The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 2U INC | COM | 90214J101 | 3,590 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| AVINGER INC | COM | 053734109 | 2,335 | 158,730 | SH | SOLE | 158,730 | 0 | 0 | ||
| BIOAMBER INC | *W EXP 05/09/201 | 09072Q114 | 267 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
| CONTINENTAL BLDG PRODS INC | COM | 211171103 | 514 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| DEL TACO RESTAURANTS INC | COM | 245496104 | 1,636 | 116,875 | SH | SOLE | 116,875 | 0 | 0 | ||
| DERMIRA INC | COM | 24983L104 | 606 | 25,965 | SH | SOLE | 25,965 | 0 | 0 | ||
| FORWARD PHARMA A/S | SPONSORED ADR | 34986J105 | 2,356 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
| HEALTHEQUITY INC | COM | 42226A107 | 739 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
| PROTEON THERAPEUTICS INC | COM | 74371L109 | 1,072 | 77,102 | SH | SOLE | 77,102 | 0 | 0 | ||
| SMUCKER J M CO | COM NEW | 832696405 | 1,369 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||