0000351051-11-000043.txt : 20110610 0000351051-11-000043.hdr.sgml : 20110610 20110610115332 ACCESSION NUMBER: 0000351051-11-000043 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010930 FILED AS OF DATE: 20110610 DATE AS OF CHANGE: 20110610 EFFECTIVENESS DATE: 20110610 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MASSACHUSETTS INSTITUTE OF TECHNOLOGY CENTRAL INDEX KEY: 0000351051 IRS NUMBER: 042103594 STATE OF INCORPORATION: MA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-01002 FILM NUMBER: 11904909 BUSINESS ADDRESS: STREET 1: 238 MAIN STREET STREET 2: SUITE 200 CITY: CAMBRIDGE STATE: MA ZIP: 021421012 BUSINESS PHONE: 617-253-4900 MAIL ADDRESS: STREET 1: 238 MAIN STREET STREET 2: SUITE 200 CITY: CAMBRIDGE STATE: MA ZIP: 021421012 13F-HR/A 1 mit13f901Final.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2001 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Massachusetts Institute of Technology Address: 238 Main Street, Suite 200 Cambridge, MA 02142-1012 Form 13F File Number: 28-1002 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it isunderstood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Seth Alexander Title: President MITIMco Phone: 617-253-4900 Signature, Place, and Date of Signing: Seth Alexander Cambridge, Massachusetts June 10, 2011 [Signature] [City, State] [Date] Report Type (Check only one.): [x] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: NONE [If there are no entries in this list, omit this section.] FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 109 Form 13F Information Table Value Total: 235757 (thousands) List of Other Included Managers: NONE Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. [If there are no entries in this list, state "NONE" and omit the column headings and list entries.] F0RM13F INFORMATION TABLE TITLE OF VALUE SHRS/ SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------------------- ------- ---------- -------- ------- --- ---- ---------- -------- ------ ------ ---- ABBOTT LABS COM 002824100 933 17990 SH SOLE 17990 ADC TELECOMMUNICATIONS INC COM 000886101 3660 1048851 SH SOLE 1048851 AIR PRODS + CHEMS INC COM 009158106 2460 63770 SH SOLE 63770 ALIGN TECHNOLOGY INC COM 016255101 57 26259 SH SOLE 26259 ALLEGHENY TECHNOLOGIES INC COM 01741R102 368 27587 SH SOLE 27587 AMERICAN EXPRESS CO COM 025816109 362 12450 SH SOLE 12450 AMERICAN HOME PRODUCTS CORP COM 026609107 4228 72585 SH SOLE 72585 AMERICAN INTL GROUP INC COM 026874107 41783 535679 SH SOLE 535679 AMERICAN SUPERCONDUCTOR CORP COM 030111108 719 76957 SH SOLE 76957 ANALOG DEVICES INC COM 032654105 42151 1289015 SH SOLE 1289015 AOL TIME WARNER INC COM 00184A105 798 24100 SH SOLE 24100 ARIBA INC COM 04033V104 22 12009 SH SOLE 12009 AUTOMATIC DATA PROCESSING INC COM 053015103 4094 87035 SH SOLE 87035 AVANEX CORP COM 05348W109 329 111024 SH SOLE 111024 AVANT IMMUNOTHERAPEUTICS INC COM 053491106 208 87750 SH SOLE 87750 AVAYA INC COM 053499109 114 11507 SH SOLE 11507 BELLSOUTH CORP COM 079860102 1039 25000 SH SOLE 25000 BP PLC ADR 055622104 326 6622 SH SOLE 6622 BRISTOL MYERS SQUIBB CO COM 110122108 2598 46759 SH SOLE 46759 CATERPILLAR INC COM 149123101 202 4500 SH SOLE 4500 CERAGON NETWORKS LTD COM M22013102 191 95549 SH SOLE 95549 CISCO SYS INC COM 17275R102 4110 337400 SH SOLE 337400 CITIGROUP INC COM 172967101 9908 244637 SH SOLE 244637 COGNEX CORP COM 192422103 1595 81300 SH SOLE 81300 COLGATE PALMOLIVE CO COM 194162103 919 15780 SH SOLE 15780 CONCORD EFS INC COM 206197105 5930 121149 SH SOLE 121149 CONOCO INC COM 208251405 975 38467 SH SOLE 38467 CORIXA CORP COM 21887F100 175 16669 SH SOLE 16669 CORNING INC COM 219350105 94 10700 SH SOLE 10700 CORVIS CORP COM 221009103 1159 762193 SH SOLE 762193 CROWN CASTLE INTL CORP COM 228227104 1409 156552 SH SOLE 156552 DDI CORPORATION COM 233162106 288 36696 SH SOLE 36696 DISCOVERY PARTNERS INTL INC COM 254675101 356 106333 SH SOLE 106333 DISNEY WALT CO COM 254687106 1191 63980 SH SOLE 63980 DOW CHEM CO COM 260543103 211 6450 SH SOLE 6450 DU PONT E I DE NEMOURS + CO COM 263534109 1191 31747 SH SOLE 31747 DUKE ENERGY CO COM 264399106 416 11000 SH SOLE 11000 E PIPHANY INC COM 26881V100 637 149972 SH SOLE 149972 E TRADE GROUP INC COM 269246104 2420 400000 SH SOLE 400000 E Z EM INC COM 269305306 229 47276 SH SOLE 47276 EXPONENT INC COM 30214U102 384 35263 SH SOLE 35263 EXXON MOBIL CORP COM 30231G102 4516 114618 SH SOLE 114618 FEDERAL NATL MTG ASSN COM 313586109 3524 44021 SH SOLE 44021 FINANCIAL FED CORP COM 317492106 827 33750 SH SOLE 33750 FOUNDRY NETWORKS INC COM 35063R100 180 29743 SH SOLE 29743 FPL GROUP INC COM 302571104 359 6700 SH SOLE 6700 FRANKLIN RES INC COM 354613101 236 6800 SH SOLE 6800 GANNETT INC COM 364730101 3666 60980 SH SOLE 60980 GENERAL ELEC CO COM 369604103 5859 157501 SH SOLE 157501 GILLETTE CO COM 375766102 402 13505 SH SOLE 13505 GOLDMAN SACHS GROUP INC COM 38141G104 1990 27891 SH SOLE 27891 HALLIBURTON CO COM 406216101 865 38350 SH SOLE 38350 HARLEY DAVIDSON INC COM 412822108 284 7000 SH SOLE 7000 HEWLETT PACKARD CO COM 428236103 601 37420 SH SOLE 37420 HOME DEPOT INC COM 437076102 4505 117417 SH SOLE 117417 HOMESTORE COM INC COM 437852106 316 41294 SH SOLE 41294 INTEGRATED CIRCUIT SYS INC COM 45811K208 205 16006 SH SOLE 16006 INTEL CORP COM 458140100 2915 142590 SH SOLE 142590 INTERNATIONAL BUSINESS MACHS COM 459200101 2941 32012 SH SOLE 32012 JOHNSON + JOHNSON COM 478160104 2265 40890 SH SOLE 40890 JUNIPER NETWORKS INC COM 48203R104 1730 178382 SH SOLE 178382 KIMBERLY CLARK CORP COM 494368103 3740 60330 SH SOLE 60330 LUCENT TECHNOLOGIES INC COM 549463107 1095 191074 SH SOLE 191074 MARSH + MCLENNAN COS INC COM 571748102 1388 14358 SH SOLE 14358 MERCK + CO INC COM 589331107 341 5115 SH SOLE 5115 MERRILL LYNCH + CO INC COM 590188108 355 8740 SH SOLE 8740 MICROSOFT CORP COM 594918104 551 10773 SH SOLE 10773 MINNESOTA MNG + MFG CO COM 604059105 2172 22075 SH SOLE 22075 MOTOROLA INC COM 620076109 786 50400 SH SOLE 50400 NEW FOCUS INC COM 644383101 225 69520 SH SOLE 69520 NEXTEL COMMUNICATIONS INC COM 65332V103 567 65588 SH SOLE 65588 NUANCE COMMUNICATIONS COM 669967101 332 51066 SH SOLE 51066 OMNICOM GROUP COM 681919106 493 7600 SH SOLE 7600 ONI SYS CORP COM 68273F103 356 88383 SH SOLE 88383 PEPSICO INC COM 713448108 1692 34895 SH SOLE 34895 PFIZER INC COM 717081103 4211 105020 SH SOLE 105020 PIVOTAL CORP COM 72581R106 54 13000 SH SOLE 13000 PRAECIS PHARMACEUTICALS INC COM 739421105 240 64261 SH SOLE 64261 PROCTER + GAMBLE CO COM 742718109 1445 19855 SH SOLE 19855 PROGRESS ENERGY INC COM 743263105 688 16000 SH SOLE 16000 QWEST COMMUNICATIONS INTL INC COM 749121109 276 16520 SH SOLE 16520 ROYAL DUTCH PETE CO ADR 780257804 342 6800 SH SOLE 6800 SABA SOFTWARE INC COM 784932105 171 86355 SH SOLE 86355 SAFEWAY INC COM 786514208 234 5900 SH SOLE 5900 SBC COMMUNICATIONS INC COM 78387G103 3506 74404 SH SOLE 74404 SCHWAB CHARLES CORP COM 808513105 362 31500 SH SOLE 31500 SCRIPPS E W CO OH COM 811054204 1096 18000 SH SOLE 18000 SECURITY CAP GROUP INC COM 81413PAA3 5000 5000000 SH SOLE 5000000 SECURITY CAP GROUP INC COM 81413P204 7389 394900 SH SOLE 394900 SONUS NETWORKS INC COM 835916107 1997 665646 SH SOLE 665646 STATE STREET CORPORATION COM 857477103 4040 88800 SH SOLE 88800 STORAGENETWORKS INC COM 86211E103 418 105600 SH SOLE 105600 SYCAMORE NETWORKS INC COM 871206108 1884 541254 SH SOLE 541254 TARGET CORP COM 87612E106 476 15000 SH SOLE 15000 TEXTRON INC COM 883203101 269 8000 SH SOLE 8000 TRANSMETA CORP DEL COM 89376R109 95 67714 SH SOLE 67714 TULARIK INC COM 899165104 926 50260 SH SOLE 50260 TURNSTONE SYS INC COM 900423104 237 79040 SH SOLE 79040 TYCO INTL LTD NEW COM 902124106 418 9188 SH SOLE 9188 UNION PAC CORP COM 907818108 1270 27075 SH SOLE 27075 US BANCORP DEL COM 902973304 426 19196 SH SOLE 19196 V ONE CORP COM 918278102 13 13587 SH SOLE 13587 VERIZON COMMUNICATIONS COM 92343V104 2503 46250 SH SOLE 46250 VIGNETTE CORP COM 926734104 286 80826 SH SOLE 80826 WACHOVIA CORP 2ND NEW COM 929903102 763 24600 SH SOLE 24600 WAL MART STORES INC COM 931142103 1036 20925 SH SOLE 20925 WATCHGUARD TECHNOLOGIES INC COM 941105108 246 32156 SH SOLE 32156 WEBMETHODS INC COM 94768C108 720 104211 SH SOLE 104211 WORLDCOM INC/WORLDCOM GRP COM 98157D106 202 13415 SH SOLE 13415