The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
21VIANET GROUP INC | SPONSORED ADR | 90138A103 | 235 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
3-D SYS CORP DEL | COM NEW | 88554D205 | 1,394 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
ACADIA PHARMACEUTICALS INC | COM | 004225108 | 625 | 25,000 | SH | SOLE | N/A | 25,000 | 0 | 0 | |
ACCELERON PHARMA INC | COM | 00434H108 | 1,188 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
ACELRX PHARMACEUTICALS INC | COM | 00444T100 | 1,074 | 95,000 | SH | SOLE | N/A | 95,000 | 0 | 0 | |
ACTIONS SEMICONDUCTOR CO LTD | ADR | 00507E107 | 1,201 | 403,072 | SH | SOLE | N/A | 403,072 | 0 | 0 | |
ADAMIS PHARMACEUTICALS CORP | COM NEW | 00547W208 | 1,310 | 205,000 | SH | SOLE | N/A | 205,000 | 0 | 0 | |
ALASKA AIR GROUP INC | COM | 011659109 | 734 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,331 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
ALEXZA PHARMACEUTICALS INC | COM NEW | 015384209 | 78 | 16,574 | SH | SOLE | N/A | 16,574 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 1,994 | 5,000 | SH | SOLE | N/A | 5,000 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 838 | 86,798 | SH | SOLE | N/A | 86,798 | 0 | 0 | |
ANGIODYNAMICS INC | COM | 03475V101 | 172 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 7,014 | 12,500 | SH | SOLE | N/A | 12,500 | 0 | 0 | |
ARIAD PHARMACEUTICALS INC | COM | 04033A100 | 8,184 | 1,200,000 | SH | SOLE | N/A | 1,200,000 | 0 | 0 | |
ARTHROCARE CORP | COM | 043136100 | 248 | 6,153 | SH | SOLE | N/A | 6,153 | 0 | 0 | |
AUTOHOME INC | SP ADR RP CL A | 05278C107 | 2,927 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
AXOGEN INC | COM | 05463X106 | 449 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
BIOTELEMETRY INC | COM | 090672106 | 794 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
CAPITAL SR LIVING CORP | COM | 140475104 | 2,399 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
CARDIOVASCULAR SYS INC DEL | COM | 141619106 | 5,144 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
CELGENE CORP | COM | 151020104 | 1,690 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
CELGENE CORP | RIGHT 12/31/2030 | 151020112 | 178 | 65,000 | SH | SOLE | N/A | 65,000 | 0 | 0 | |
CHINA DIGITAL TV HLDG CO LTD | SPONSORED ADR | 16938G107 | 870 | 500,000 | SH | SOLE | N/A | 500,000 | 0 | 0 | |
CHINA DISTANCE ED HLDGS LTD | SPONS ADR | 16944W104 | 937 | 50,113 | SH | SOLE | N/A | 50,113 | 0 | 0 | |
CHINACACHE INTL HLDG LTD | SPON ADR | 16950M107 | 206 | 23,137 | SH | SOLE | N/A | 23,137 | 0 | 0 | |
CHINAEDU CORP | SPONS ADR | 16945L107 | 1,418 | 207,257 | SH | SOLE | N/A | 207,257 | 0 | 0 | |
CHRISTOPHER & BANKS CORP | COM | 171046105 | 774 | 90,588 | SH | SOLE | N/A | 90,588 | 0 | 0 | |
COUNTRY STYLE COOKING RESTAU | SPONSORED ADR | 22238M109 | 1,090 | 108,314 | SH | SOLE | N/A | 108,314 | 0 | 0 | |
CYNOSURE INC | CL A | 232577205 | 1,198 | 44,914 | SH | SOLE | N/A | 44,914 | 0 | 0 | |
DENNYS CORP | COM | 24869P104 | 1,079 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
DESTINATION XL GROUP INC | COM | 25065K104 | 591 | 90,000 | SH | SOLE | N/A | 90,000 | 0 | 0 | |
DOUGLAS DYNAMICS INC | COM | 25960R105 | 841 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | 3,468 | 230,000 | SH | SOLE | N/A | 230,000 | 0 | 0 | |
ELONG INC | SPONSORED ADR | 290138205 | 848 | 41,400 | SH | SOLE | N/A | 41,400 | 0 | 0 | |
EMAGIN CORP | COM NEW | 29076N206 | 139 | 49,186 | SH | SOLE | N/A | 49,186 | 0 | 0 | |
ENANTA PHARMACEUTICALS INC | COM | 29251M106 | 1,637 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ENTEROMEDICS INC | COM NEW | 29365M208 | 459 | 225,000 | SH | SOLE | N/A | 225,000 | 0 | 0 | |
EXONE CO | COM | 302104104 | 2,485 | 41,100 | SH | SOLE | N/A | 41,100 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 5,466 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
FIVE PRIME THERAPEUTICS INC | COM | 33830X104 | 336 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 817 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 3,470 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 12/31/201 | 37045V134 | 388 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
GIANT INTERACTIVE GROUP INC | ADR | 374511103 | 731 | 65,000 | SH | SOLE | N/A | 65,000 | 0 | 0 | |
GOOGLE INC | CL A | 38259P508 | 6,724 | 6,000 | SH | SOLE | N/A | 6,000 | 0 | 0 | |
GREEN MTN COFFEE ROASTERS IN | COM | 393122106 | 1,512 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | 10,297 | 700,000 | SH | SOLE | N/A | 700,000 | 0 | 0 | |
HIMAX TECHNOLOGIES INC | COM | 43289P106 | 169,165 | 1,150,000 | SH | Call | SOLE | N/A | 1,150,000 | 0 | 0 |
HOME INNS & HOTELS MGMT INC | SPON ADR | 43713W107 | 1,309 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
IGATE CORP | COM | 45169U105 | 1,606 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
INVENSENSE INC | COM | 46123D205 | 1,455 | 70,000 | SH | SOLE | N/A | 70,000 | 0 | 0 | |
ISHARES TR | RUSSELL 2000 | 464287655 | 144,137 | 1,250,000 | SH | Put | SOLE | N/A | 1,250,000 | 0 | 0 |
ISHARES TR | CORE S&P SCP ETF | 464287804 | 32,763 | 300,000 | SH | Put | SOLE | N/A | 300,000 | 0 | 0 |
KOPIN CORP | COM | 500600101 | 344 | 81,500 | SH | SOLE | N/A | 81,500 | 0 | 0 | |
LEMAITRE VASCULAR INC | COM | 525558201 | 737 | 92,005 | SH | SOLE | N/A | 92,005 | 0 | 0 | |
METHODE ELECTRS INC | COM | 591520200 | 2,051 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
MICHAEL KORS HLDGS LTD | SHS | G60754101 | 1,299 | 16,000 | SH | SOLE | N/A | 16,000 | 0 | 0 | |
MIMEDX GROUP INC | COM | 602496101 | 1,748 | 200,000 | SH | SOLE | N/A | 200,000 | 0 | 0 | |
MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | 2,283 | 140,000 | SH | SOLE | N/A | 140,000 | 0 | 0 | |
NATIONAL AMERN UNIV HLDGS IN | COM | 63245Q105 | 233 | 66,667 | SH | SOLE | N/A | 66,667 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | 514 | 55,000 | SH | SOLE | N/A | 55,000 | 0 | 0 | |
NPS PHARMACEUTICALS INC | COM | 62936P103 | 2,429 | 80,000 | SH | SOLE | N/A | 80,000 | 0 | 0 | |
NTN BUZZTIME INC | COM NEW | 629410309 | 630 | 1,250,000 | SH | SOLE | N/A | 1,250,000 | 0 | 0 | |
OASIS PETE INC NEW | COM | 674215108 | 939 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
ONCOMED PHARMACEUTICALS INC | COM | 68234X102 | 1,302 | 44,100 | SH | SOLE | N/A | 44,100 | 0 | 0 | |
PACTERA TECHNOLOGY INTL LTD | SPONSORED ADR | 695255109 | 858 | 120,000 | SH | SOLE | N/A | 120,000 | 0 | 0 | |
PERFECT WORLD CO LTD | SPON ADR REP B | 71372U104 | 1,778 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
PGT INC | COM | 69336V101 | 1,316 | 130,000 | SH | SOLE | N/A | 130,000 | 0 | 0 | |
PHYSICIANS RLTY TR | COM | 71943U104 | 4,013 | 315,000 | SH | SOLE | N/A | 315,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 849 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
PUMA BIOTECHNOLOGY INC | COM | 74587V107 | 1,035 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
QUESTCOR PHARMACEUTICALS INC | COM | 74835Y101 | 1,634 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
RDA MICROELECTRONICS INC | SPONSORED ADR | 749394102 | 6,052 | 338,453 | SH | SOLE | N/A | 338,453 | 0 | 0 | |
ROCKWELL MED INC | COM | 774374102 | 1,566 | 150,000 | SH | SOLE | N/A | 150,000 | 0 | 0 | |
SOHU COM INC | COM | 83408W103 | 1,459 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
SPECTRANETICS CORP | COM | 84760C107 | 1,875 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 | |
STAAR SURGICAL CO | COM PAR $0.01 | 852312305 | 899 | 55,500 | SH | SOLE | N/A | 55,500 | 0 | 0 | |
STRATASYS LTD | SHS | M85548101 | 2,694 | 20,000 | SH | SOLE | N/A | 20,000 | 0 | 0 | |
SUNGY MOBILE LTD | ADR REP ORD A | 86737M100 | 3,076 | 150,540 | SH | SOLE | N/A | 150,540 | 0 | 0 | |
SUSSER HLDGS CORP | COM | 869233106 | 2,620 | 40,000 | SH | SOLE | N/A | 40,000 | 0 | 0 | |
SYNAPTICS INC | COM | 87157D109 | 518 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
SYNTEL INC | COM | 87162H103 | 1,364 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
TAL ED GROUP | ADS REPSTG COM | 874080104 | 2,199 | 100,000 | SH | SOLE | N/A | 100,000 | 0 | 0 | |
TANDEM DIABETES CARE INC | COM | 875372104 | 773 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
TAOMEE HLDGS LTD | SPONSORED ADR | 87600Y106 | 152 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
TESLA MTRS INC | COM | 88160R101 | 90,257 | 60,000 | SH | Call | SOLE | N/A | 60,000 | 0 | 0 |
THE9 LTD | ADR | 88337K104 | 158 | 73,009 | SH | SOLE | N/A | 73,009 | 0 | 0 | |
THERAPEUTICSMD INC | COM | 88338N107 | 1,250 | 240,000 | SH | SOLE | N/A | 240,000 | 0 | 0 | |
TILE SHOP HLDGS INC | COM | 88677Q109 | 2,729 | 151,000 | SH | SOLE | N/A | 151,000 | 0 | 0 | |
TRUEBLUE INC | COM | 89785X101 | 1,547 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 637 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 2,552 | 30,502 | SH | SOLE | N/A | 30,502 | 0 | 0 | |
VIROPHARMA INC | COM | 928241108 | 499 | 10,000 | SH | SOLE | N/A | 10,000 | 0 | 0 | |
VIRTUSA CORP | COM | 92827P102 | 1,905 | 50,000 | SH | SOLE | N/A | 50,000 | 0 | 0 | |
VOXELJET AG | ADS | 92912L107 | 592 | 15,000 | SH | SOLE | N/A | 15,000 | 0 | 0 | |
WRIGHT MED GROUP INC | COM | 98235T107 | 921 | 30,000 | SH | SOLE | N/A | 30,000 | 0 | 0 | |
WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | 1,919 | 50,004 | SH | SOLE | N/A | 50,004 | 0 | 0 | |
XUEDA ED GROUP | SPONSORED ADR | 98418W109 | 1,795 | 292,800 | SH | SOLE | N/A | 292,800 | 0 | 0 | |
YAHOO INC | COM | 984332106 | 2,629 | 65,000 | SH | SOLE | N/A | 65,000 | 0 | 0 | |
YY INC | ADS REPCOM CLA | 98426T106 | 3,017 | 60,000 | SH | SOLE | N/A | 60,000 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 285 | 75,000 | SH | SOLE | N/A | 75,000 | 0 | 0 |