The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
8POINT3 ENERGY PARTNERS LP | CL A RPT LTDPT | 282539105 | 2,234 | 120,000 | PRN | SOLE | 120,000 | 0 | 0 | ||
ACTIVISION BLIZZARD INC | COM | 00507V109 | 4,426 | 182,800 | PRN | SOLE | 182,800 | 0 | 0 | ||
ALARM COM HLDGS INC | COM | 011642105 | 154 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
ALDER BIOPHARMACEUTICALS INC | COM | 014339105 | 5,297 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
APPFOLIO INC | COM CL A | 03783C100 | 141 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
BIOAMBER INC | *W EXP 05/09/201 | 09072Q114 | 296 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
BIOTIE THERAPIES OYJ | SPONSORED ADR | 09074D103 | 108 | 5,400 | PRN | SOLE | 5,400 | 0 | 0 | ||
BLACK KNIGHT FINL SVCS INC | CL A | 09214X100 | 8,829 | 286,000 | PRN | SOLE | 286,000 | 0 | 0 | ||
CATABASIS PHARMACEUTICALS IN | COM | 14875P107 | 977 | 80,000 | PRN | SOLE | 80,000 | 0 | 0 | ||
CATALENT INC | COM | 148806102 | 7,333 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
CENTRAL PAC FINL CORP | COM NEW | 154760409 | 1,568 | 66,038 | PRN | SOLE | 66,038 | 0 | 0 | ||
CHIMERIX INC | COM | 16934W106 | 2,310 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
CHINA BIOLOGIC PRODS INC | COM | 16938C106 | 4,606 | 40,000 | PRN | SOLE | 40,000 | 0 | 0 | ||
COMMSCOPE HLDG CO INC | COM | 20337X109 | 3,051 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
CORENERGY INFRASTRUCTURE TR | COM | 21870U205 | 351 | 55,600 | PRN | SOLE | 55,600 | 0 | 0 | ||
CYNAPSUS THERAPEUTICS INC | COM PAR NO PAR | 23257Y859 | 1,629 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
CYRUSONE INC | COM | 23283R100 | 1,473 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
DAVE & BUSTERS ENTMT INC | COM | 238337109 | 6,098 | 168,967 | PRN | SOLE | 168,967 | 0 | 0 | ||
DERMIRA INC | COM | 24983L104 | 456 | 25,965 | PRN | SOLE | 25,965 | 0 | 0 | ||
ENDO INTL PLC | SHS | G30401106 | 4,812 | 60,412 | PRN | SOLE | 60,412 | 0 | 0 | ||
ENDOCHOICE HLDGS INC | COM | 29272U103 | 3,269 | 199,928 | PRN | SOLE | 199,928 | 0 | 0 | ||
ENERGEN CORP | COM | 29265N108 | 3,620 | 53,000 | PRN | SOLE | 53,000 | 0 | 0 | ||
EQT GP HLDGS LP | COM UNIT REP | 26885J103 | 680 | 20,000 | PRN | SOLE | 20,000 | 0 | 0 | ||
EVOLENT HEALTH INC | CL A | 30050B101 | 975 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
FOGO DE CHAO INC | COM | 344177100 | 3,474 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
FORWARD PHARMA A/S | SPONSORED ADR | 34986J105 | 3,805 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | 7,425 | 1,500,000 | PRN | SOLE | 1,500,000 | 0 | 0 | ||
GENER8 MARITIME INC | COM | Y26889108 | 1,022 | 75,000 | PRN | SOLE | 75,000 | 0 | 0 | ||
GREEN BRICK PARTNERS INC | COM | 392709101 | 1,494 | 136,400 | PRN | SOLE | 136,400 | 0 | 0 | ||
GREEN PLAINS PARTNERS LP | COM REP PTR IN | 393221106 | 1,939 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
IGNYTA INC | COM | 451731103 | 755 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
INVUITY INC | COM NEW | 46187J205 | 2,118 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
LANTHEUS HLDGS INC | COM | 516544103 | 1,148 | 185,400 | PRN | SOLE | 185,400 | 0 | 0 | ||
MACERICH CO | COM | 554382101 | 3,730 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
MILACRON HLDGS CORP | COM | 59870L106 | 7,872 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
MOLINA HEALTHCARE INC | COM | 60855R100 | 8,788 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
NEVRO CORP | COM | 64157F103 | 5,375 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
NEW RESIDENTIAL INVT CORP | COM NEW | 64828T201 | 3,048 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
NEW SR INVT GROUP INC | COM | 648691103 | 2,375 | 177,600 | PRN | SOLE | 177,600 | 0 | 0 | ||
NEWMONT MINING CORP | COM | 651639106 | 9,344 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
NIELSEN N V | COM | N63218106 | 4,477 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
NIVALIS THERAPEUTICS INC | COM | 65481J109 | 947 | 62,500 | PRN | SOLE | 62,500 | 0 | 0 | ||
NN INC | COM | 629337106 | 2,552 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
NORD ANGLIA EDUCATION INC | SHS | G6583A102 | 3,065 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
NRG YIELD INC | CL C | 62942X405 | 7,662 | 350,000 | PRN | SOLE | 350,000 | 0 | 0 | ||
OCULAR THERAPEUTIX INC | COM | 67576A100 | 606 | 28,834 | PRN | SOLE | 28,834 | 0 | 0 | ||
OM ASSET MGMT PLC | SHS | G67506108 | 1,779 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
PARTY CITY HOLDCO INC | COM | 702149105 | 2,027 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
PENNTEX MIDSTREAM PARTNERS L | COM UNIT LTD | 709311104 | 1,266 | 65,300 | PRN | SOLE | 65,300 | 0 | 0 | ||
PLATFORM SPECIALTY PRODS COR | COM | 72766Q105 | 744 | 29,100 | PRN | SOLE | 29,100 | 0 | 0 | ||
PROTEON THERAPEUTICS INC | COM | 74371L109 | 1,377 | 77,102 | PRN | SOLE | 77,102 | 0 | 0 | ||
RECEPTOS INC | COM | 756207106 | 1,738 | 9,145 | PRN | SOLE | 9,145 | 0 | 0 | ||
SABRA HEALTH CARE REIT INC | COM | 78573L106 | 1,931 | 75,000 | PRN | SOLE | 75,000 | 0 | 0 | ||
SERVICEMASTER GLOBAL HLDGS I | COM | 81761R109 | 9,043 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | 625 | 10,000 | PRN | SOLE | 10,000 | 0 | 0 | ||
STORE CAP CORP | COM | 862121100 | 2,010 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
SUNEDISON SEMICONDUCTOR LTD | SHS | Y8213L102 | 6,908 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
TERRAFORM PWR INC | CL A COM | 88104R100 | 6,077 | 160,000 | PRN | SOLE | 160,000 | 0 | 0 | ||
TRANSUNION | COM | 89400J107 | 1,506 | 60,000 | PRN | SOLE | 60,000 | 0 | 0 | ||
TUBEMOGUL INC | COM | 898570106 | 2,144 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
UNITED CMNTY BKS BLAIRSVLE G | COM | 90984P303 | 2,100 | 100,638 | PRN | SOLE | 100,638 | 0 | 0 | ||
UNIVAR INC | COM | 91336L107 | 3,254 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | 555 | 2,500 | PRN | SOLE | 2,500 | 0 | 0 | ||
VWR CORP | COM | 91843L103 | 6,683 | 250,000 | PRN | SOLE | 250,000 | 0 | 0 | ||
WATSCO INC | COM | 942622200 | 4,950 | 40,000 | PRN | SOLE | 40,000 | 0 | 0 | ||
WEST CORP | COM | 952355204 | 3,763 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
XACTLY CORP | COM | 98386L101 | 807 | 93,906 | PRN | SOLE | 93,906 | 0 | 0 | ||
XL GROUP PLC | SHS | G98290102 | 3,017 | 81,094 | PRN | SOLE | 81,094 | 0 | 0 |