0 | 1,423 | ||
Stryker Corporation | COM | 863667101 | 2,144 | 18,419 | SH | SOLE | 0 | 0 | 18,419 | ||
Stuart Olson Inc | ADR | 863834107 | 138 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Thermo Fisher | COM | 883556102 | 318 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Twenty-First Century Fox Inc | COM | 90130A101 | 334 | 13,788 | SH | SOLE | 0 | 0 | 13,788 | ||
Tyson Foods Inc | COM | 902494103 | 1,543 | 20,663 | SH | SOLE | 0 | 0 | 20,663 | ||
Udr Inc | COM | 902653104 | 358 | 9,951 | SH | SOLE | 0 | 0 | 9,951 | ||
United Therapeut | COM | 91307C102 | 325 | 2,750 | SH | DFND | 2,750 | 0 | 0 | ||
Valmont Industries Inc | COM | 920253101 | 2,962 | 22,014 | SH | SOLE | 0 | 0 | 22,014 | ||
Vanguard Energy Etf | COM | 92204A306 | 208 | 2,130 | SH | SOLE | 0 | 0 | 2,130 | ||
Vanguard Ftse Developed Markets Etf | COM | 921943858 | 4,035 | 107,862 | SH | SOLE | 0 | 0 | 107,862 | ||
Vanguard Information Technology Etf | COM | 92204A702 | 4,705 | 39,091 | SH | SOLE | 0 | 0 | 39,091 | ||
Vanguard S&P 500 Etf | COM | 922908363 | 240 | 1,210 | SH | SOLE | 0 | 0 | 1,210 | ||
Vanguard Total Bond Market Etf | COM | 921937835 | 378 | 4,490 | SH | SOLE | 0 | 0 | 4,490 | ||
Verizon Communications Inc | COM | 92343V104 | 2,049 | 39,409 | SH | SOLE | 0 | 0 | 39,409 | ||
Voya Asia Pacific High Dividend Eq Inc | COM | 92912J102 | 1,916 | 194,739 | SH | SOLE | 0 | 0 | 194,739 | ||
Voya Financial Inc | COM | 929089100 | 1,525 | 52,925 | SH | SOLE | 0 | 0 | 52,925 | ||
Wells Fargo & Co | COM | 949746101 | 361 | 8,161 | SH | DFND | 8,161 | 0 | 0 | ||
Western Asset Glb Corp Def Opp Common | COM | 95790C107 | 4,259 | 240,756 | SH | SOLE | 0 | 0 | 240,756 | ||
Western Asset High Income Opp | COM | 95766K109 | 4,396 | 870,430 | SH | SOLE | 0 | 0 | 870,430 | ||
Wgl Holdings Inc | COM | 92924F106 | 2,985 | 47,606 | SH | SOLE | 0 | 0 | 47,606 | ||
Williams Companies Inc | COM | 969457100 | 2,496 | 81,233 | SH | SOLE | 0 | 0 | 81,233 | ||
Wp Carey Inc | COM | 92936U109 | 323 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Wpx Energy Inc | COM | 98212B103 | 303 | 22,944 | SH | SOLE | 0 | 0 | 22,944 |