The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AES CORP | COM | 00130H105 | 8,672 | 597,669 | SH | DFND | 1,2 | 597,669 | 0 | 0 | |
AMERESCO INC | CL A | 02361E108 | 2,209 | 228,695 | SH | DFND | 1,2 | 228,695 | 0 | 0 | |
CEMEX SAB DE CV | SPON ADR NEW | 151290889 | 2,587 | 218,720 | SH | DFND | 1,2 | 218,720 | 0 | 0 | |
COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | 1,637 | 210,240 | SH | DFND | 1,2 | 210,240 | 0 | 0 | |
COVANTA HLDG CORP | COM | 22282E102 | 3,222 | 181,510 | SH | DFND | 1,2 | 181,510 | 0 | 0 | |
DOMINION RES INC VA NEW | COM | 25746U109 | 3,532 | 54,595 | SH | DFND | 1,2 | 54,595 | 0 | 0 | |
EMPRESA DIST Y COMERCIAL NOR | SPON ADR | 29244A102 | 1,246 | 246,213 | SH | DFND | 1,2 | 246,213 | 0 | 0 | |
EXELON CORP | COM | 30161N101 | 6,687 | 244,140 | SH | DFND | 1,2 | 244,140 | 0 | 0 | |
FLUOR CORP NEW | COM | 343412102 | 3,380 | 42,100 | SH | DFND | 1,2 | 42,100 | 0 | 0 | |
HAWAIIAN ELEC INDUSTRIES | COM | 419870100 | 7,943 | 304,810 | SH | DFND | 1,2 | 304,810 | 0 | 0 | |
ITC HLDGS CORP | COM | 465685105 | 3,534 | 36,885 | SH | DFND | 1,2 | 36,885 | 0 | 0 | |
LIHUA INTL INC | COM | 532352101 | 883 | 154,400 | SH | DFND | 1,2 | 154,400 | 0 | 0 | |
MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | 2,428 | 129,131 | SH | DFND | 1,2 | 129,131 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 13,485 | 157,493 | SH | DFND | 1,2 | 157,493 | 0 | 0 | |
NISOURCE INC | COM | 65473P105 | 9,026 | 274,519 | SH | DFND | 1,2 | 274,519 | 0 | 0 | |
NRG YIELD INC | COM CL A | 62942X108 | 19,179 | 479,366 | SH | DFND | 1,2 | 479,366 | 0 | 0 | |
PAMPA ENERGIA S A | SPONS ADR LVL I | 697660207 | 1,560 | 297,772 | SH | DFND | 1,2 | 297,772 | 0 | 0 | |
PATTERN ENERGY GROUP INC | CL A | 70338P100 | 6,623 | 218,555 | SH | DFND | 1,2 | 218,555 | 0 | 0 | |
SILVER SPRING NETWORKS INC | COM | 82817Q103 | 3,695 | 175,950 | SH | DFND | 1,2 | 175,950 | 0 | 0 | |
SUNCOKE ENERGY INC | COM | 86722A103 | 3,433 | 150,490 | SH | DFND | 1,2 | 150,490 | 0 | 0 | |
SUNEDISON INC | COM | 86732Y109 | 5,918 | 453,480 | SH | DFND | 1,2 | 453,480 | 0 | 0 | |
YINGLI GREEN ENERGY HLDG CO | ADR | 98584B103 | 892 | 176,570 | SH | DFND | 1,2 | 176,570 | 0 | 0 |