The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 145 | 7,923 | SH | SOLE | 7,923 | 0 | 0 | ||
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 31 | 1,677 | SH | OTR | 1 | 0 | 1,677 | 0 | |
ADVAXIS INC | COM NEW | 007624208 | 4,428 | 432,873 | SH | SOLE | 432,873 | 0 | 0 | ||
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 41 | 7,600 | SH | OTR | 1 | 0 | 7,600 | 0 | |
AIRMEDIA GROUP INC | SPONSORED ADR | 009411109 | 192 | 35,900 | SH | SOLE | 35,900 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 6,553 | 41,900 | SH | SOLE | 41,900 | 0 | 0 | ||
ALLERGAN PLC | SHS | G0177J108 | 2,583 | 9,500 | SH | SOLE | 9,500 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 964 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 33,887 | 66,200 | SH | SOLE | 66,200 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 2,509 | 4,900 | SH | Call | OTR | 1 | 0 | 4,900 | 0 |
AMAZON COM INC | COM | 023135106 | 25,901 | 50,600 | SH | Call | SOLE | 50,600 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 953 | 16,772 | SH | OTR | 1 | 0 | 16,772 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 10,751 | 189,228 | SH | SOLE | 189,228 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 86,012 | 779,800 | SH | Call | SOLE | 779,800 | 0 | 0 | |
APPLE INC | COM | 037833100 | 18,221 | 165,200 | SH | Call | OTR | 1 | 0 | 165,200 | 0 |
AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | 778 | 14,482 | SH | OTR | 1 | 0 | 14,482 | 0 | |
AXIS CAPITAL HOLDINGS LTD | SHS | G0692U109 | 3,675 | 68,404 | SH | SOLE | 68,404 | 0 | 0 | ||
BANCO MACRO SA | SPON ADR B | 05961W105 | 438 | 11,410 | SH | OTR | 1 | 0 | 11,410 | 0 | |
BANCO MACRO SA | SPON ADR B | 05961W105 | 2,160 | 56,245 | SH | SOLE | 56,245 | 0 | 0 | ||
BANK AMER CORP | COM | 060505104 | 9,347 | 600,000 | SH | Call | SOLE | 600,000 | 0 | 0 | |
BELLICUM PHARMACEUTICALS INC | COM | 079481107 | 262 | 18,000 | SH | SOLE | 18,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 1,897 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | 5,972 | 56,700 | SH | SOLE | 56,700 | 0 | 0 | ||
BRISTOL MYERS SQUIBB CO | COM | 110122108 | 2,960 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 22 | 1,276 | SH | OTR | 1 | 0 | 1,276 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 108 | 6,024 | SH | SOLE | 6,024 | 0 | 0 | ||
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 1,478 | 8,400 | SH | Call | OTR | 1 | 0 | 8,400 | 0 |
CHARTER COMMUNICATIONS INC D | CL A NEW | 16117M305 | 16,196 | 92,100 | SH | Call | SOLE | 92,100 | 0 | 0 | |
CME GROUP INC | COM | 12572Q105 | 4,173 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 6,317 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 731 | 11,570 | SH | OTR | 1 | 0 | 11,570 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 14,054 | 222,430 | SH | SOLE | 222,430 | 0 | 0 | ||
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 4,850 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
DBX ETF TR | DBXTR HAR CS 300 | 233051879 | 9,113 | 281,800 | SH | Call | SOLE | 281,800 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 4,384 | 42,900 | SH | SOLE | 42,900 | 0 | 0 | ||
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 29 | 4,804 | SH | OTR | 1 | 0 | 4,804 | 0 | |
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 135 | 22,696 | SH | SOLE | 22,696 | 0 | 0 | ||
E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | 74 | 12,230 | SH | OTR | 1 | 0 | 12,230 | 0 | |
E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | 346 | 57,770 | SH | SOLE | 57,770 | 0 | 0 | ||
EOG RES INC | COM | 26875P101 | 881 | 12,100 | SH | SOLE | 12,100 | 0 | 0 | ||
FACEBOOK INC | CL A | 30303M102 | 6,985 | 77,700 | SH | SOLE | 77,700 | 0 | 0 | ||
FIBROGEN INC | COM | 31572Q808 | 457 | 20,850 | SH | SOLE | 20,850 | 0 | 0 | ||
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 1,657 | 107,670 | SH | SOLE | 107,670 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 730 | 75,344 | SH | OTR | 1 | 0 | 75,344 | 0 | |
FREEPORT-MCMORAN INC | CL B | 35671D857 | 3,727 | 384,656 | SH | SOLE | 384,656 | 0 | 0 | ||
GALAPAGOS NV | SPON ADR | 36315X101 | 2,036 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
GILEAD SCIENCES INC | COM | 375558103 | 3,633 | 37,000 | SH | SOLE | 37,000 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 20,403 | 31,962 | SH | SOLE | 31,962 | 0 | 0 | ||
GOOGLE INC | CL A | 38259P508 | 11,491 | 18,000 | SH | Call | SOLE | 18,000 | 0 | 0 | |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 553 | 31,008 | SH | OTR | 1 | 0 | 31,008 | 0 | |
GRUPO FINANCIERO GALICIA S A | SP ADR 10 SH B | 399909100 | 2,368 | 132,845 | SH | SOLE | 132,845 | 0 | 0 | ||
HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 499 | 28,538 | SH | OTR | 1 | 0 | 28,538 | 0 | |
HOLLYSYS AUTOMATION TECHNOLO | SHS | G45667105 | 2,382 | 136,262 | SH | SOLE | 136,262 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 5,803 | 52,600 | SH | SOLE | 52,600 | 0 | 0 | ||
INOTEK PHARMACEUTICALS CORP | COM | 45780V102 | 1,392 | 148,000 | SH | SOLE | 148,000 | 0 | 0 | ||
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 1,053 | 72,314 | SH | OTR | 1 | 0 | 72,314 | 0 | |
IRSA INVERSIONES Y REP S A | GLOBL DEP RCPT | 450047204 | 4,505 | 309,793 | SH | SOLE | 309,793 | 0 | 0 | ||
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 21,536 | 199,646 | SH | OTR | 1 | 0 | 199,646 | 0 | |
ISHARES TR | 7-10 Y TR BD ETF | 464287440 | 91,512 | 848,354 | SH | SOLE | 848,354 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 18,976 | 535,000 | SH | Call | OTR | 1 | 0 | 535,000 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 13,088 | 369,000 | SH | SOLE | 369,000 | 0 | 0 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 90,981 | 2,565,000 | SH | Call | SOLE | 2,565,000 | 0 | 0 | |
ISHARES TR | IBOXX INV CP ETF | 464287242 | 4,562 | 39,300 | SH | SOLE | 39,300 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 11,629 | 106,500 | SH | Put | SOLE | 106,500 | 0 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 77 | 2,970 | SH | OTR | 1 | 0 | 2,970 | 0 | |
JD COM INC | SPON ADR CL A | 47215P106 | 366 | 14,030 | SH | SOLE | 14,030 | 0 | 0 | ||
JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | 175 | 17,806 | SH | OTR | 1 | 0 | 17,806 | 0 | |
JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | 831 | 84,109 | SH | SOLE | 84,109 | 0 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 16,597 | 407,920 | SH | SOLE | 407,920 | 0 | 0 | ||
JUNO THERAPEUTICS INC | COM | 48205A109 | 4,069 | 100,000 | SH | Call | SOLE | 100,000 | 0 | 0 | |
JUNO THERAPEUTICS INC | COM | 48205A109 | 1,111 | 27,285 | SH | OTR | 1 | 0 | 27,285 | 0 | |
LEJU HLDGS LTD | SPONSORED ADS | 50187J108 | 38 | 6,813 | SH | OTR | 1 | 0 | 6,813 | 0 | |
LEJU HLDGS LTD | SPONSORED ADS | 50187J108 | 180 | 32,187 | SH | SOLE | 32,187 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 10,294 | 123,000 | SH | Call | SOLE | 123,000 | 0 | 0 | |
LILLY ELI & CO | COM | 532457108 | 20,470 | 244,600 | SH | SOLE | 244,600 | 0 | 0 | ||
MEDIVATION INC | COM | 58501N101 | 1,976 | 46,500 | SH | SOLE | 46,500 | 0 | 0 | ||
MIRATI THERAPEUTICS INC | COM | 60468T105 | 1,241 | 36,043 | SH | SOLE | 36,043 | 0 | 0 | ||
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 43 | 1,700 | SH | OTR | 1 | 0 | 1,700 | 0 | |
NATIONAL WESTMINSTER BK PLC | SPON ADR C | 638539882 | 226 | 8,850 | SH | SOLE | 8,850 | 0 | 0 | ||
NETEASE INC | SPONSORED ADR | 64110W102 | 1,922 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 4,238 | 106,500 | SH | SOLE | 106,500 | 0 | 0 | ||
NEW RELIC INC | COM | 64829B100 | 12,389 | 325,100 | SH | SOLE | 325,100 | 0 | 0 | ||
NORTHROP GRUMMAN CORP | COM | 666807102 | 1,593 | 9,600 | SH | SOLE | 9,600 | 0 | 0 | ||
ORBITAL ATK INC | COM | 68557N103 | 1,567 | 21,800 | SH | SOLE | 21,800 | 0 | 0 | ||
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 3,809 | 249,409 | SH | SOLE | 249,409 | 0 | 0 | ||
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 790 | 51,748 | SH | OTR | 1 | 0 | 51,748 | 0 | |
PIONEER NAT RES CO | COM | 723787107 | 657 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 10,003 | 98,300 | SH | Put | OTR | 1 | 0 | 98,300 | 0 |
POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | 51,053 | 501,700 | SH | Put | SOLE | 501,700 | 0 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 1,507 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 2,374 | 31,500 | SH | Call | SOLE | 31,500 | 0 | 0 | |
QUNAR CAYMAN IS LTD | SPNS ADR CL B | 74906P104 | 2,656 | 88,300 | SH | SOLE | 88,300 | 0 | 0 | ||
RADIUS HEALTH INC | COM NEW | 750469207 | 2,357 | 34,000 | SH | SOLE | 34,000 | 0 | 0 | ||
RAYTHEON CO | COM NEW | 755111507 | 1,639 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
REGENXBIO INC | COM | 75901B107 | 253 | 11,466 | SH | OTR | 1 | 0 | 11,466 | 0 | |
REGENXBIO INC | COM | 75901B107 | 5,652 | 256,534 | SH | SOLE | 256,534 | 0 | 0 | ||
RELYPSA INC | COM | 759531106 | 833 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 48 | 1,875 | SH | OTR | 1 | 0 | 1,875 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | 363 | 14,525 | SH | SOLE | 14,525 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 651 | 25,800 | SH | SOLE | 25,800 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | 111 | 4,375 | SH | OTR | 1 | 0 | 4,375 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPON ADR F | 780097804 | 115 | 4,524 | SH | SOLE | 4,524 | 0 | 0 | ||
ROYAL BK SCOTLAND GROUP PLC | SPON ADR F | 780097804 | 22 | 875 | SH | OTR | 1 | 0 | 875 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 282 | 4,071 | SH | OTR | 1 | 0 | 4,071 | 0 | |
SALESFORCE COM INC | COM | 79466L302 | 1,335 | 19,229 | SH | SOLE | 19,229 | 0 | 0 | ||
SOHU COM INC | COM | 83408W103 | 80 | 1,922 | SH | OTR | 1 | 0 | 1,922 | 0 | |
SOHU COM INC | COM | 83408W103 | 375 | 9,078 | SH | SOLE | 9,078 | 0 | 0 | ||
SOUFUN HLDGS LTD | ADR | 836034108 | 323 | 48,920 | SH | OTR | 1 | 0 | 48,920 | 0 | |
SOUFUN HLDGS LTD | ADR | 836034108 | 1,524 | 231,080 | SH | SOLE | 231,080 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 61,321 | 320,000 | SH | Put | SOLE | 320,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 12 | 200 | SH | SOLE | 200 | 0 | 0 | ||
SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | 5,167 | 83,000 | SH | Put | SOLE | 83,000 | 0 | 0 | |
TABLEAU SOFTWARE INC | CL A | 87336U105 | 1,380 | 17,300 | SH | SOLE | 17,300 | 0 | 0 | ||
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 595 | 40,814 | SH | OTR | 1 | 0 | 40,814 | 0 | |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 3,013 | 206,868 | SH | SOLE | 206,868 | 0 | 0 | ||
TRANSPORTADORA DE GAS SUR | SPON ADR B | 893870204 | 309 | 78,517 | SH | OTR | 1 | 0 | 78,517 | 0 | |
TRANSPORTADORA DE GAS SUR | SPON ADR B | 893870204 | 1,326 | 336,660 | SH | SOLE | 336,660 | 0 | 0 | ||
ULTRAGENYX PHARMACEUTICAL IN | COM | 90400D108 | 5,596 | 58,100 | SH | SOLE | 58,100 | 0 | 0 | ||
VERTEX PHARMACEUTICALS INC | COM | 92532F100 | 1,562 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 59 | 3,494 | SH | OTR | 1 | 0 | 3,494 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 277 | 16,506 | SH | SOLE | 16,506 | 0 | 0 | ||
VITAE PHARMACEUTICALS INC | COM | 92847N103 | 1,155 | 105,000 | SH | SOLE | 105,000 | 0 | 0 | ||
WHITEWAVE FOODS CO | COM | 966244105 | 1,205 | 30,000 | SH | Call | SOLE | 30,000 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 785 | 21,300 | SH | SOLE | 21,300 | 0 | 0 | ||
YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | 442 | 29,000 | SH | SOLE | 29,000 | 0 | 0 |