The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
KRISPY KREME | COM NEW | 501014904 | 3,768 | 250,000 | SH | Call | SOLE | NONE | 250,000 | 0 | 0 |
MAIN STREET CAPITAL | COM NEW | 56035L954 | 3,993 | 137,300 | SH | Put | SOLE | NONE | 137,300 | 0 | 0 |
NEWCASTLE INVESTMENT | COM NEW | 65105M903 | 7,797 | 1,911,100 | SH | Call | SOLE | NONE | 1,911,100 | 0 | 0 |
AEP INDUSTRIES INC | COM NEW | 001031103 | 1,082 | 14,028 | SH | SOLE | NONE | 14,028 | 0 | 0 | |
CHICAGO BRIDGE AND IRON | COM NEW | 167250109 | 1,801 | 46,180 | SH | SOLE | NONE | 46,180 | 0 | 0 | |
COACH INC | COM NEW | 189754104 | 3,564 | 108,900 | SH | SOLE | NONE | 108,900 | 0 | 0 | |
DECKERS OUTDOOR | COM NEW | 243537107 | 1,554 | 32,922 | SH | SOLE | NONE | 32,922 | 0 | 0 | |
DIVERSIFIED RSTRNT HLDGS | COM NEW | 25532M105 | 703 | 312,532 | SH | SOLE | NONE | 312,532 | 0 | 0 | |
EXTREME NETWORKS | COM NEW | 30226D106 | 1,818 | 445,602 | SH | SOLE | NONE | 445,602 | 0 | 0 | |
FRANCESCAS HOLDINGS | COM NEW | 351793104 | 5,668 | 325,547 | SH | SOLE | NONE | 325,547 | 0 | 0 | |
GENESCO INC | COM NEW | 371532102 | 4,138 | 72,806 | SH | SOLE | NONE | 72,806 | 0 | 0 | |
GOOD TIMES RESTAURANT | COM NEW | 382140879 | 1,355 | 282,387 | SH | SOLE | NONE | 282,387 | 0 | 0 | |
GREAT LAKES DREDGE | COM NEW | 390607109 | 4,664 | 1,177,867 | SH | SOLE | NONE | 1,177,867 | 0 | 0 | |
HARSCO CORP | COM NEW | 415864107 | 2,488 | 315,708 | SH | SOLE | NONE | 315,708 | 0 | 0 | |
INCONTACT INC | COM NEW | 45336E109 | 3,166 | 331,868 | SH | SOLE | NONE | 331,868 | 0 | 0 | |
JAKKS PACIFIC INC | COM NEW | 47012E106 | 5,367 | 674,246 | SH | SOLE | NONE | 674,246 | 0 | 0 | |
KRISPY KREME | COM NEW | 501014104 | 6,634 | 440,216 | SH | SOLE | NONE | 440,216 | 0 | 0 | |
MACK CALI RLTY | COM NEW | 554489104 | 1,232 | 52,748 | SH | SOLE | NONE | 52,748 | 0 | 0 | |
MDC PARTNERS INC | COM NEW | 552697104 | 956 | 44,000 | SH | SOLE | NONE | 44,000 | 0 | 0 | |
MODUSLINK GLOBAL | COM NEW | 60786L206 | 1,308 | 527,489 | SH | SOLE | NONE | 527,489 | 0 | 0 | |
MYR GROUP INC | COM NEW | 55405W104 | 1,632 | 79,240 | SH | SOLE | NONE | 79,240 | 0 | 0 | |
NEWCASTLE INVESTMENT | COM NEW | 65105M603 | 5,444 | 1,334,240 | SH | SOLE | NONE | 1,334,240 | 0 | 0 | |
QUANTUM CORP | COM NEW | 747906204 | 1,842 | 1,981,020 | SH | SOLE | NONE | 1,981,020 | 0 | 0 | |
ROADRUNNER TRNSN SVCS | COM NEW | 76973Q105 | 1,683 | 178,477 | SH | SOLE | NONE | 178,477 | 0 | 0 | |
SERITAGE GROWTH | COM NEW | 81752R100 | 5,941 | 147,724 | SH | SOLE | NONE | 147,724 | 0 | 0 | |
ANDERSON INC | COM NEW | 034164103 | 2,913 | 92,108 | SH | SOLE | NONE | 92,108 | 0 | 0 | |
TUTOR PERINI CORP | COM NEW | 901109108 | 1,221 | 72,956 | SH | SOLE | NONE | 72,956 | 0 | 0 | |
VOLT INFO SCIENCES | COM NEW | 928703107 | 8,111 | 996,427 | SH | SOLE | NONE | 996,427 | 0 | 0 | |
XCEL BRANDS INC | COM NEW | 98400M101 | 1,571 | 209,489 | SH | SOLE | NONE | 209,489 | 0 | 0 |